Securities Associate Jobs in Glendale
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Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 23, 2024
SUMMARY: ...
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Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Director, Enforcement - Woodbridge, NJ/Jersey City, NJ/Jericho, NY/Denver, CO/Dallas, TX Full Time - R-008297 - Posted Today The Organization is currently seeking a highly qualified Director, Enforcement to join our team in multiple locations. This is a full-time position with competitive comp...
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Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: H1: "Join FINRA as a Director of Enforcement - Apply Now!" H2: "Manage a Team of Attorneys and Drive Successful Enforcement Outcomes" Director, Enforcement Full-time position with FINRA Job ID: R-008299 Location: Various locations across the US We are seeking a highly skilled and experienced Direc...
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Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: In this role, the Principal Counsel, Enforcement, will be responsible for providing legal expertise and guidance in matters related to enforcement for the organization. They will work closely with investigative staff, conduct research, and develop legal strategies to assess and prosecute cases. The ...
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Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: Senior Litigation Counsel, Enforcement: - Represent FINRA in complex disciplinary proceedings nationwide. - Provide guidance and advice on statutory disqualification and waiver/exemption requests. - Draft and review legal documents, including complaints and motions. - Oversee pre-hearing tasks...
Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Bullet points: -Position: Associate General Counsel, Regulatory -Job type: Full time -Posted: Yesterday -Job requisition ID: R-008412 -Responsible for managing and directing the adoption of new regulatory requirements -Provides expert knowledge and advice to the Board of Governors and senior m...
Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: The Job Title: Corporate & Securities - Associate Attorney - Midlevel Salary Information: Compensation range: $260,000 to $390,000 annually. Compensation depends on qualifications and experience. Job Description: Perkins Coie, LLP, a leading international law firm, is seeking a Corpor...
Attorney in Golden, CO
Golden, CO
Type: Full Time | Posted Date: Oct 23, 2024
SUMMARY: SEO Friendly Job Title: Strategic Partnership Development Lead – Energy Security, Resilience and Integration (ESRI) Directorate H1: Join NREL as a Strategic Partnership Development Lead H2: Drive Impactful Partnerships for Clean Energy at NREL Bold Headline: Save the Planet with NREL - Jo...
Corporate - Securities and Capital Markets Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 05, 2024
SUMMARY: Corporate Associate - Securities/Capital Markets The candidate must have 2-5 years of experience in corporate law, with particular experience in securities law advice and capital markets transactions. Should have specific expertise in securities and capital markets - in particular, familiarity with...
Litigation - General (consumer) Attorney in Centennial, CO
Centennial, CO
Type: Full Time | Posted Date: Dec 20, 2024
SUMMARY: ...
Litigation - General (consumer) Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: ...
Attorney in Lakewood, CO
Lakewood, CO
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Administrative Specialist Department of Agriculture Farm Service Agency ADMINISTRATIVE BRANCH Summary This position is located in the Farm Service Agency, Colorado State Office, Administrative Branch, located in Lakewood, Jefferson County, Colorado. The selectee assists the Administrative ...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Financial Management Analyst General Services Administration Office of the Chief Financial Officer Summary As a Financial Management Analyst, you will perform a wide range of financial analysis duties related to the development and implementation of financial management programs. Location o...
Data Privacy - Transactional Attorney / Finance - Banking Attorney in Greenwood Village, CO
Greenwood Village, CO
Type: Full Time | Posted Date: Dec 05, 2024
SUMMARY: Position Summary: The Associate General Counsel will be responsible for providing legal advice and counsel to the Chief Administrative Officer & General Counsel (CAO & GC), Deputy General Counsel, and senior management on various legal issues related to the operations of a growing community bank ...
Corporate - Asset/Investment Management Attorney in Broomfield, CO
Broomfield, CO
Type: Full Time | Posted Date: Dec 22, 2024
SUMMARY: Investment Fund Attorney Job ID: 1654 Position: Contract Partner Location: Multiple Offices Practice Area: Venture Best, Venture Capital & Priv. Equity Open Date: Monday, December 16, 2024 Job Function: Legal Job Description: The Position At Michael Best, we are looking to add a Senior ...
Attorney in Golden, CO
Golden, CO
Type: Full Time | Posted Date: Oct 23, 2024
SUMMARY: ESH Professional IV - Full Time Department: Materials, Chemical and Computational Science (MCCS) Directorate Location: Golden, CO Salary Range: $95,500 - $171,900 annually Experience: Bachelor's Degree and 9 years of experience or equivalent education/experience Posted: 4 Days Ago ...
Corporate - Securities and Capital Markets Attorney / Finance - General Attorney in Broomfield, CO
Broomfield, CO
Type: Full Time | Posted Date: Dec 06, 2024
SUMMARY: Keywords: Vice President of Legal, Legal, Corporate Governance, Contracts, Compliance, Real estate, Intellectual Property, Employment Law, Litigation, Securities, SEC Filings, Franchise Compliance, Contracts, Legal Risk Management, Legal Department Management, Intellectual Property, Marketing, FDA, ...
Corporate - Contract Law Attorney in Broomfield, CO
Broomfield, CO
Type: Full Time | Posted Date: Nov 29, 2024
SUMMARY: Contracting Counsel Senior Manager The candidate will lead, structure, draft and negotiate complex client transactions in a fast-paced corporate environment including master services agreements, outsourcing agreements, statements of work, service level agreements, licensing agreements, SaaS agreeme...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Lead Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL (Job Posting) Boston, MA (Job Posting) Boca Raton,...