Regulatory Legal Counsel Jobs in Pompano Beach
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Sponsored Job
Healthcare Transactions / Regulatory Associate
Hinshaw & Culbertson LLP. | Fort Lauderdale, FL
Type: Full-Time | Posted Date: Apr 23, 2022
SUMMARY: Healthcare Transactions / Regulatory Associate The candidate should have Bar Admission in the state of practicing. Must have 2-5 years of experience in healthcare regulatory and transactional work. Experience handling healthcare transactions and providing advice relating to fraud and abuse (includi...
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Sponsored Job
Experienced Regulatory Attorney
McGlinchey Stafford PLLC. | Fort Lauderdale, FL
Type: Full-Time | Posted Date: Oct 24, 2022
SUMMARY: Regulatory Attorney The candidate should have 3 to 7 years of prior regulatory experience. A license to practice law in the state where they reside that is active, in good standing, and up to date with current CLE requirements. Experience representing insurance, insuretech, financial services or ...
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Insurance - Regulatory & Compliance Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 24, 2024
SUMMARY: Employee discount program Employee assistance program Flexible spending account (FSA) and health savings account (HSA) Free life insurance and long-term disability coverage Casual dress code and fun work environment And much more! Salary Information: Salary will be commensurate with...
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Insurance - Regulatory & Compliance Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 24, 2024
SUMMARY: Insurance Regulatory Associate The candidate will be responsible for: conducting legal research, preparing written documents such as legal memos and opinion letters, communicating with regulators, preparing contracts, analyzing insurance related contracts and other types of agreements, attending he...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Key Points: Job Title: Associate General Counsel, Regulatory Full-time position R-008412 job requisition ID Responsible for managing adoption of new regulatory requirements Provides expert knowledge to Board of Governors and senior management Advises on high-impact, complex and sensiti...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...
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Insurance - Regulatory & Compliance Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 02, 2024
SUMMARY: Associate General Counsel - Product The candidate will lead, manage, and develop a team of attorneys, set functional and legal strategies, and ensure the team provides high-quality legal counsel to business leaders and others. Partner directly with and advise senior leaders across the company on co...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Vice President, Regulatory Liaison is a high-level position within FINRA, responsible for leading and strengthening the Office of Regulatory Liaison (ORL) within Member Supervision. This role requires an experienced regulatory professional with significant knowledge of securities, compliance, an...
Corporate - General Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: H1: Senior Counsel at TransUnion - Chicago, Alpharetta, New York, Reston or Boca Raton H2: Join Our Team as a Senior Counsel in the US Insurance Department Summary: We are currently seeking a Senior Counsel to join our team at TransUnion. In this role, you will be responsible for managing a l...
Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Legal Staff Paralegal in Plantation, FL
Plantation, FL
Type: Full Time | Posted Date: Sep 17, 2024
SUMMARY: Salary Information: The salary for this position will vary depending on experience and location, but typically ranges from $50,000 to $70,000 per year. Other benefits may include health insurance, retirement plans, and paid time off. Job Title: Litigation Paralegal Experience: Minimum of th...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement The organization is seeking a Senior Litigation Counsel to join their team. This position is responsible for handling complex disciplinary and non-disciplinary proceedings and representing the organization in appeals before the National Adjudicatory Council....
Environmental Law - Litigation - Defense Attorney / Environmental Law - Transactions & Compliance Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 27, 2024
SUMMARY: Environmental Litigation Associate The candidate must have 2-3 years of experience. Should have in-depth exposure to state and federal environmental laws, including environmental compliance and regulations, environmental transactions, as well as environmental enforcement and litigation. Should also...
Corporate - Asset/Investment Management Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 26, 2024
SUMMARY: Senior Attorney – US Investment Management (Mutual Funds, ETFs and Digital Assets) Franklin Templeton is a leading global investment management firm that offers a variety of opportunities for growth and advancement. We are currently seeking a Senior Attorney to join our legal team in various lo...
Electric Power - Transactional Attorney in Pompano Beach, FL
Pompano Beach, FL
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Salary Information: This position offers a competitive salary based on experience. Relocation assistance is available for qualified candidates. Additional benefits include health, dental, vision, and life insurance, as well as a 401(k) retirement plan. The company also offers professional ...
Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete and accurate factual find...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. The role of Enforcement Director is a highly specialized and senior level position within the organization. As such, it requires a high level of experience and expertise in secu...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO Friendly Job Title: Enforcement Counsel at FINRA H1: Join FINRA as an Enforcement Counsel and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Quality Work for Large Complex Matters Organization: FINRA Department: En...
Legal Staff Paralegal in Sunrise, FL
Sunrise, FL
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Paralegal - Legal Affairs: Salary, Job Title, and Experience Information American Express (referred to as "company") is seeking a Paralegal to join their General Counsel's Organization. This role will involve providing support to the Senior Paralegal and Counsel in responding to legal orders, ana...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Vice President, Corporate Financing - Lead the Corporate Financing Department within the Offices of the Chief Legal Officer (OCLO) at FINRA. Locations: Rockville, MD Jersey City, NJ Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Washington, DC Philadelphia, PA New York, NY Full-time ...