Vice President General Counsel Jobs in Jericho
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Corporate - Securities and Capital Markets Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Jun 27, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
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Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: May 19, 2024
SUMMARY: Senior Litigation Counsel, Enforcement - Any FINRA Location The Senior Litigation Counsel, Enforcement role is a senior level position within FINRA, the Financial Industry Regulatory Authority. This position is responsible for representing FINRA in complex disciplinary proceedings and appeals, as...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Apr 09, 2024
SUMMARY: Senior Director, MAP The candidate reports directly to the Vice President, Membership Application Program & Statutory Disqualification. Senior leaders responsible for the management and assessment of firm group membership applications and materiality consultations. Leads and implements the strategi...