Regulatory Compliance Legal Secretary Jobs in New York
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Legal Staff Paralegal in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Senior Paralegal, Oversight Liaison and Counsel Job Title: Senior Paralegal, Oversight Liaison and Counsel Organization: FINRA (Financial Industry Regulatory Authority) Department: Office of Oversight Liaison and Counsel (OLC) Location: Various locations (Rockville, MD, Washington, DC, New Yor...
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Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 17, 2024
SUMMARY: H1: Senior Legal Counsel at Leading Digital Asset Firm in New York City H2: Join Our Growing U.S. Legal Team and Help Revolutionize Digital Asset Investing Bullet Points: - Seeking a highly skilled and dynamic attorney with a strong background in securities law, investment funds, and regulatory...
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Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 06, 2024
SUMMARY: USD Job Title: Senior Counsel - Capital Markets and Broker-Dealer Regulatory Attorney Experience: 8-10 years of experience, with 3-5 years of in-house experience at a broker-dealer or investment bank Salary: $250,000 - $275,000 USD Company: Apollo Capital Solutions (ACS) Location: Ne...
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Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Bullet points: - Job Title: Investment Banking Counsel (Capital Markets and Mergers & Acquisitions Team Lead) - Director - Location: New York, NY - Company: Deutsche Bank - Department: Legal - Full-time position - Posted 7 days ago - Job Requisition ID: R0348677 - Salary Range: $170,000 - ...
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Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Investment Banking Counsel - Vice President (M&A and Capital Markets) Overview Deutsche Bank is seeking an experienced Mergers & Acquisitions (M&A) and capital markets attorney to join their Legal Department as a Vice President in New York City. This role will provide legal support and risk ma...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: H1: Chief Counsel & Chief Compliance Officer - Legal & Compliance Role at Global Risk and Strategy Firm H2: Join Our Team at Marsh McLennan: 3 Locations Available - New York, Chicago, and Boston Bold Headline: Seeking Experienced Legal and Compliance Professional for Hybrid Role at Marsh McLen...
Corporate - Securities and Capital Markets Attorney / Finance - Banking Attorney / Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 11, 2024
SUMMARY: We are committed to providing reasonable accommodations to candidates with disabilities in the recruitment process as required under applicable law. Salary: $172K - $222K Job Title: Regulatory Counsel, Vice President Experience: 4 years Location: New York, NY Key Responsibilities: •...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 15, 2024
SUMMARY: SEO Friendly Job Title: Attorney – Investment Banking in New York, NY H1 Heading: Join Bank of America and Make a Difference as an Attorney in Investment Banking H2 Heading: Job Overview and Responsibilities Bold Headlines: - Responsible Growth: Bank of America's Purpose - Diversity an...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 22, 2024
SUMMARY: The successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and 401k plans. Job Titl...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 08, 2024
SUMMARY: Senior Counsel, Capital Markets - Legal Department Minimum 500 words Salary Information: $155,000 - $175,000 annual bonus (final offers may vary based on geography, candidate experience and expertise, bonus, and other factors) Job Title: Senior Counsel, Capital Markets Experience Information: ...
ERISA/Executive Compensation Transactions & Compliance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: H1: Employee Benefits and Executive Compensation Attorney, Vice President - Join JPMorgan Chase & Co. Legal Department H2: Overview of Job and Company Are you a highly skilled attorney with a strong background in employee benefits and executive compensation? Would you like to join the Legal Depa...
Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President: - Job Title: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Corporate Title: Vice President - Location: New York, NY - Job ID: R0354979 - Full/Part-Time: Full-time - Reg...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 17, 2024
SUMMARY: BMO Financial Group is looking for a Senior Legal Counsel to join their Capital Markets Litigation team in New York, NY. This is a full-time position with a salary range of $130,000.00 - $241,200.00 per year. BMO Financial Group offers a comprehensive benefits package including health insurance, tui...
Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Bullet points: - Job Title: Counsel, Corporate Governance and Reporting - Location: New York, NY / Basking Ridge, NJ - Job ID: R-1053675 - Company: Verizon - Experience: 6 years in corporate, capital markets, or public company advisory at a top law firm - Education: J.D. degree and bar member...
Corporate - Securities and Capital Markets Attorney / Finance - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 06, 2024
SUMMARY: Essential Skills/Basic Qualifications: Minimum of 4 years of post-J.D. (or equivalent) experience Solid background working with derivatives and ISDA documentation Good understanding of U.S. securities laws Familiarity with finance transactions and documentation (credit agreements, security...
Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President: - Job Title: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President - Location: New York, NY - Job Type: Full Time - Posted: 13 Days Ago - Job Requisition ID: R034...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Associate - Investment Services (Chicago, IL; Dallas, TX; Los Angeles, CA; Miami, FL; New York, NY; San Francisco, CA; Washington, DC) - At Vedder Price, we are seeking a highly motivated and experienced Corporate associate to join our Investment Services team in any of our US offices. This is a gre...
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: Associate General Counsel, Regulatory & Quality (NJ/NY/ Washington DC/ Remote US) - Join a Passionate Team at Maquet Cardiovascular LLC H1: Passionate Team at Maquet Cardiovascular LLC Seeking Associate General Counsel H2: Legal Guidance for FDA Regulations and Quality Matters Maquet Cardio...
Data Privacy Attorney / Data Privacy - Litigation Attorney / Data Privacy - Transactional Attorney in White Plains, NY
White Plains, NY
Type: Full Time | Posted Date: Nov 24, 2024
SUMMARY: Salary Information: Salary will be competitive and commensurate with experience and qualifications. Job Title: Corporate and Privacy Attorney Experience: Minimum 7-10 years as a practicing attorney at a law firm or in-house global (preferably public company) privacy and/or corporate law pr...
Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: FINRA abides by the requirements of 29 CFR 503. This regulation prohibits discrimination against qualified individuals on the basis of disability, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals with disabiliti...