3 jobs found for

Senior Trade Compliance Counsel Jobs in Palm Beach

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  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: The Vice President, Regulatory Liaison is a high-level position within FINRA, responsible for leading and strengthening the Office of Regulatory Liaison (ORL) within Member Supervision. This role requires an experienced regulatory professional with significant knowledge of securities, compliance, an...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...

  • Construction - General Attorney / Environmental and Land Use - General Attorney / Real Estate - General Attorney in Palm Beach, FL

    Palm Beach, FL

    Type: Full Time | Posted Date: Jul 28, 2024

    SUMMARY: We thank all candidates for their interest, but only those selected for an interview will be contacted. SEO friendly job title: Associate Legal Counsel - Real Estate and Corporate Matters H1: Join Our Team as an Associate Legal Counsel - Real Estate and Corporate Matters H2: Job Opening: Associa...