Regulatory Compliance Legal Secretary Jobs in New York City
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Legal Staff Paralegal in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Senior Paralegal, Oversight Liaison and Counsel Job Title: Senior Paralegal, Oversight Liaison and Counsel Organization: FINRA (Financial Industry Regulatory Authority) Department: Office of Oversight Liaison and Counsel (OLC) Location: Various locations (Rockville, MD, Washington, DC, New Yor...
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Antitrust and Competition - General Attorney in Roseland, NJ
Roseland, NJ
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: individual Salary Information: The salary for this position will be competitive and commensurate with experience. ## Regulatory Attorney (Healthcare) Mandelbaum Barrett is seeking an exceptionally talented Healthcare Regulatory Attorney to join our legal team. The ideal candidate mus...
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Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 26, 2024
SUMMARY: H1: Senior Legal Counsel at Leading Digital Asset Firm in New York City H2: Join Our Growing U.S. Legal Team and Help Revolutionize Digital Asset Investing Bullet Points: - Seeking a highly skilled and dynamic attorney with a strong background in securities law, investment funds, and regulatory...
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Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 06, 2024
SUMMARY: USD Job Title: Senior Counsel - Capital Markets and Broker-Dealer Regulatory Attorney Experience: 8-10 years of experience, with 3-5 years of in-house experience at a broker-dealer or investment bank Salary: $250,000 - $275,000 USD Company: Apollo Capital Solutions (ACS) Location: Ne...
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Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Law Firm is seeking an Investment Funds Regulatory Associate to join its Chicago, Washington, D.C., or New York office. Job Summary Law Firm is seeking a highly qualified associate candidate with at least 3 years of relevant asset management regulatory experience to join its Investment Funds R...
Corporate - Asset/Investment Management Attorney / Corporate - Private Equity Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Associate – Investment Funds Regulatory – Law Firm Overview: - Seeking highly qualified associate with minimum 3 years of relevant asset management regulatory experience - Must have strong knowledge of Investment Advisers Act of 1940 and Investment Company Act of 1940 - Private equity an...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 22, 2024
SUMMARY: The successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and 401k plans. Job Titl...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 08, 2024
SUMMARY: Senior Counsel, Capital Markets - Legal Department Minimum 500 words Salary Information: $155,000 - $175,000 annual bonus (final offers may vary based on geography, candidate experience and expertise, bonus, and other factors) Job Title: Senior Counsel, Capital Markets Experience Information: ...
ERISA/Executive Compensation Transactions & Compliance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: H1: Employee Benefits and Executive Compensation Attorney, Vice President - Join JPMorgan Chase & Co. Legal Department H2: Overview of Job and Company Are you a highly skilled attorney with a strong background in employee benefits and executive compensation? Would you like to join the Legal Depa...
ERISA/Executive Compensation Transactions & Compliance Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: The Vice President – Employee Benefits and Executive Compensation Attorney will play a crucial role in supporting JPMorgan Chase’s human resources professionals and business leaders in providing cutting-edge benefits and compensation to employees. As part of the HR Law Practice Group, this attor...
Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President: - Job Title: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Corporate Title: Vice President - Location: New York, NY - Job ID: R0354979 - Full/Part-Time: Full-time - Reg...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 17, 2024
SUMMARY: BMO Financial Group is looking for a Senior Legal Counsel to join their Capital Markets Litigation team in New York, NY. This is a full-time position with a salary range of $130,000.00 - $241,200.00 per year. BMO Financial Group offers a comprehensive benefits package including health insurance, tui...
Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Bullet points: - Job Title: Counsel, Corporate Governance and Reporting - Location: New York, NY / Basking Ridge, NJ - Job ID: R-1053675 - Company: Verizon - Experience: 6 years in corporate, capital markets, or public company advisory at a top law firm - Education: J.D. degree and bar member...
Corporate - Securities and Capital Markets Attorney / Finance - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 06, 2024
SUMMARY: Essential Skills/Basic Qualifications: Minimum of 4 years of post-J.D. (or equivalent) experience Solid background working with derivatives and ISDA documentation Good understanding of U.S. securities laws Familiarity with finance transactions and documentation (credit agreements, security...
Corporate - M&A Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: I prefer to self-describe How did you hear about this job? (Select one) * LinkedIn Glassdoor Indeed Facebook Built In Colorado News Article Conference or Meetup Gusto Blog Gusto Employee Gusto Website Billboard/Outdoor Ads Other I don't wish to answer Do you have experien...
Litigation - Securities Litigation - Defense Attorney in Florham Park, NJ
Florham Park, NJ
Type: Full Time | Posted Date: Dec 13, 2024
SUMMARY: Law Firm Seeking Securities Litigation Associate Attorney in NJ Job Title: Securities Litigation Associate Attorney Salary: Competitive, based on experience Location: Florham Park, NJ Experience: 4-6 years in securities litigation and regulatory practice Law Firm: Bressler, Amery & Ro...
Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: FINRA abides by the requirements of 29 CFR 503. This regulation prohibits discrimination against qualified individuals on the basis of disability, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals with disabiliti...
Corporate - General Attorney in Cherry Hill, NJ
Cherry Hill, NJ
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: The Counsel - Corporate and Subsidiary Governance role is a full-time position with a salary range of $140,000 - $231,000 USD. The role is located in various locations, including New York, New York; Wilmington, Delaware; Cherry Hill, New Jersey; and Washington, District of Columbia. The position is ...
Corporate - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: SUMMARY: - Job Title: Counsel - Corporate and Subsidiary Governance - Remote Type: Hybrid - Locations: New York, New York; Wilmington, Delaware; Cherry Hill, New Jersey; Washington, District of Columbia - Time Type: Full Time - Posted On: Posted 4 Days Ago - Time Left to Apply: End Date: Nov...
Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Bullet points: - Job Title: Investment Banking Counsel (Capital Markets and Mergers & Acquisitions Team Lead) - Director - Location: New York, NY - Company: Deutsche Bank - Department: Legal - Full-time position - Posted 7 days ago - Job Requisition ID: R0348677 - Salary Range: $170,000 - ...