4 jobs found for

Senior Corporate Regulatory Attorney Jobs in New Orleans

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  • Corporate - Securities and Capital Markets Attorney in New Orleans, LA

    New Orleans, LA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...

  • Corporate - Securities and Capital Markets Attorney in New Orleans, LA

    New Orleans, LA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...

  • Corporate - Compliance Attorney in New Orleans, LA

    New Orleans, LA

    Type: Full Time | Posted Date: Sep 16, 2024

    SUMMARY: Mid-Level Regulatory and Compliance Associate Attorney The candidate should have 3-7 years of regulatory compliance experience. Should have regulatory compliance counseling experience or investigation and enforcement experience, including demonstrated knowledge of consumer financial services laws s...

  • Insurance - Regulatory & Compliance Attorney in Metairie, LA

    Metairie, LA

    Type: Full Time | Posted Date: Sep 02, 2024

    SUMMARY: Associate General Counsel - Product The candidate will lead, manage, and develop a team of attorneys, set functional and legal strategies, and ensure the team provides high-quality legal counsel to business leaders and others. Partner directly with and advise senior leaders across the company on co...

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