Senior Securities Litigation Enforcement Attorney Jobs in Dallas
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Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement The organization is currently seeking a Senior Litigation Counsel to join their Enforcement team. This role will be responsible for representing the organization in complex disciplinary and non-disciplinary proceedings, as well as handling appeals before the...
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Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: H1: Senior Litigation Counsel, Enforcement - Represent FINRA in complex disciplinary proceedings nationwide H2: Essential Job Functions and Responsibilities Bullet Points: - Represents FINRA in complex disciplinary proceedings and appeals before the National Adjudicatory Council - Provides gui...
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Finance - Banking Attorney / Litigation - Securities Litigation - Defense Attorney in Addison, TX
Addison, TX
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Law Firm Seeking Securities Litigation & Regulatory Associate Attorney in Dallas, TX Bressler, Amery & Ross, a national law firm, is seeking a Securities Litigation & Regulatory Associate Attorney to join our Dallas office. This is a great opportunity for an experienced attorney to work with a dy...
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Antitrust and Competition - Litigation and Investigations Attorney / Litigation - Health Care - Defense Attorney / Litigation - False Claims Act & Qui Tam - Defense Attorney / Litigation - Securities Litigation - Defense Attorney / Litigation - White Coll
Dallas, TX
Type: Full Time | Posted Date: Nov 01, 2024
SUMMARY: Law Firm Seeking Litigation Associate with 4-5 Years of Experience in Dallas Salary: Competitive and Based on Experience Job Title: Litigation Associate Experience: 4-5 Years (JD '19 & '20 Preferred) Haynes Boone, a reputable law firm, is currently seeking a highly qualified Litigation Assoc...
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Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Summary: - Job Title: Associate General Counsel, Regulatory - Organization: FINRA - Type: Full-time - Location: Hybrid work environment (remote/office) - Salary: Varies based on location and factors such as skill set, experience, and education - Job Requisition ID: R-008412 - Date Posted: Y...
Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: H1: Director, Enforcement - Manage Team of Attorneys and Cases for FINRA H2: Essential Job Functions and Responsibilities Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Director, Enforcement Job Type: Full-Time Experience Required: Minimum 7 years of regulatory and/o...
Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Director of Enforcement is a key leadership role within the organization, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. This position requires a law degree and a minimum of seven years of experience in securities-...
Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA's accommodation help line at 240.386.4865...
Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Corporate - Securities and Capital Markets Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: The Vice President, Corporate Financing will be a key member of the Corporate Financing and Advertising Regulation team within the Offices of the Chief Legal Officer (OCLO) at FINRA, a leading securities industry regulator. This position requires a minimum of 10 years of experience in the securities...