48 jobs found for

Securities Associate Jobs in Sunrise

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  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Key Points: Job Title: Associate General Counsel, Regulatory Full-time position R-008412 job requisition ID Responsible for managing adoption of new regulatory requirements Provides expert knowledge to Board of Governors and senior management Advises on high-impact, complex and sensiti...

  • Litigation - Construction - General Attorney / Litigation - Commercial Attorney / Litigation - Securities Litigation - Defense Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Sep 20, 2024

    SUMMARY: Experience Level 5-7 Years Required Qualifications At least five (5) years of complex commercial litigation experience representing companies in a variety of federal and state litigation matters Admission to the Florida Bar Preferred Qualifications Experience in financial fraud, ...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: SEO Friendly Job Title: Enforcement Counsel at FINRA H1: Join FINRA as an Enforcement Counsel and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Quality Work for Large Complex Matters Organization: FINRA Department: En...

  • Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Sep 09, 2024

    SUMMARY: Law Firm Seeking Corporate Securities Associate with 2 Years Experience in Capital Markets H1: Join Our Premier Global Capital Markets Practice H2: Immediate Need for Corporate and Capital Markets Associates Overview: - Greenberg Traurig, a leading law firm, is seeking Corporate and Capital M...

  • Social Security Law Attorney in Plantation, FL

    Plantation, FL

    Type: Full Time | Posted Date: Sep 17, 2024

    SUMMARY: Job Title: Staff Attorney – Veterans Unit at Legal Aid Service of Broward County Organization: Legal Aid Service of Broward County Department: MISSION UNITED Veterans Pro Bono Project Salary Range: $60,000-$68,000 (higher salary based on experience) Job Type: Full-time, exempt Locat...

  • Attorney in Plantation, FL

    Plantation, FL

    Type: Full Time | Posted Date: Sep 19, 2024

    SUMMARY: Criminal Investigator (Special Agent) Direct Hire Department of the Treasury Internal Revenue Service Summary Positions under this announcement are being filled using a Direct Hire Authority (DHA). Click on "Learn more about this agency" button below to view Eligibilities being considered a...

  • Attorney in Plantation, FL

    Plantation, FL

    Type: Full Time | Posted Date: Sep 18, 2024

    SUMMARY: Tax Law Specialist (Direct Hire) 12-Month Register (AMENDED) Department of the Treasury Internal Revenue Service Summary #LI-POST Positions under this announcement are being filled using a Direct Hire Authority (DHA). For information on the Recruitment Incentive please reference the Additio...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...

  • Corporate - M&A Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Sep 17, 2024

    SUMMARY: Experience with drafting and negotiation of definitive and ancillary documents Managing deal process and client relationships Supervising junior associates Strong interpersonal and communication skills High degree of maturity and business sense Ability to manage internal and exte...

  • Finance - Banking Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Sep 16, 2024

    SUMMARY: Banking and Finance Associate The candidate must have 3-5 years of experience representing lenders in drafting commercial loan documents (including loan agreements and security documents) and closing commercial loans that are secured principally by personal property. Should have a strong business a...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...

  • Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 12, 2024

    SUMMARY: Now Hiring Senior Associates / Partners / Practice Groups - South Florida Munck Wilson Mandala is looking to expand its presence in South Florida and is currently seeking experienced attorneys and practice groups with various backgrounds and portable clients/books of business. Areas of practice i...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 06, 2024

    SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...

  • Data Privacy - Transactional Attorney in Sunrise, FL

    Sunrise, FL

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: Summary: Title: Privacy & Data Protection Counsel Location: Jacksonville, FL and Virtual Job Description: - Manage legal business matters to protect the enterprise’s rights in contract negotiations, settlements, litigation and business practices - Focus on employment law, corporate compliance, ...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: About FINRA FINRA is the Financial Industry Regulatory Authority, Inc., and is an independent, non-governmental regulator of securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with th...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: Vice President, Corporate Financing - Lead the Corporate Financing Department within the Offices of the Chief Legal Officer (OCLO) at FINRA. Locations: Rockville, MD Jersey City, NJ Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Washington, DC Philadelphia, PA New York, NY Full-time ...

  • Computer Science Attorney / Electrical Engineering Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Sep 02, 2024

    SUMMARY: Junior to Mid-level Patent Prosecution Associate The candidate must have a high level of academic achievement, solid law firm, engineering and industry experience and superb writing and communication skills. Should ideally have 2 years of relevant patent preparation and prosecution experience and ...

  • Litigation - Financial Services - Defense Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Sep 02, 2024

    SUMMARY: Financial Services Litigation Associate The candidate must have a high level of academic achievement, solid law firm experience or clerking experience, and superb writing and communication skills. Should ideally have 3 years of diverse litigation or clerking experience. Requisite experience: litig...