Securities Associate Jobs in Palm Beach
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Key Points: Job Title: Associate General Counsel, Regulatory Full-time position R-008412 job requisition ID Responsible for managing adoption of new regulatory requirements Provides expert knowledge to Board of Governors and senior management Advises on high-impact, complex and sensiti...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement The organization is seeking a Senior Litigation Counsel to join their team. This position is responsible for handling complex disciplinary and non-disciplinary proceedings and representing the organization in appeals before the National Adjudicatory Council....
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: Total compensation may include bonuses, restricted stock units, and benefits. Senior Litigation Counsel, Enforcement - Full Time FINRA, a leading financial regulatory organization, is seeking a highly experienced Senior Litigation Counsel to join their Enforcement team. This position offers th...
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Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Oct 25, 2024
SUMMARY: MEMBER - SECURITIES The candidate must possess 5 - 10 years of significant experience focused in a variety of securities matters, including securities offerings (public and private), the Securities Act of 1934 (Registered Investment Advisors), the Securities Act of 1940 (Registered Investment Compa...
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Computer Science Attorney / Electrical Engineering Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 08, 2024
SUMMARY: Salary Information: The salary for this position will be competitive and commensurate with experience. Job Title: Assistant General Counsel, Intellectual Property Experience Information: 5-10 years of experience as a practicing intellectual property attorney Educational Requirement...
Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Criminal Investigator (Special Agent) Direct Hire Department of the Treasury Internal Revenue Service Summary Positions under this announcement are being filled using a Direct Hire Authority (DHA). Click on "Learn more about this agency" button below to view Eligibilities being considered a...
Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: HR Specialist (Classification) Department of the Treasury Internal Revenue Service Summary Click on "Learn more about this agency" button below to view Eligibilities being considered and other IMPORTANT information. WHERE CAN I FIND OUT MORE ABOUT OTHER IRS CAREERS? Visit us on the web at w...
Corporate - Securities and Capital Markets Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Attorneys The candidate Should have 3 years’ experience in the field of corporate and securities law. Must be proficient with drafting ’34 Act reports such as 10-K’s; 10-Q’s and 8-K’s, 14C information statements and 14A proxies; ’33 and ’34 Act registration statements including Form 1...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Job Title: Senior Analyst, Public Offerings Organization: FINRA (Financial Industry Regulatory Authority) Experience Level: Intermediate Salary Range: $68,500 - $146,900 (varies by location and individual qualifications) H1: Join FINRA as a Senior Analyst, Public Offerings and Help Regulate th...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of Strategic Engagement (OSE) in providing...
Corporate - Contract Law Attorney / Corporate - General Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: Corporate Counsel The candidate will review and negotiate contracts, research legal issues and help the company and project teams address matters as they arise to help the company manage and mitigate risk. Work with the legal department to respond to the legal needs of a dynamic professional servic...
Corporate - Contract Law Attorney / Corporate - General Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: Corporate Counsel The candidate will review and negotiate contracts, research legal issues and help the company and project teams address matters as they arise to help the company manage and mitigate risk. Work with the legal department to respond to the legal needs of a dynamic professional servic...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Job Title: Senior Principal Analyst, Risk Monitoring – Large Diversified – All FINRA Locations Organization: FINRA Department: Risk Monitoring Experience: Prior experience in FINRA's Exam and/or Risk Monitoring program preferred Education: Bachelor's Degree in Finance, Accounting, Business o...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Principal Investigator, VAST - FINRA Locations Summary: FINRA, a financial regulatory organization, is seeking a Principal Investigator for their Vulnerable Adults and Seniors Team (VAST) in various locations across the United States. This individual will be responsible for investigating finan...
Litigation - General (consumer) Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Oct 23, 2024
SUMMARY: ...
Corporate - General Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney in Palm Beach, FL
Palm Beach, FL
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: ## Fund/Securities Transactional Attorney Law Firm is seeking a Fund/Securities Transactional Attorney for its Delaware, Florida, Maryland, New Jersey, New York, or Texas offices. ### Qualifications * 7 years of experience with fund formation, governance and transactions and/or securities matt...
Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Finance - General Attorney in Palm Beach, FL
Palm Beach, FL
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeks Experienced Corporate Attorneys for Multiple Locations H1: Corporate/M&A/Securities/Finance Transactional Attorneys Wanted for Top Law Firm H2: Join Our Team in Delaware, Florida, Maryland, New Jersey, New York or Texas Are you an experienced corporate attorney looking for a new opp...
Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Finance - General Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeking Corporate Attorneys for Multiple Offices - Apply Now! H1: Join Our Team as a Corporate/M&A/Securities/Finance Transactional Attorney H2: 6 Years of Experience Required - Competitive Salary and Benefits Offered - Law firm seeking experienced corporate attorneys for multiple office...