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Securities Associate Jobs in Richmond

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  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: Director & Associate General Counsel, Litigation - Unique Opportunity with Meta! Meta, a leading technology company, is seeking an experienced and highly motivated attorney to join their team as Director and Associate General Counsel for Litigation. This role will focus on securities matters and wi...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 03, 2024

    SUMMARY: Key Responsibilities: • Represent issuers and their directors and officers in securities class actions, derivative suits, merger litigation and other civil actions arising from securities-related disputes. • Conduct internal investigations related to allegations of accounting fraud, whistl...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Part Time | Posted Date: Oct 30, 2024

    SUMMARY: We are seeking a Legal Extern to join our Enforcement team for the Spring 2025 semester. This is an unpaid externship opportunity at the Financial Industry Regulatory Authority (FINRA). As a Legal Extern, you will work closely with Enforcement's attorneys, investigators, and management to assist in ...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 28, 2024

    SUMMARY: Please note: If the “Apply Now” button on a job board posting does not take you directly to the FINRA Careers site, enter www.finra.org/careers into your browser to reach our site directly. Introducing Associate, HONORS Program: - Entry-level position within FINRA's Enforcement department ...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: H1: Regulatory Attorney at New York Stock Exchange H2: Join NYSE Regulation as a Regulatory Attorney Overview: - The New York Stock Exchange (NYSE) is seeking a Regulatory Attorney to join NYSE Regulation. - NYSE Regulation is responsible for monitoring activities on the NYSE's equities an...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: SEO Friendly Job Title: Associate General Counsel, Regulatory - Expert in Complex Regulatory Initiatives and Rule Changes H1: Join FINRA as an Associate General Counsel, Regulatory - Expert in Complex Regulatory Initiatives and Rule Changes H2: Lead Regulatory Policy and Provide Expert Legal C...

  • Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Job Title: Associate General Counsel, Regulatory Salary Information: - Minimum Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider growth ...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Bullet points: - Full-time position as an Associate General Counsel, Regulatory at FINRA (Financial Industry Regulatory Authority) - Responsible for managing the adoption of new regulatory requirements - Provides expert knowledge to the Board of Governors and senior management - Advises on h...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Sep 16, 2024

    SUMMARY: H1: Join Our Growing Securities Litigation Team at a Top Law Firm in New York! H2: Katten Seeks Experienced Securities Litigation Associate in New York Office - Job Title: Securities Litigation Associate - Location: New York, NY - Department: Securities Litigation - Experience: Minimum 2 year...

  • Bankruptcy-Creditors Rights Attorney / Litigation - Commercial Attorney / Litigation - Real Estate - Defense Attorney / Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 15, 2024

    SUMMARY: Litigation Associate Position at a Top NYC Law Firm Are you an experienced litigation attorney with a passion for complex commercial cases? Do you thrive in a fast-paced environment and have a strong track record of success? If so, then we have an exciting opportunity for you! Moritt Hock & Hamro...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 01, 2024

    SUMMARY: Senior Litigation Counsel, Enforcement - Full Time *Locations: Washington, DC Jersey City, NJ Jericho, NY Denver, CO Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Woodbridge, NJ San Francisco, CA Rockville, MD Philadelphia, PA New York, NY Los Angeles, CA *Salary Range: Varies ...

  • Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Oct 01, 2024

    SUMMARY: Senior Litigation Counsel, Enforcement - Represent FINRA in complex disciplinary and non-disciplinary proceedings, brief and argue appeals, and provide guidance and advice to Member Supervision and the Member Application Program. H1: Senior Litigation Counsel, Enforcement - Represent FINRA in Com...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 17, 2024

    SUMMARY: Securities Litigation Senior Associate - Law Firm WilmerHale, New York, NY WilmerHale, a leading international law firm, is seeking a highly skilled and experienced Securities Litigation Senior Associate to join our growing team. With over 1,000 lawyers located in 13 offices worldwide, our firm i...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Oct 11, 2024

    SUMMARY: FINRA offers a comprehensive benefits package. Senior Litigation Counsel, Enforcement - Full Time Salary Range: - CA: Minimum $146,200, Maximum $296,100 - CO/HI/MN/VT*: Minimum $127,300, Maximum $246,600 - IL*: Minimum $139,800, Maximum $271,400 - Jersey City, NJ/NY, NY: Minimum $152,700, Maximum...

  • Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Oct 11, 2024

    SUMMARY: For mid-point, the candidate’s skill set, level of experience, education, and internal peer compensation comparisons factor into the salary offer. Candidates should not expect to be offered a salary that falls at or above the maximum salary range. The organization is currently seeking a Senior ...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 11, 2024

    SUMMARY: The salary range for this position is subject to change based on factors including, but not limited to, the location of the role, the candidate’s skills and qualifications, and the relevant market rate. Organization is currently seeking a highly skilled and experienced Senior Litigation Counsel...

  • Litigation - Securities Litigation Attorney / Litigation - Securities Litigation - Defense Attorney / Litigation - Securities Litigation - Plaintiffs Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 25, 2024

    SUMMARY: Securities Litigation Analyst The candidate will research and analyze complex corporate transactions & disclosure statements filed with the Securities Exchange Commission as they relate to developing legal theories. Must have Master’s Degree in Securities/Corporate/ Finance/Trade Law. 2 years’ ...

  • Litigation - Financial Services - Defense Attorney / Litigation - Commercial Attorney / Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 22, 2024

    SUMMARY: - Job title: Mid-Level Financial Services Litigation Associate - Salary range: $225,000 to $290,000 - Experience required: At least four years in commercial, securities, and/or financial services litigation - Location: New York City Davis Wright Tremaine LLP, a leading law firm in New York Cit...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Oct 01, 2024

    SUMMARY: Senior Litigation Counsel, Enforcement - Salary information: - CA: Minimum Salary $146,200, Maximum Salary $296,100 - CO/HI/MN/VT*: Minimum Salary $127,300, Maximum Salary $246,600 - IL*: Minimum Salary $139,800, Maximum Salary $271,400 - Jersey City, NJ/NY, NY: Minimum Salary $152,700, M...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 08, 2024

    SUMMARY: - Job Title: Assistant Chief Counsel - Location: Washington D.C. - Time Type: Full Time - Job Requisition ID: R1090 - Organization: Public Company Accounting Oversight Board (PCAOB) - Mission-driven organization focused on global investor protection - Nonprofit organization established by Cong...