9 jobs found for

Senior Compliance Counsel Jobs in Jericho

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  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Nov 07, 2024

    SUMMARY: Senior Analyst, Public Offerings - Analyzing complex and high-profile public offering transactions - Intermediate-level professional role with limited supervision - Ensuring compliance with FINRA and SEC rules and other securities laws - Drafting comment and inquiry letters, communicating FINRA rule...

  • Tax - General Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 19, 2024

    SUMMARY: Summary: Position: Private Equity Tax Operations Manager - Portfolio Companies - Financial Services Location: New York (other locations available in region) Salary: Competitive Date: Aug 20, 2024 Company: EY EY, a global leader in financial services, is seeking a Private Equity Tax Operati...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: The Investigations Director, Specialist Team, is a senior-level professional position within the organization, responsible for managing examinations and investigations of broker-dealers’ compliance with applicable rules and regulations, and financial crimes. This role involves developing and super...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: The Vice President, Regulatory Liaison will serve as the primary liaison and representative for Member Supervision executive leadership in developing and maintaining strong working relationships with external regulators including the SEC and other Federal and State Regulators. They will also serve a...

  • Corporate - Compliance Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Please note: For your safety and protection, we will only collect your personal information for the purposes of this inquiry. We will not use your personal information for any other purposes. H1: Join EY as a Financial Services - Regulatory Compliance Manager H2: Build a Better Working World w...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Financial Services - Regulatory Compliance - Manager The candidate will consistently deliver quality client services. Drive high-quality work products within expected timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected ou...

  • Tax - General Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 12, 2024

    SUMMARY: As a Tax Services Manager at EY, you will have the opportunity to build a unique and rewarding career with a global company that values high ethical standards and integrity among its employees. EY is dedicated to providing a supportive and inclusive culture, cutting-edge technology, and a global sca...

  • Tax - General Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 12, 2024

    SUMMARY: We understand the importance of accurate and timely tax reporting in the financial services industry. As the Tax Senior Manager in our Customer Tax Operations and Reporting team, you will have the opportunity to work with a diverse range of clients and projects, providing critical advice and support...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...