Securities Associate Jobs in Boca Raton
-
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: The Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete and accurate factual find...
-
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
-
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: SEO Friendly Job Title: Enforcement Counsel at FINRA H1: Join FINRA as an Enforcement Counsel and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Quality Work for Large Complex Matters Organization: FINRA Department: En...
-
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Key Points: Job Title: Associate General Counsel, Regulatory Full-time position R-008412 job requisition ID Responsible for managing adoption of new regulatory requirements Provides expert knowledge to Board of Governors and senior management Advises on high-impact, complex and sensiti...
-
Bankruptcy-Creditors Rights Attorney / Litigation - Commercial Attorney / Litigation - Real Estate - Defense Attorney / Litigation - Securities Litigation - Defense Attorney / Litigation - Trusts & Estates - Defense Attorney in Plantation, FL
Plantation, FL
Type: Full Time | Posted Date: Oct 15, 2024
SUMMARY: Law Firm Seeking Experienced Litigation Associate for Ft. Lauderdale Office H1: Join Our Team as a Litigation Associate in Ft. Lauderdale H2: Gain Valuable Experience in Complex Commercial Litigation Moritt Hock & Hamroff LLP, a reputable law firm, is currently seeking a skilled and experienc...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: Total compensation may include bonuses, restricted stock units, and benefits. Senior Litigation Counsel, Enforcement - Full Time FINRA, a leading financial regulatory organization, is seeking a highly experienced Senior Litigation Counsel to join their Enforcement team. This position offers th...
Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Dec 22, 2024
SUMMARY: MEMBER - SECURITIES The candidate must possess 5 - 10 years of significant experience focused in a variety of securities matters, including securities offerings (public and private), the Securities Act of 1934 (Registered Investment Advisors), the Securities Act of 1940 (Registered Investment Compa...
Litigation - General (consumer) Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Dec 20, 2024
SUMMARY: ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Strategic Advisor, Market Regulation & Transparency Services Salary Information: Minimum $149,600, Maximum $351,200 Full-Time Position R-008276 Job Requisition ID Posted Today Work Location: Various (CA, DC, CO, HI, MN, VT, NY, WA, MD) H1: Leadership and Strategic Support for Market Regulati...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is the Financial Industry Regulatory Authority, Inc., and is an independent, non-governmental regulator of securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with th...
Data Privacy - Transactional Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: H1: Senior Data Privacy Counsel - Fort Lauderdale, FL H2: Join the Fast-Paced and Innovative Team at TTI About the Company: - TTI is a world-class leader in design, manufacturing, and marketing of power tools and accessories, outdoor product equipment, and floor care products - Recognized worl...
Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney in Palm Beach, FL
Palm Beach, FL
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: Law Firm Seeking Corporate Attorneys for Multiple Locations in the US Are you a highly skilled corporate attorney with experience in mergers and acquisitions, fund formation, finance, and/or securities? Do you have a strong academic background and excellent communication skills? If so, we want to h...
Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: Job Title: Corporate Attorney Department: Corporate Law Law Firm: Confidential Location: Delaware, Florida, Maryland, New Jersey, New York, Texas Experience: 3 years Bar Admission: Required Salary Range: $240,000 to $315,000 Are you an experienced corporate attorney looking for a new opportu...
Finance - Banking Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Dec 02, 2024
SUMMARY: Law Firm in Charlotte or Raleigh, NC is seeking a mid-level associate with 4 years of experience in debt finance to join their Financial Services Transaction team. This position is open in all offices, with a preference for Charlotte or Raleigh, NC. Salary Information: - Competitive salary base...
Employment Law - General Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: As long as the position appears on our careers site, you can consider it open. Principal Legal Counsel, Employment: A High-Level Role in Global Employment Law Introduction Are you a seasoned employment law professional looking for a challenging and rewarding role? Do you have experience in ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: SEO friendly job title: Senior Director, Investigations - All FINRA Locations H1 Heading: Senior Director, Investigations - All FINRA Locations H2 Headings: - Develop and Implement Strategic Plans - Collaborate with Internal and External Parties - Manage Investigation Directors - Recruit, ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: In today's fast-paced and ever-evolving financial industry, risk monitoring is crucial for ensuring the stability and integrity of the market. As such, FINRA, the Financial Industry Regulatory Authority, is seeking a highly experienced and skilled Senior Director of Risk Monitoring to join their tea...
Data Privacy - Transactional Attorney in Plantation, FL
Plantation, FL
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: EEO Statement Motorola Solutions is an Equal Opportunity Employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran's status, or, any other protected characte...