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18 jobs found for

Regulatory Counsel Jobs in Pine Brook

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  • Corporate - Securities and Capital Markets Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Jun 27, 2024

    SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...

  • Insurance Coverage Attorney in Lakewood, NJ

    Lakewood, NJ

    Type: Full Time | Posted Date: Jun 13, 2024

    SUMMARY: Associate Corporate Counsel The candidate will support claims, underwriting, and other disciplines within the company. Assist with litigation strategy and legal analysis in all lines of insurance including general liability, construction defect, auto, UM/UIM, professional liability, directors and o...

  • Insurance Defense - General Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Jun 20, 2024

    SUMMARY: Job Title: Claims Counsel - Medical Professional Liability Department: Claims Management Experience Level: 2 years Salary Information: Competitive compensation based on experience Position Description: NIP Group is a rapidly growing insurance service provider, offering specialty programs...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Jun 10, 2024

    SUMMARY: Counsel, Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to asse...

  • Health Care - General Attorney in Pine Brook, NJ

    Pine Brook, NJ

    Type: Full Time | Posted Date: Jun 04, 2024

    SUMMARY: Summary: Frier Levitt, a national boutique law firm, is seeking an experienced Attorney with 4 years of Life Sciences, Pharmaceutical law, or related experience for their New Jersey or New York City office. The salary range for this position is $150,000-$200,000 per year, with the possibility fo...

  • Attorney in Lakehurst, NJ

    Lakehurst, NJ

    Type: Full Time | Posted Date: Jul 01, 2024

    SUMMARY: TRAINING SPECIALIST Department of the Air Force Air Mobility Command Summary Click on "Learn more about this agency" button below to view Eligibilities being considered and other IMPORTANT information. The primary purpose of this position is: to be the single point of contact responsible fo...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Jun 13, 2024

    SUMMARY: H1: Principal Analyst, Risk Monitoring - Any FINRA Location H2: Senior-Level Position with the Opportunity for Advancement Organization: FINRA Job Title: Principal Analyst, Risk Monitoring Job Requisition ID: R-008120 Time Type: Full Time Posted On: Posted Today Summary: - Conducts ris...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Jun 13, 2024

    SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application acco...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Jun 12, 2024

    SUMMARY: Title: Principal Analyst, Regulatory Services Management Organization: FINRA Job Type: Full-time Date Posted: Posted Today Job Requisition ID: R-008101 Location: Multiple locations (see below for salary information) Overview: The Principal Analyst in the Regulatory Services Mana...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Jun 10, 2024

    SUMMARY: The Director of Risk Monitoring is a senior level position within the Risk Monitoring department at FINRA. This role is responsible for overseeing a team of Risk Monitoring Analysts and ensuring the successful implementation and completion of the Risk Monitoring Program for a specific Firm Grouping ...

  • Law Student - Government in Voorhees, NJ

    Voorhees, NJ

    Type: Full Time | Posted Date: Jun 11, 2024

    SUMMARY: Applicants seeking to work in Newark should submit their applications to: G. Martin Wagner, DAG Attn: DOL Internship 124 Halsey Street, 5th Floor Newark, NJ 07101-0188 (973) 648-4738 Martin.Wagner@law.njoag.govsubject=”DOL Internship Application – Newark” The Division of Law (DOL) o...

  • Insurance - Regulatory & Compliance Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: May 27, 2024

    SUMMARY: Company-paid Long-Term and Short-Term Disability Insurance. 401K with employer matching contributions. # General Counsel (Fully Remote, NJ Based) ## Job Description The Vice President and General Counsel is responsible for all corporate legal affairs and compliance for a growing nationa...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: May 24, 2024

    SUMMARY: Summary: Assistant General Counsel, Regulatory Salary: $127,300 - $296,100 Job Title: Assistant General Counsel, Regulatory Experience: 6-8 years of legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location: Various locations (CA, Washington DC, CO, HI, New York, N...

  • Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: May 19, 2024

    SUMMARY: Senior Litigation Counsel, Enforcement - Any FINRA Location Job Title: Senior Litigation Counsel, Enforcement Salary Range: Minimum salary $127,300 - Maximum salary $296,100 (based on location and qualifications) Experience: Minimum of 10 years of litigation experience Job Description: Th...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: May 08, 2024

    SUMMARY: H1: Principal Counsel, Enforcement - Join FINRA and Make a Difference in Financial Regulation H2: Overview: - Role: Principal Counsel, Enforcement - Organization: FINRA - Location: Multiple locations (see job posting) - Time type: Full time - Job requisition ID: R-007990 - Education/Experience: Mi...

  • Litigation - General (consumer) Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Apr 11, 2024

    SUMMARY: SEO Friendly Job Title: Senior Litigation Counsel - Enforcement H1: Join FINRA as a Senior Litigation Counsel H2: Represent FINRA in Complex Securities Cases Organization: FINRA Department: Office of Hearing Officers Experience: Minimum of 10 years of litigation experience Salary I...

  • Litigation - Commercial Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Mar 22, 2024

    SUMMARY: Assistant General Counsel, Litigation The candidate performs a variety of specific duties, generally applying advanced analytical skills to provide effective legal representation to the organization's companies, officers and employees in connection with civil, criminal and administrative proceeding...

  • Litigation - White Collar Crime & Government Investigations Attorney / Litigation - White Collar Crime & Government Investigations - Defense Attorney / Litigation - White Collar Crime & Government Investigations - Plaintiffs Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Mar 22, 2024

    SUMMARY: Senior Director, Special Investigations Unit - Any FINRA Location Full Time R-007744 Overview: The Senior Director within FINRA’s Special Investigations Unit (SIU) will be responsible for overseeing the anti-money laundering (AML) and anti-fraud investigative functions. This includes l...