16 jobs found for

Regulatory Compliance Counsel Jobs in Palm Beach

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  • Tax - General Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Jun 26, 2024

    SUMMARY: SEO Friendly Job Title: Tax Senior Manager - Private Equity (East Region City Locations) H1: Join Our Team as a Senior Tax Manager for Private Equity Clients! H2: Exciting Opportunity for Experienced Tax Professionals in 26 Locations! Position Summary: - Seeking a Senior Tax Manager with exper...

  • Corporate - Securities and Capital Markets Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Jun 26, 2024

    SUMMARY: Job Title: Broker-Dealer Regulatory Attorney Salary: Competitive salary based on experience Experience: Prior industry experience or experience in regulation of broker-dealers preferred H1: Join Our Team as a Broker-Dealer Regulatory Attorney at Holland & Knight H2: Immediate Opportunity for E...

  • Data Privacy - Transactional Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Jun 26, 2024

    SUMMARY: Senior Counsel - Information and Cyber Security: TransUnion is seeking a Senior Counsel to join our Information and Cyber Security team. In this role, you will review and negotiate security related matters in partner and customer contracts, provide counsel to our Global Information Security Depar...

  • Government Contracts Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Jun 20, 2024

    SUMMARY: ## Opportunity for Experienced Counsel/Member - Government Contracts at McDonald Hopkins Law Firm McDonald Hopkins Law Firm is seeking an experienced attorney with relevant federal government contracting experience to join its Business Department. This position can be filled remotely, or at one o...

  • Tax - M&A and Transactions Attorney in Juno Beach, FL

    Juno Beach, FL

    Type: Full Time | Posted Date: Jun 20, 2024

    SUMMARY: Job Title: Sr Tax Attorney: NextEra Energy Resources Salary: Competitive Experience: 5 years Position Specific Description: - Seeking a Sr. Tax Attorney to join NextEra Energy's Tax Planning team - In-house tax department focused on M&A transactions - Responsible for modeling tax trea...

  • Tax - General Attorney in Palm Beach, FL

    Palm Beach, FL

    Type: Part Time | Posted Date: Jun 19, 2024

    SUMMARY: Wealth Advisor III - Palm Beach, FL: - Job title: Wealth Advisor III - Location: Palm Beach, FL - Salary information: Competitive salary based on experience and qualifications - Experience: Minimum of 8 years of sales and client management experience in Wealth Management - Language fluency: Eng...

  • Finance - Banking Attorney in Palm Beach, FL

    Palm Beach, FL

    Type: Full Time | Posted Date: Jun 18, 2024

    SUMMARY: Salary Information The salary for this position will be competitive and commensurate with experience. Job Title U.S. Private Bank - Private Banker - Vice President Experience Level Six or more years of experience in Private Banking or Financial Services, with a Bachelor's Degree requi...

  • Finance - Banking Attorney in Palm Beach, FL

    Palm Beach, FL

    Type: Full Time | Posted Date: Jun 18, 2024

    SUMMARY: Salary Information The salary for this role will vary depending on experience and qualifications. However, the base salary range for this position is $150,000 - $200,000 per year. Job Title: Private Banker - Executive Director Experience: 6 years in Private Banking or Financial Ser...

  • Insurance Coverage Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Jun 13, 2024

    SUMMARY: Associate Corporate Counsel The candidate will support claims, underwriting, and other disciplines within the company. Assist with litigation strategy and legal analysis in all lines of insurance including general liability, construction defect, auto, UM/UIM, professional liability, directors and o...

  • Litigation - General (consumer) Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Jun 06, 2024

    SUMMARY: TransUnion is seeking a FCRA Legal Counsel to join their team in various locations including Chicago, Illinois, Alpharetta, Georgia, Washington, District of Columbia, White Plains, New York, New York - 100 Park Avenue, Reston, Virginia, Crum Lynne, Pennsylvania, and Boca Raton, Florida. This is a fu...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Jun 12, 2024

    SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application acco...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Jun 12, 2024

    SUMMARY: SEO Friendly Job Title: Senior Principal Analyst, Regulatory Services Management H1 Heading: Join FINRA's Regulatory Services Management Team as a Senior Principal Analyst H2 Heading: Work with Market Regulation and Transparency Services to Ensure Regulatory Compliance Summary: The Senio...

  • Legal Staff Paralegal in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Jun 04, 2024

    SUMMARY: Job Title: Corporate Paralegal Department: Legal Location: West Palm Beach, Florida Employment Type: Full-Time Minimum Experience: 2 years About the Company: - Global performance marketing solutions provider for top-tier brands - Part of a family of technology and advertising companies wit...

  • Litigation - General (consumer) Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Apr 11, 2024

    SUMMARY: Senior Litigation Counsel, Enforcement - Any FINRA Location • Full-time position with minimal supervision • Litigate nationwide non-disciplinary and disciplinary proceedings • Represent FINRA in complex disciplinary proceedings and appeals • Provide guidance on statutory disqualification...

  • Litigation - White Collar Crime & Government Investigations Attorney / Litigation - White Collar Crime & Government Investigations - Defense Attorney / Litigation - White Collar Crime & Government Investigations - Plaintiffs Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Mar 22, 2024

    SUMMARY: Senior Director, Special Investigations Unit - Any Finra Location Full-time position Job Requisition ID: R-007744 FINRA (Financial Industry Regulatory Authority) is seeking a Senior Director for their Special Investigations Unit (SIU) to oversee anti-money laundering (AML) and anti-fraud in...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Mar 21, 2024

    SUMMARY: The Organization (FINRA) FINRA is a not-for-profit organization dedicated to investor protection and market integrity. It regulates one critical part of the securities industry – brokerage firms doing business with the public in the United States. FINRA, overseen by the SEC, writes rules, exami...