40 jobs found for

Securities Counsel Jobs in Ocean

per page
  • Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Hamilton, NJ

    Hamilton, NJ

    Type: Full Time | Posted Date: Sep 26, 2024

    SUMMARY: Law Firm is seeking an experienced Investment Management and Securities Attorney- Associate to join their team in Hamilton, NJ. As a member of the firm's legal team, you will be responsible for providing regulatory and compliance advice to clients in the investment management and securities industry...

  • Corporate - Securities and Capital Markets Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...

  • Corporate - Securities and Capital Markets Attorney in Holmdel, NJ

    Holmdel, NJ

    Type: Full Time | Posted Date: Sep 07, 2024

    SUMMARY: Securities Senior Associate, Counsel or Partner – Bergen County or Monmouth County Pashman Stein Walder Hayden seeks a full-time senior associate, counsel or partner level candidate with 6 years of transactional securities experience to join the firm. The position is based in Hackensack or Hol...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Director, Enforcement - Job Posting The role of Director, Enforcement is responsible for managing and overseeing a team of Enforcement attorneys in resolving cases from start to finish. This includes ensuring that all cases are supported by thorough and accurate factual findings, applied to a cle...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: H1: Director, Enforcement - Full Time Position at FINRA H2: Essential Job Functions and Requirements SEO Job Title: Director, Enforcement - Full Time Position at FINRA Director, Enforcement - Full Time Position at FINRA: Essential Job Functions and Requirements Director, Enforcement - Fu...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: FINRA abides by the requirements of 29 CFR 513. This regulation prohibits discrimination against qualified individuals on the basis of age, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals on the basis of age. ...

  • Corporate - Securities and Capital Markets Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...

  • Corporate - Contract Law Attorney / Corporate - General Attorney / Health Care - General Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 15, 2024

    SUMMARY: H1: Corporate Attorney with Experience in Corporate Transactional and Healthcare Regulatory Practice H2: Join Our Dynamic Team in Woodbridge, NJ Law Firm Seeking Experienced Corporate Attorney - 2 to 4 years of experience required - Located in Woodbridge, NJ - Corporate Transactional and Healthcare...

  • Corporate - General Attorney in Ocean, NJ

    Ocean, NJ

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: Law Firm is looking to hire a Corporate Attorney to join its Ocean, New Jersey office. The ideal candidate should have at least 5-7 years of experience as a corporate attorney, with a strong understanding of corporate governance, venture capital and bank financing, executive compensation, stock or c...

  • Attorney in Toms River, NJ

    Toms River, NJ

    Type: Full Time | Posted Date: Sep 07, 2024

    SUMMARY: Litigation Attorney The candidate must have previous experience with Real Estate transactions — Commercial & Residential, Wills, Probate, Guardianship, Estate Planning, and Trusts. The ability to build rapport with clients, seek new business or provide a book of business. Representing clients in ...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Oct 01, 2024

    SUMMARY: Senior Litigation Counsel, Enforcement - Salary information: - CA: Minimum Salary $146,200, Maximum Salary $296,100 - CO/HI/MN/VT*: Minimum Salary $127,300, Maximum Salary $246,600 - IL*: Minimum Salary $139,800, Maximum Salary $271,400 - Jersey City, NJ/NY, NY: Minimum Salary $152,700, M...

  • Tax - General Attorney in Richmond, NY

    Richmond, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: ...

  • Tax - General Attorney in Richmond, NY

    Richmond, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: ...

  • Tax - General Attorney in Freehold, NJ

    Freehold, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: ...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. We protect investors by making sure the United States securities industry operates fairly and honestly. We oversee about 4,000 brokerage firms, about 162,000 branch offices and approximately 630,000 regis...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: SEO Friendly Job Title: Associate General Counsel, Regulatory - Expert in Complex Regulatory Initiatives and Rule Changes H1: Join FINRA as an Associate General Counsel, Regulatory - Expert in Complex Regulatory Initiatives and Rule Changes H2: Lead Regulatory Policy and Provide Expert Legal C...

  • Litigation - Real Estate - Defense Attorney in Staten Island, NY

    Staten Island, NY

    Type: Full Time | Posted Date: Sep 16, 2024

    SUMMARY: Fall 2024 Housing Staff Attorneys/Law Graduates - Bronx, Queens, & Staten Islands at Legal Services NYC - Salary Range: $74,881 - $135,637 H1: Join Our Team of Housing Staff Attorneys at Legal Services NYC H2: About Legal Services NYC Legal Services NYC (LSNYC) is a non-profit organization th...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer The Assistant General Counsel, Regulatory will be responsible for providing senior-level legal advice and support in connection with the adoption of new regulatory initiatives. This position will also serve as a subject matter expert i...

  • Attorney in Lakehurst, NJ

    Lakehurst, NJ

    Type: Full Time | Posted Date: Sep 27, 2024

    SUMMARY: MANAGEMENT AND PROGRAM ANALYST Department of the Air Force Air Mobility Command Summary Click on "Learn more about this agency" button below to view Eligibilities being considered and other IMPORTANT information. The primary purpose of this position is: This is a developmental position with...