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43 jobs found for

Securities Attorney Jobs in Palm Beach

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  • Finance - General Attorney / Employment Law - General Attorney / Litigation - Securities Litigation - Defense Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Sep 09, 2024

    SUMMARY: The West Palm Beach office of a large law firm is seeking a Junior Securities Litigation Associate to join their team. This is a full-time position with the option to work remotely. The ideal candidate will have at least 2 years of litigation experience, preferably in the areas of financial services...

  • Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 12, 2024

    SUMMARY: Now Hiring Senior Associates / Partners / Practice Groups - South Florida Munck Wilson Mandala is looking to expand its presence in South Florida and is currently seeking experienced attorneys and practice groups with various backgrounds and portable clients/books of business. Areas of practice i...

  • Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney / Finance - General Attorney in Palm Beach, FL

    Palm Beach, FL

    Type: Full Time | Posted Date: Sep 08, 2024

    SUMMARY: Law Firm Seeks Corporate/M&A/Securities/Finance Transactional Attorneys in Multiple Locations - Job Title: Corporate Attorney - Location: Delaware, Florida, Maryland, New Jersey, New York or Texas - Department: Corporate/M&A/Securities/Finance - Experience: 4 years - Bar Admission: Required ...

  • Corporate - Securities and Capital Markets Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Sep 07, 2024

    SUMMARY: Attorneys The candidate Should have 3 years’ experience in the field of corporate and securities law. Must be proficient with drafting ’34 Act reports such as 10-K’s; 10-Q’s and 8-K’s, 14C information statements and 14A proxies; ’33 and ’34 Act registration statements including Form 1...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Key Points: Job Title: Associate General Counsel, Regulatory Full-time position R-008412 job requisition ID Responsible for managing adoption of new regulatory requirements Provides expert knowledge to Board of Governors and senior management Advises on high-impact, complex and sensiti...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: SEO Friendly Job Title: Enforcement Counsel at FINRA H1: Join FINRA as an Enforcement Counsel and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Quality Work for Large Complex Matters Organization: FINRA Department: En...

  • Personal Injury Plaintiffs Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Sep 08, 2024

    SUMMARY: Must have a solid understanding of the Florida Rules of Civil Procedure. Must have Federal experience with trials and the Federal Rules of Civil Procedure. Must have experience with the Florida Rules of Civil Procedure. Must have experience with the Federal Rules of Civil Procedure. Must hav...

  • Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Sep 18, 2024

    SUMMARY: Tax Law Specialist (Direct Hire) 12-Month Register (AMENDED) Department of the Treasury Internal Revenue Service Summary #LI-POST Positions under this announcement are being filled using a Direct Hire Authority (DHA). For information on the Recruitment Incentive please reference the Additio...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 06, 2024

    SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: About FINRA FINRA is the Financial Industry Regulatory Authority, Inc., and is an independent, non-governmental regulator of securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with th...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: Vice President, Corporate Financing - Lead the Corporate Financing Department within the Offices of the Chief Legal Officer (OCLO) at FINRA. Locations: Rockville, MD Jersey City, NJ Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Washington, DC Philadelphia, PA New York, NY Full-time ...

  • Legal Staff Paralegal in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Sep 17, 2024

    SUMMARY: Shutts & Bowen LLP is a full-service law firm with a deep commitment to its clients and the community. With more than 300 attorneys, Shutts & Bowen offers its clients, including Fortune 500 companies, financial institutions, and high-net-worth individuals, a full range of legal services including co...

  • Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Aug 13, 2024

    SUMMARY: MEMBER - SECURITIES The candidate must possess 5 - 10 years of significant experience focused in a variety of securities matters, including securities offerings (public and private), the Securities Act of 1934 (Registered Investment Advisors), the Securities Act of 1940 (Registered Investment Compa...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Aug 13, 2024

    SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. The role of Enforcement Director is a highly specialized and senior level position within the organization. As such, it requires a high level of experience and expertise in secu...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Aug 07, 2024

    SUMMARY: The Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete and accurate factual find...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Aug 06, 2024

    SUMMARY: The H1 and H2 friendly headings are: H1: Director, Enforcement - Woodbridge, NJ, Jersey City, NJ, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL, Boston, MA, Boca Raton, FL, Washington, DC, San Francisco, CA, Rockville, MD, Philadelphia, PA, New York, NY, Los Angeles, CA H2: Essential Job Fu...