Securities Associate Jobs in Plattsburgh
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Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: Summary: Organization: FINRA Job Title: Associate General Counsel, Regulatory Experience: 10 years of relevant legal experience Salary: Minimum salary ranges from $149,600 to $171,900, maximum salary ranges from $292,600 to $351,200, depending on location and factors such as skill set, experi...
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Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement - Salary Information Job Title: Senior Litigation Counsel, Enforcement Experience: Thirteen years of litigation experience Location: Washington, DC, Jersey City, NJ, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL, Boston, MA, Boca Raton, FL, Woodbridge, ...
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Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: FINRA offers a comprehensive benefits package that includes health, dental, and vision insurance, 401(k) with a generous matching contribution, tuition reimbursement, and a variety of other benefits. Organization: FINRA Department: Enforcement FINRA is an Equal Opportunity and Affirmative A...
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Attorney in Burlington, VT
Burlington, VT
Type: Full Time | Posted Date: Oct 12, 2024
SUMMARY: HR Specialist (Classification) Department of the Treasury Internal Revenue Service Summary Click on "Learn more about this agency" button below to view Eligibilities being considered and other IMPORTANT information. WHERE CAN I FIND OUT MORE ABOUT OTHER IRS CAREERS? Visit us on the web at w...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 22, 2024
SUMMARY: Principal Investigator, VAST - All FINRA Locations - Full-time position, posted today - Job requisition ID: R-008669 - Role includes conducting complex risk-based investigations of FINRA member firms and registered representatives involving potential Elder Financial Exploitation (EFE), providin...
Legal Staff Paralegal in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: Tax Legal Business Associate Manager TTC Position Summary: The Tax Legal Business Associate Manager at Deloitte is responsible for providing an integrated approach to technology implementations, automation, data management, and analytics to help legal departments maximize their strategic value...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer H1: Senior Director & RSA Advisor, Enforcement - Full Time H2: Expert Legal and Policy Advisor for Enforcement Department Organization: FINRA (Financial Industry Regulatory Authority) Location: Remote Salary Range: $149,600 - $35...
Tax - General Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: We understand the importance of accurate and timely tax reporting in the financial services industry. As the Tax Senior Manager in our Customer Tax Operations and Reporting team, you will have the opportunity to work with a diverse range of clients and projects, providing critical advice and support...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 17, 2024
SUMMARY: FIU Principal Intelligence Specialist Job Description: Overview: The Financial Intelligence Unit (FIU) within the National Cause and Financial Crimes Detection Program (NCFC) of FINRA is seeking a Principal Intelligence Specialist to join their team. The FIU is responsible for collecting and a...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: H1: Senior Principal Analyst, Risk Monitoring – Large Diversified – All FINRA Locations H2: Full Time Position, R-008444 - Conduct risk monitoring activities and ongoing risk assessments for FINRA members, reporting to a Risk Monitoring Director - Responsible for lead role in monitoring FIN...
Legal Staff Paralegal in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Job Title: Tax Legal Business Associate Senior Manager TTC Experience: 8 years with legal and/or technology solutions Salary Range: $145,250 to $330,590 Location: Multiple locations available Position Summary: - Join Deloitte's Tax Technology Consulting (TTC) team and be a part of transfor...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Principal Investigator, VAST - All FINRA Locations - Full Time Job Requisition ID: R-008480 The Principal Investigator position is a full-time role with the Vulnerable Adults and Seniors Team (VAST) at FINRA. VAST is a specialized unit within FINRA's National Cause and Financial Crimes Program...
Tax - General Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Tax Systems - Senior Manager: $80,920 to $184,210 Experience: 8 years of experience in implementation of direct tax systems including ONESOURCE and CorpTax; and experience in integration of these tools with Data Wrangling Solutions Position Summary Deloitte is seeking a Tax Systems Senior M...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Senior Analyst, Public Offerings - Analyzing complex and high-profile public offering transactions - Intermediate-level professional role with limited supervision - Ensuring compliance with FINRA and SEC rules and other securities laws - Drafting comment and inquiry letters, communicating FINRA rule...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Principal Investigator, NCP, is responsible for conducting investigations of potential fraud or misconduct, gathering regulatory intelligence, requesting and analyzing records, and providing subject matter expertise and advanced data analysis. This position also involves training and mentoring j...
Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement - Job Description Title: Director, Enforcement Location: Woodbridge, NJ; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Washington, DC; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York, NY; Los Angeles, CA E...
Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO Friendly Job Title: Director, Enforcement H1: Director, Enforcement - Job Description and Salary Information H2: Overview of Director, Enforcement Position Bold Headlines: Director, Enforcement: Leading and Managing a Team of Attorneys Job Title: Director, Enforcement Salary Information: Sal...