Securities Associate Jobs in Boca Raton
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Key Points: Job Title: Associate General Counsel, Regulatory Full-time position R-008412 job requisition ID Responsible for managing adoption of new regulatory requirements Provides expert knowledge to Board of Governors and senior management Advises on high-impact, complex and sensiti...
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Bankruptcy-Creditors Rights Attorney / Litigation - Commercial Attorney / Litigation - Real Estate - Defense Attorney / Litigation - Securities Litigation - Defense Attorney / Litigation - Trusts & Estates - Defense Attorney in Plantation, FL
Plantation, FL
Type: Full Time | Posted Date: Oct 15, 2024
SUMMARY: Law Firm Seeking Experienced Litigation Associate for Ft. Lauderdale Office H1: Join Our Team as a Litigation Associate in Ft. Lauderdale H2: Gain Valuable Experience in Complex Commercial Litigation Moritt Hock & Hamroff LLP, a reputable law firm, is currently seeking a skilled and experienc...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement The organization is seeking a Senior Litigation Counsel to join their team. This position is responsible for handling complex disciplinary and non-disciplinary proceedings and representing the organization in appeals before the National Adjudicatory Council....
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Litigation - Construction - General Attorney / Litigation - Commercial Attorney / Litigation - Securities Litigation - Defense Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Oct 18, 2024
SUMMARY: * At least five (5) years of complex commercial litigation experience * Experience representing companies in a variety of federal and state litigation matters * Admission to the Florida Bar is required * Strong academic credentials * Excellent research, writing, and communication skills * Abili...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: Total compensation may include bonuses, restricted stock units, and benefits. Senior Litigation Counsel, Enforcement - Full Time FINRA, a leading financial regulatory organization, is seeking a highly experienced Senior Litigation Counsel to join their Enforcement team. This position offers th...
Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Oct 25, 2024
SUMMARY: MEMBER - SECURITIES The candidate must possess 5 - 10 years of significant experience focused in a variety of securities matters, including securities offerings (public and private), the Securities Act of 1934 (Registered Investment Advisors), the Securities Act of 1940 (Registered Investment Compa...
Social Security Law Attorney in Plantation, FL
Plantation, FL
Type: Full Time | Posted Date: Sep 17, 2024
SUMMARY: Job Title: Staff Attorney – Veterans Unit at Legal Aid Service of Broward County Organization: Legal Aid Service of Broward County Department: MISSION UNITED Veterans Pro Bono Project Salary Range: $60,000-$68,000 (higher salary based on experience) Job Type: Full-time, exempt Locat...
Computer Science Attorney / Electrical Engineering Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 08, 2024
SUMMARY: Salary Information: The salary for this position will be competitive and commensurate with experience. Job Title: Assistant General Counsel, Intellectual Property Experience Information: 5-10 years of experience as a practicing intellectual property attorney Educational Requirement...
Attorney in Plantation, FL
Plantation, FL
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Criminal Investigator (Special Agent) Direct Hire Department of the Treasury Internal Revenue Service Summary Positions under this announcement are being filled using a Direct Hire Authority (DHA). Click on "Learn more about this agency" button below to view Eligibilities being considered a...
Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Criminal Investigator (Special Agent) Direct Hire Department of the Treasury Internal Revenue Service Summary Positions under this announcement are being filled using a Direct Hire Authority (DHA). Click on "Learn more about this agency" button below to view Eligibilities being considered a...
Attorney in Plantation, FL
Plantation, FL
Type: Full Time | Posted Date: Oct 12, 2024
SUMMARY: HR Specialist (Classification) Department of the Treasury Internal Revenue Service Summary Click on "Learn more about this agency" button below to view Eligibilities being considered and other IMPORTANT information. WHERE CAN I FIND OUT MORE ABOUT OTHER IRS CAREERS? Visit us on the web at w...
Government - General Attorney / Health Care - General Attorney in Plantation, FL
Plantation, FL
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Attorney Public Benefits and Healthcare EACH Unit - Hybrid Position in Plantation, FL Coast to Coast Legal Aid of South Florida, Inc. (CCLA) is seeking a hardworking and compassionate Attorney to join our team as part of the EACH Unit, providing legal assistance in the areas of public benefits an...
Corporate - Securities and Capital Markets Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Attorneys The candidate Should have 3 years’ experience in the field of corporate and securities law. Must be proficient with drafting ’34 Act reports such as 10-K’s; 10-Q’s and 8-K’s, 14C information statements and 14A proxies; ’33 and ’34 Act registration statements including Form 1...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Job Title: Senior Analyst, Public Offerings Organization: FINRA (Financial Industry Regulatory Authority) Experience Level: Intermediate Salary Range: $68,500 - $146,900 (varies by location and individual qualifications) H1: Join FINRA as a Senior Analyst, Public Offerings and Help Regulate th...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of Strategic Engagement (OSE) in providing...
Corporate - Contract Law Attorney / Corporate - General Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: Corporate Counsel The candidate will review and negotiate contracts, research legal issues and help the company and project teams address matters as they arise to help the company manage and mitigate risk. Work with the legal department to respond to the legal needs of a dynamic professional servic...
Corporate - Contract Law Attorney / Corporate - General Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: Corporate Counsel The candidate will review and negotiate contracts, research legal issues and help the company and project teams address matters as they arise to help the company manage and mitigate risk. Work with the legal department to respond to the legal needs of a dynamic professional servic...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...
Finance - Banking Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Oct 05, 2024
SUMMARY: Law Firm in Charlotte or Raleigh, NC is seeking a mid-level associate with 4 years of experience in debt finance to join their Financial Services Transaction team. This position is open in all offices, with a preference for Charlotte or Raleigh, NC. Salary Information: - Competitive salary base...