40 jobs found for

Senior Regulatory Counsel Jobs in Boca Raton

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  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Key Points: Job Title: Associate General Counsel, Regulatory Full-time position R-008412 job requisition ID Responsible for managing adoption of new regulatory requirements Provides expert knowledge to Board of Governors and senior management Advises on high-impact, complex and sensiti...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...

  • Corporate - Contract Law Attorney / Corporate - General Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Sep 12, 2024

    SUMMARY: DFWP Salary Information: Competitive salary based on experience and qualifications Excellent benefits package including health, dental, vision, 401k, and more Job Title: Corporate Attorney Experience Required: Minimum of 5 years of experience as a Corporate Attorney or in a similar r...

  • Litigation - Construction - General Attorney / Litigation - Commercial Attorney / Litigation - Securities Litigation - Defense Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Sep 20, 2024

    SUMMARY: Experience Level 5-7 Years Required Qualifications At least five (5) years of complex commercial litigation experience representing companies in a variety of federal and state litigation matters Admission to the Florida Bar Preferred Qualifications Experience in financial fraud, ...

  • Health Care - Compliance, Transactions, HIPAA Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Sep 16, 2024

    SUMMARY: Job Title: Health Care Attorney - Counsel Level (Transactional) Location: Multiple Offices Practice Area: Corporate Overview: - Dickinson Wright is seeking an experienced attorney to join our growing M&A/Private Equity and Health Law practice groups - The ideal candidate will have at least 8 ...

  • Corporate - Asset/Investment Management Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Sep 05, 2024

    SUMMARY: Senior Attorney – US Investment Management (Mutual Funds, ETFs and Digital Assets) Franklin Templeton is a leading global investment management firm that offers a variety of opportunities for growth and advancement. We are currently seeking a Senior Attorney to join our legal team in various lo...

  • Insurance - Regulatory & Compliance Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Sep 02, 2024

    SUMMARY: Associate General Counsel - Product The candidate will lead, manage, and develop a team of attorneys, set functional and legal strategies, and ensure the team provides high-quality legal counsel to business leaders and others. Partner directly with and advise senior leaders across the company on co...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...

  • Data Privacy - Transactional Attorney in Sunrise, FL

    Sunrise, FL

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: Summary: Title: Privacy & Data Protection Counsel Location: Jacksonville, FL and Virtual Job Description: - Manage legal business matters to protect the enterprise’s rights in contract negotiations, settlements, litigation and business practices - Focus on employment law, corporate compliance, ...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 06, 2024

    SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: Vice President, Corporate Financing - Lead the Corporate Financing Department within the Offices of the Chief Legal Officer (OCLO) at FINRA. Locations: Rockville, MD Jersey City, NJ Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Washington, DC Philadelphia, PA New York, NY Full-time ...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: About FINRA FINRA is the Financial Industry Regulatory Authority, Inc., and is an independent, non-governmental regulator of securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with th...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...

  • Legal Staff Paralegal in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: Intellectual Property Paralegal (Litigation) - West Palm Beach, FL Fox Rothschild LLP is seeking a highly experienced and detail-oriented Paralegal with a minimum of eight years of experience in litigation, particularly in the area of Intellectual Property matters. This full-time position will be...

  • Legal Staff Paralegal in Sunrise, FL

    Sunrise, FL

    Type: Full Time | Posted Date: Sep 18, 2024

    SUMMARY: Paralegal - Legal Affairs: Salary, Job Title, and Experience Information American Express (referred to as "company") is seeking a Paralegal to join their General Counsel's Organization. This role will involve providing support to the Senior Paralegal and Counsel in responding to legal orders, ana...

  • Health Care - General Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Aug 13, 2024

    SUMMARY: Law Firm Seeking Member Level Attorney for Healthcare Practice Group - Join a national team of healthcare attorneys at McDonald Hopkins - Remote work or office placement available in Baltimore, Chicago, Cleveland, Detroit, or West Palm Beach - Minimum 8 years of experience required with a focus...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Aug 13, 2024

    SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. The role of Enforcement Director is a highly specialized and senior level position within the organization. As such, it requires a high level of experience and expertise in secu...

  • Corporate - Contract Law Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Aug 13, 2024

    SUMMARY: Travel: No H1: Senior IT Contracts Attorney at Progressive H2: Join Forbes' Best Employer for Diversity and Work in Corporate Legal The Role: As a senior IT contracts attorney at Progressive, you will have the opportunity to work closely with our procurement and sourcing teams to review, d...

  • Government Contracts Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Aug 12, 2024

    SUMMARY: ## Opportunity for Experienced Counsel/Member - Government Contracts at McDonald Hopkins Law Firm McDonald Hopkins Law Firm is seeking an experienced attorney with relevant federal government contracting experience to join its Business Department. This position can be filled remotely, or at one o...