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Securities Associate Jobs in Columbia

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  • Litigation - Securities Litigation - Defense Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Associate General Counsel, Regulatory: H1: Join FINRA as an Associate General Counsel, Regulatory H2: Lead Regulatory Initiatives and Rule Changes Organization: FINRA Department: Office of General Counsel Job Title: Associate General Counsel, Regulatory Job Type: Full-Time Location: Rem...

  • Litigation - Securities Litigation - Defense Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Dec 10, 2024

    SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public trust. FINRA employs a diverse workforce and is an Equal Opportunity Employer. ...

  • Litigation - Securities Litigation - Defense Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Dec 10, 2024

    SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer Enforcement Principal Counsel - Job Description Location: Various Locations Organization: FINRA Department: Enforcement Employment Type: Full Time Overview: FINRA, the Financial Industry Regulatory Authority, is seeking a...

  • Litigation - Securities Litigation - Defense Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Oct 11, 2024

    SUMMARY: H1: Senior Litigation Counsel, Enforcement - Full Time Position at FINRA H2: Essential Job Functions: - Represent FINRA in complex disciplinary proceedings nationwide - Argue appeals before the National Adjudicatory Council - Provide guidance on statutory disqualification and member applicat...

  • Litigation - General (consumer) Attorney in Hyattsville, MD

    Hyattsville, MD

    Type: Full Time | Posted Date: Dec 20, 2024

    SUMMARY: ...

  • Attorney in Hyattsville, MD

    Hyattsville, MD

    Type: Full Time | Posted Date: Dec 25, 2024

    SUMMARY: Management and Program Analyst Department of the Treasury Bureau of the Fiscal Service Summary PLEASE NOTE: Based on the current hiring restrictions, selectees may be subject to additional approvals prior to an offer being extended. This position is located at Bureau of the Fiscal Service, ...

  • Attorney in Hyattsville, MD

    Hyattsville, MD

    Type: Full Time | Posted Date: Dec 25, 2024

    SUMMARY: Management and Program Analyst Department of the Treasury Bureau of the Fiscal Service Summary PLEASE NOTE: Based on the current hiring restrictions, selectees may be subject to additional approvals prior to an offer being extended. This position is located at Bureau of the Fiscal Service, ...

  • Attorney in Baltimore, MD

    Baltimore, MD

    Type: Full Time | Posted Date: Dec 25, 2024

    SUMMARY: Technical Writer-Editor Department of the Interior Geological Survey Office of Communication and Publishing Summary Base salary listed - Salary is dependent upon the associated duty station which will be determined upon hire. You may look up salary listed on these locality tables OPM Locality...

  • Corporate - General Attorney in Baltimore, MD

    Baltimore, MD

    Type: Full Time | Posted Date: Dec 02, 2024

    SUMMARY: Law Firm is seeking a mid-level Transactional Associate to join their Financial Services group in Baltimore. This full-time position requires a minimum of four years of transactional experience and offers a unique opportunity for growth within a nationally recognized and established team. The ideal ...

  • Attorney in Bethesda, MD

    Bethesda, MD

    Type: Full Time | Posted Date: Dec 25, 2024

    SUMMARY: PROGRAM ADMINISTRATIVE SPEC Department of Defense Uniformed Services University of the Health Sciences Summary You will serve as a PROGRAM ADMINISTRATIVE SPECIALIST in the Office of Student Affairs, School of Medicine of UNIF SRVS UNI OF THE HLTH SCI. This job is open to Internal to an ag...

  • Attorney in Bethesda, MD

    Bethesda, MD

    Type: Full Time | Posted Date: Dec 24, 2024

    SUMMARY: ADMINISTRATIVE/TECHNICAL SPECIALIST Department of the Navy Naval Sea Systems Command Naval Surface Warfare Center, Carderock Division Summary This is a public notice flyer to notify interested applicants of anticipated vacancies. Applications will not be accepted through this flyer. Intereste...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Dec 25, 2024

    SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Dec 24, 2024

    SUMMARY: Lead Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL (Job Posting) Boston, MA (Job Posting) Boca Raton,...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Dec 24, 2024

    SUMMARY: Principal Investigator, Anti-Fraud Investigations - All FINRA Locations Apply Logo locations Rockville, MD (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job ...

  • Government Contracts Attorney in Landover, MD

    Landover, MD

    Type: Full Time | Posted Date: Dec 24, 2024

    SUMMARY: ...

  • Corporate - Securities and Capital Markets Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Dec 10, 2024

    SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...

  • Corporate - General Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Dec 10, 2024

    SUMMARY: Vice President, Corporate Financing Department - Salary Information Salary Range: $175,600 - $345,700 Job Title: Vice President, Corporate Financing Experience: Minimum of 10 years in the securities industry with experience in FINRA's Corporate Financing Rules Organization: FINRA (Financ...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Dec 10, 2024

    SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: FINRA is currently seeking a Senior Director, Investigations to join our team in various locations across the US. This is a full-time position with competitive salary and benefits. As a Senior Director, Investigations, you will lead and implement the strategic direction of the Cause Investigations p...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...