10 jobs found for

Regulatory Compliance Legal Secretary Jobs in Florida

per page
  • Legal Staff Paralegal in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Nov 07, 2024

    SUMMARY: Paralegals The candidate will have broad responsibility and scope and involves a wide variety of corporate and securities matters. Applicants should be detail-oriented and eager to learn and grow. As a paralegal with will use independent judgement while prioritizing competing assignments. Consequen...

  • Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Tampa, FL

    Tampa, FL

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: The PCAOB is a registered trademark of the Public Company Accounting Oversight Board. The PCAOB logo and slogan are trademarks of the PCAOB. Deputy Chief Counsel, Division of Registration and Inspections - Competitive Salary, Generous Benefits, and Work-Life Flexibility H1: Join the PCAOB as a De...

  • Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Tampa, FL

    Tampa, FL

    Type: Full Time | Posted Date: Sep 20, 2024

    SUMMARY: Attach Cover Letter Salary Information: The salary for this position will be competitive and commensurate with experience and qualifications. The company offers a comprehensive benefits package, including 100% employer-paid health, dental, vision, life, and disability insurance, a flexible...

  • Corporate - General Attorney in Daytona Beach, FL

    Daytona Beach, FL

    Type: Full Time | Posted Date: Nov 15, 2024

    SUMMARY: EOE Corporate Counsel: Join a Leading Insulation and Distribution Company in Daytona Beach, FL - Full-time position with competitive salary and benefits - Opportunity to make a positive impact on communities - Work for a company known for prioritizing safety, integrity, and people - Mid-level at...

  • Corporate - Asset/Investment Management Attorney in Tampa, FL

    Tampa, FL

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: The Lead Counsel I - Investment Management (Hybrid) position at Citi is a full-time, remote role based in Tampa, Florida. The successful candidate will have 2-5 years of relevant industry experience, preferably in financial services, and a Juris Doctorate or equivalent law degree. This role will rep...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Nov 07, 2024

    SUMMARY: Job Title: Senior Analyst, Public Offerings Organization: FINRA (Financial Industry Regulatory Authority) Experience Level: Intermediate Salary Range: $68,500 - $146,900 (varies by location and individual qualifications) H1: Join FINRA as a Senior Analyst, Public Offerings and Help Regulate th...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of Strategic Engagement (OSE) in providing...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: The Vice President, Regulatory Liaison is a high-level position within FINRA, responsible for leading and strengthening the Office of Regulatory Liaison (ORL) within Member Supervision. This role requires an experienced regulatory professional with significant knowledge of securities, compliance, an...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: Vice President, Corporate Financing - Lead the Corporate Financing Department within the Offices of the Chief Legal Officer (OCLO) at FINRA. Locations: Rockville, MD Jersey City, NJ Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Washington, DC Philadelphia, PA New York, NY Full-time ...

  • Corporate - General Attorney in Beverly Hills, FL

    Beverly Hills, FL

    Type: Full Time | Posted Date: Sep 16, 2024

    SUMMARY: Senior Managing Counsel, Corporate Governance - Remote Executive Role with Competitive Salary At Allstate, we are committed to protecting families and their belongings from life's uncertainties. For over 90 years, we have been at the forefront of innovation, constantly evolving to meet the changing...