Securities Attorney Jobs in West Palm Beach
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Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Dec 22, 2024
SUMMARY: MEMBER - SECURITIES The candidate must possess 5 - 10 years of significant experience focused in a variety of securities matters, including securities offerings (public and private), the Securities Act of 1934 (Registered Investment Advisors), the Securities Act of 1940 (Registered Investment Compa...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: The Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete and accurate factual find...
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Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney in Palm Beach, FL
Palm Beach, FL
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: Law Firm Seeking Corporate Attorneys for Multiple Locations in the US Are you a highly skilled corporate attorney with experience in mergers and acquisitions, fund formation, finance, and/or securities? Do you have a strong academic background and excellent communication skills? If so, we want to h...
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Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: Job Title: Corporate Attorney Department: Corporate Law Law Firm: Confidential Location: Delaware, Florida, Maryland, New Jersey, New York, Texas Experience: 3 years Bar Admission: Required Salary Range: $240,000 to $315,000 Are you an experienced corporate attorney looking for a new opportu...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: SEO Friendly Job Title: Enforcement Counsel at FINRA H1: Join FINRA as an Enforcement Counsel and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Quality Work for Large Complex Matters Organization: FINRA Department: En...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: Total compensation may include bonuses, restricted stock units, and benefits. Senior Litigation Counsel, Enforcement - Full Time FINRA, a leading financial regulatory organization, is seeking a highly experienced Senior Litigation Counsel to join their Enforcement team. This position offers th...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Key Points: Job Title: Associate General Counsel, Regulatory Full-time position R-008412 job requisition ID Responsible for managing adoption of new regulatory requirements Provides expert knowledge to Board of Governors and senior management Advises on high-impact, complex and sensiti...
Litigation - General (consumer) Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Dec 20, 2024
SUMMARY: ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Strategic Advisor, Market Regulation & Transparency Services Salary Information: Minimum $149,600, Maximum $351,200 Full-Time Position R-008276 Job Requisition ID Posted Today Work Location: Various (CA, DC, CO, HI, MN, VT, NY, WA, MD) H1: Leadership and Strategic Support for Market Regulati...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is the Financial Industry Regulatory Authority, Inc., and is an independent, non-governmental regulator of securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with th...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: SEO friendly job title: Senior Director, Investigations - All FINRA Locations H1 Heading: Senior Director, Investigations - All FINRA Locations H2 Headings: - Develop and Implement Strategic Plans - Collaborate with Internal and External Parties - Manage Investigation Directors - Recruit, ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: In today's fast-paced and ever-evolving financial industry, risk monitoring is crucial for ensuring the stability and integrity of the market. As such, FINRA, the Financial Industry Regulatory Authority, is seeking a highly experienced and skilled Senior Director of Risk Monitoring to join their tea...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Principal Investigator, VAST - FINRA Locations Summary: FINRA, a financial regulatory organization, is seeking a Principal Investigator for their Vulnerable Adults and Seniors Team (VAST) in various locations across the United States. This individual will be responsible for investigating finan...
Law Student - Government in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Nov 15, 2024
SUMMARY: Application Deadline 01/12/2025 SEO Friendly Job Title: Law Student Volunteer (Law Clerk Intern) - Summer Program at U.S. Attorney's Office H1 Heading: Join Us for a Rewarding Experience at the U.S. Attorney's Office H2 Heading: Law Student Volunteer (Law Clerk Intern) - Summer Program Bold H...
Legal Staff Paralegal in Juno Beach, FL
Juno Beach, FL
Type: Full Time | Posted Date: Oct 14, 2024
SUMMARY: Senior Paralegal - eDiscovery Specialist at NextEra Energy - Juno Beach, FL Salary: Not specified, based on experience Job Title: Senior Paralegal - eDiscovery Specialist Experience: Minimum 5 years in litigation support/legal industry Position Specific Description: - Responsible for exec...
Corporate - Securities and Capital Markets Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Attorneys The candidate Should have 3 years’ experience in the field of corporate and securities law. Must be proficient with drafting ’34 Act reports such as 10-K’s; 10-Q’s and 8-K’s, 14C information statements and 14A proxies; ’33 and ’34 Act registration statements including Form 1...