Securities Associate Jobs in Holmdel
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Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: SEO Friendly Job Title: Associate General Counsel, Regulatory - Expert in Complex Regulatory Initiatives and Rule Changes H1: Join FINRA as an Associate General Counsel, Regulatory - Expert in Complex Regulatory Initiatives and Rule Changes H2: Lead Regulatory Policy and Provide Expert Legal C...
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Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer The Assistant General Counsel, Regulatory will be responsible for providing senior-level legal advice and support in connection with the adoption of new regulatory initiatives. This position will also serve as a subject matter expert i...
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Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. We protect investors by making sure the United States securities industry operates fairly and honestly. We oversee about 4,000 brokerage firms, about 162,000 branch offices and approximately 630,000 regis...
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Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
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Litigation - General (consumer) Attorney in Elizabeth, NJ
Elizabeth, NJ
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: ...
Attorney in Staten Island, NY
Staten Island, NY
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Criminal Investigator (Special Agent) Direct Hire Department of the Treasury Internal Revenue Service Summary Positions under this announcement are being filled using a Direct Hire Authority (DHA). Click on "Learn more about this agency" button below to view Eligibilities being considered a...
Attorney in Edison, NJ
Edison, NJ
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Tax Law Specialist (Direct Hire) 12-Month Register (AMENDED) Department of the Treasury Internal Revenue Service Summary #LI-POST Positions under this announcement are being filled using a Direct Hire Authority (DHA). For information on the Recruitment Incentive please reference the Additio...
Corporate - Contract Law Attorney / Corporate - General Attorney / Health Care - General Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 15, 2024
SUMMARY: H1: Corporate Attorney with Experience in Corporate Transactional and Healthcare Regulatory Practice H2: Join Our Dynamic Team in Woodbridge, NJ Law Firm Seeking Experienced Corporate Attorney - 2 to 4 years of experience required - Located in Woodbridge, NJ - Corporate Transactional and Healthcare...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Litigation - Real Estate - Defense Attorney in Staten Island, NY
Staten Island, NY
Type: Full Time | Posted Date: Sep 16, 2024
SUMMARY: Fall 2024 Housing Staff Attorneys/Law Graduates - Bronx, Queens, & Staten Islands at Legal Services NYC - Salary Range: $74,881 - $135,637 H1: Join Our Team of Housing Staff Attorneys at Legal Services NYC H2: About Legal Services NYC Legal Services NYC (LSNYC) is a non-profit organization th...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Corporate - Securities and Capital Markets Attorney in Holmdel, NJ
Holmdel, NJ
Type: Full Time | Posted Date: Sep 07, 2024
SUMMARY: Securities Senior Associate, Counsel or Partner – Bergen County or Monmouth County Pashman Stein Walder Hayden seeks a full-time senior associate, counsel or partner level candidate with 6 years of transactional securities experience to join the firm. The position is based in Hackensack or Hol...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
Corporate - General Attorney in Ocean, NJ
Ocean, NJ
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Law Firm is looking to hire a Corporate Attorney to join its Ocean, New Jersey office. The ideal candidate should have at least 5-7 years of experience as a corporate attorney, with a strong understanding of corporate governance, venture capital and bank financing, executive compensation, stock or c...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: FINRA abides by the requirements of 29 CFR 513. This regulation prohibits discrimination against qualified individuals on the basis of age, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals on the basis of age. ...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Aug 07, 2024
SUMMARY: H1: Director, Enforcement - Full Time Position at FINRA H2: Essential Job Functions and Requirements SEO Job Title: Director, Enforcement - Full Time Position at FINRA Director, Enforcement - Full Time Position at FINRA: Essential Job Functions and Requirements Director, Enforcement - Fu...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Aug 06, 2024
SUMMARY: Director, Enforcement - Job Posting The role of Director, Enforcement is responsible for managing and overseeing a team of Enforcement attorneys in resolving cases from start to finish. This includes ensuring that all cases are supported by thorough and accurate factual findings, applied to a cle...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Aug 20, 2024
SUMMARY: All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA. Summary: Organization: FINRA Job Title: Associate Principal An...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Aug 08, 2024
SUMMARY: Overview: The Vice President, Regulatory Liaison will play a critical role in strengthening the Office of Regulatory Liaison (ORL) within FINRA's Member Supervision department. This individual will serve as the primary liaison and representative for Member Supervision executive leadership in deve...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Aug 01, 2024
SUMMARY: The organization FINRA is currently seeking a Principal Analyst, Risk Monitoring to join their team. This is a full-time position and is posted on the FINRA website today. The job requisition ID is R-008289. This role is responsible for conducting risk monitoring activities and ongoing risk asses...