Senior Insurance Regulatory Attorney Jobs in Jericho
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Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Organization: FINRA Department: Enforcement Job Title: Principal Counsel Experience: Minimum of seven years relevant legal experience in the financial regulatory space or related areas Education: Juris Doctor (J.D.) degree from an accredited law school Salary Range: - California: M...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: H1: Senior Director, Investigations - All FINRA Locations H2: Lead and implement strategic direction of Cause Investigations program Organization: FINRA Job Title: Senior Director, Investigations Experience: Significant securities, compliance or financial regulatory experience Salary: Depende...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer H1: Senior Director & RSA Advisor, Enforcement - Full Time H2: Expert Legal and Policy Advisor for Enforcement Department Organization: FINRA (Financial Industry Regulatory Authority) Location: Remote Salary Range: $149,600 - $35...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: ORGANIZATION is seeking a highly motivated and experienced Assistant General Counsel, Regulatory to join our team. This senior-level position will provide legal advice and support in the adoption of new regulatory initiatives and serve as a subject matter expert in various areas of legal expertise. ...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...