36 jobs found for

Senior Regulatory Counsel Jobs in Boca Raton

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  • Insurance - Regulatory & Compliance Attorney / Insurance Coverage Attorney / Insurance Defense - General Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Jan 06, 2025

    SUMMARY: Senior Corporate Attorney The candidate will support the growing Businessowners Policy product (BOP) and its diverse business market targets (BMTs). Work with commercial property, general liability, and other commercial coverages to focus on legal issues regarding the design, implementation, and ex...

  • Insurance - Regulatory & Compliance Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Jan 06, 2025

    SUMMARY: Senior Corporate Attorney The candidate will provide legal support for the Transportation Network Company (TNC), emerging mobility, and commercial Fleet products and programs. Primarily work with the internal business partners supporting the development and growth of commercial insurance products a...

  • Corporate - Asset/Investment Management Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Jan 05, 2025

    SUMMARY: Senior Attorney – US Investment Management (Mutual Funds, ETFs and Digital Assets) Franklin Templeton is a leading global investment management firm that offers a variety of opportunities for growth and advancement. We are currently seeking a Senior Attorney to join our legal team in various lo...

  • Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Part Time | Posted Date: Dec 13, 2024

    SUMMARY: Program Manager III - Product Development The candidate will research, analyze, and maintain state/local regulatory requirements that impact our customers as well as other regulatory bodies and accreditations applicable across the US. Research and analyze state and local regulatory requirements, in...

  • Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Part Time | Posted Date: Dec 13, 2024

    SUMMARY: Program Manager III - Product Development The candidate will research, analyze, and maintain state/local regulatory requirements that impact our customers as well as other regulatory bodies and accreditations applicable across the US. Research and analyze state and local regulatory requirements, in...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Jan 08, 2025

    SUMMARY: Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Woodbridge, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Post...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Dec 25, 2024

    SUMMARY: Lead Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL (Job Posting) Boston, MA (Job Posting) Boca Raton,...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Dec 25, 2024

    SUMMARY: Director State Relations Government Affairs Apply Logo remote type Remote time type Full time posted on Posted 7 Days Ago job requisition id R-008665 To support the Senior Director, State Affairs, Office of Government Affairs, and the Office of Government Affairs team in man...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Dec 25, 2024

    SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...

  • Legal Staff Paralegal in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Jan 01, 2025

    SUMMARY: Intellectual Property Paralegal (Litigation) - West Palm Beach, FL Fox Rothschild LLP is seeking a highly experienced and detail-oriented Paralegal with a minimum of eight years of experience in litigation, particularly in the area of Intellectual Property matters. This full-time position will be...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Key Points: Job Title: Associate General Counsel, Regulatory Full-time position R-008412 job requisition ID Responsible for managing adoption of new regulatory requirements Provides expert knowledge to Board of Governors and senior management Advises on high-impact, complex and sensiti...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Dec 10, 2024

    SUMMARY: The Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete and accurate factual find...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Dec 10, 2024

    SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...

  • Corporate - Contract Law Attorney / Corporate - General Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Dec 04, 2024

    SUMMARY: DFWP Salary Information: Competitive salary based on experience and qualifications Excellent benefits package including health, dental, vision, 401k, and more Job Title: Corporate Attorney Experience Required: Minimum of 5 years of experience as a Corporate Attorney or in a similar r...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Oct 11, 2024

    SUMMARY: Total compensation may include bonuses, restricted stock units, and benefits. Senior Litigation Counsel, Enforcement - Full Time FINRA, a leading financial regulatory organization, is seeking a highly experienced Senior Litigation Counsel to join their Enforcement team. This position offers th...

  • Corporate - General Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Nov 27, 2024

    SUMMARY: • Base salary range $300,000 - $400,000 based on experience. • Annual bonus potential of 30% of base salary. • Long term equity incentive opportunity. • Comprehensive benefits package. • Relocation assistance. Salary: $300,000 - $400,000 per year Job Title: General Counse...

  • Corporate - General Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Nov 13, 2024

    SUMMARY: H1: Senior Counsel at TransUnion - Chicago, Alpharetta, New York, Reston or Boca Raton H2: Join Our Team as a Senior Counsel in the US Insurance Department Summary: We are currently seeking a Senior Counsel to join our team at TransUnion. In this role, you will be responsible for managing a l...

  • Data Privacy - Transactional Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Oct 10, 2024

    SUMMARY: Senior Counsel at TransUnion - Join Our Legal Team Today! Are you a skilled attorney with experience in commercial transactions and legal compliance? Are you looking for a dynamic, innovative company to join? If so, TransUnion may be the perfect fit for you! We are seeking a Senior Counsel to joi...

  • Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: Salary: $242,000 - $399,100 per year Job Title: Deputy Chief Counsel, Division of Registration and Inspections Experience: Minimum of 15 years Organization: Public Company Accounting Oversight Board (PCAOB) Department: Division of Registration and Inspections (DRI) Location: Washington, DC (He...

  • Legal Staff Paralegal in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: 03:00:00 AM Sr Paralegal - Assists attorneys with research, document preparation, and confidential matters. Works independently and under the direction of the Deputy General Counsel on a wide variety of managed care legal and other matters. This is a full-time position with a competitive salary...