21 jobs found for

Regulatory Compliance Attorney Jobs in Boca Raton

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  • Insurance - Regulatory & Compliance Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Dec 20, 2024

    SUMMARY: Insurance Regulatory Associate The candidate will be responsible for: conducting legal research, preparing written documents such as legal memos and opinion letters, communicating with regulators, preparing contracts, analyzing insurance related contracts and other types of agreements, attending he...

  • Insurance - Regulatory & Compliance Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Dec 20, 2024

    SUMMARY: Insurance Regulatory Associate The candidate will be responsible for: conducting legal research, preparing written documents such as legal memos and opinion letters, communicating with regulators, preparing contracts, analyzing insurance related contracts and other types of agreements, attending he...

  • Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Part Time | Posted Date: Dec 13, 2024

    SUMMARY: Program Manager III - Product Development The candidate will research, analyze, and maintain state/local regulatory requirements that impact our customers as well as other regulatory bodies and accreditations applicable across the US. Research and analyze state and local regulatory requirements, in...

  • Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Part Time | Posted Date: Dec 13, 2024

    SUMMARY: Program Manager III - Product Development The candidate will research, analyze, and maintain state/local regulatory requirements that impact our customers as well as other regulatory bodies and accreditations applicable across the US. Research and analyze state and local regulatory requirements, in...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Dec 10, 2024

    SUMMARY: SEO Friendly Job Title: Enforcement Counsel at FINRA H1: Join FINRA as an Enforcement Counsel and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Quality Work for Large Complex Matters Organization: FINRA Department: En...

  • Litigation - Civil Rights Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Dec 04, 2024

    SUMMARY: Institutional Response Group Attorney The candidate must have experience conducting investigations under Title IX, Title VI, Title VII, or civil rights or criminal laws addressing sexual and gender-based harassment and violence, protected class discrimination or harassment, child or elder abuse; as...

  • Corporate - Contract Law Attorney / Corporate - General Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Dec 04, 2024

    SUMMARY: DFWP Salary Information: Competitive salary based on experience and qualifications Excellent benefits package including health, dental, vision, 401k, and more Job Title: Corporate Attorney Experience Required: Minimum of 5 years of experience as a Corporate Attorney or in a similar r...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Dec 25, 2024

    SUMMARY: Lead Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL (Job Posting) Boston, MA (Job Posting) Boca Raton,...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Dec 10, 2024

    SUMMARY: Strategic Advisor, Market Regulation & Transparency Services Salary Information: Minimum $149,600, Maximum $351,200 Full-Time Position R-008276 Job Requisition ID Posted Today Work Location: Various (CA, DC, CO, HI, MN, VT, NY, WA, MD) H1: Leadership and Strategic Support for Market Regulati...

  • Corporate - General Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Nov 27, 2024

    SUMMARY: • Base salary range $300,000 - $400,000 based on experience. • Annual bonus potential of 30% of base salary. • Long term equity incentive opportunity. • Comprehensive benefits package. • Relocation assistance. Salary: $300,000 - $400,000 per year Job Title: General Counse...

  • Corporate - General Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Nov 13, 2024

    SUMMARY: H1: Senior Counsel at TransUnion - Chicago, Alpharetta, New York, Reston or Boca Raton H2: Join Our Team as a Senior Counsel in the US Insurance Department Summary: We are currently seeking a Senior Counsel to join our team at TransUnion. In this role, you will be responsible for managing a l...

  • Corporate - General Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: Title: Corporate Lawyer Associate at H&CO, LLP H1: Join Our Team as a Corporate Lawyer Associate at H&CO, LLP H2: Legal Support and Compliance at a Global Professional Services Firm The Role of a Corporate Lawyer Associate: - Provide legal consultation on corporate governance and regulat...

  • Data Privacy - Transactional Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Oct 10, 2024

    SUMMARY: Senior Counsel at TransUnion - Join Our Legal Team Today! Are you a skilled attorney with experience in commercial transactions and legal compliance? Are you looking for a dynamic, innovative company to join? If so, TransUnion may be the perfect fit for you! We are seeking a Senior Counsel to joi...

  • Advertising & Marketing Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: Job Title: Advertising, Financial Tech and Call Center Compliance Attorney - 0187 Salary: Competitive and based on experience Experience: Minimum of four years' experience in consumer marketing and advertising reviews, fin-tech regulatory, call center (telesales), and contract drafting Departme...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: SEO friendly job title: Senior Director, Investigations - All FINRA Locations H1 Heading: Senior Director, Investigations - All FINRA Locations H2 Headings: - Develop and Implement Strategic Plans - Collaborate with Internal and External Parties - Manage Investigation Directors - Recruit, ...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: In today's fast-paced and ever-evolving financial industry, risk monitoring is crucial for ensuring the stability and integrity of the market. As such, FINRA, the Financial Industry Regulatory Authority, is seeking a highly experienced and skilled Senior Director of Risk Monitoring to join their tea...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Nov 07, 2024

    SUMMARY: Job Title: Senior Analyst, Public Offerings Organization: FINRA (Financial Industry Regulatory Authority) Experience Level: Intermediate Salary Range: $68,500 - $146,900 (varies by location and individual qualifications) H1: Join FINRA as a Senior Analyst, Public Offerings and Help Regulate th...

  • Corporate - General Attorney in Lake Worth, FL

    Lake Worth, FL

    Type: Full Time | Posted Date: Oct 29, 2024

    SUMMARY: Transactional Attorney (Transactional Experience Required) We are currently seeking an experienced Transactional Attorney with a Portable Book of Business to join our growing law firm in Orlando, Fort Lauderdale, Lake Worth, or Tampa. This is a great opportunity for someone looking to join a larg...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of Strategic Engagement (OSE) in providing...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...