39 jobs found for

Regulatory Broker Dealer Securities Attorney Jobs in New York

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  • Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 16, 2024

    SUMMARY: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President: - Job Title: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Corporate Title: Vice President - Location: New York, NY - Job ID: R0354979 - Full/Part-Time: Full-time - Reg...

  • Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President: - Job Title: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President - Location: New York, NY - Job Type: Full Time - Posted: 13 Days Ago - Job Requisition ID: R034...

  • Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Investment Banking Counsel - Vice President (M&A and Capital Markets) Overview Deutsche Bank is seeking an experienced Mergers & Acquisitions (M&A) and capital markets attorney to join their Legal Department as a Vice President in New York City. This role will provide legal support and risk ma...

  • Corporate - Securities and Capital Markets Attorney in Purchase, NY

    Purchase, NY

    Type: Full Time | Posted Date: Oct 29, 2024

    SUMMARY: Other roles may be eligible for additional compensation as part of their total compensation package. Summary: - Job title: Wealth Management Capital Markets Attorney VP/ED - Job number: 3260921 - Posting date: Oct 25, 2024 - Primary location: New York-Purchase - Education level: Doctorat...

  • Corporate - Contract Law Attorney / Corporate - General Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 27, 2024

    SUMMARY: Further details about our values and the Barclays Mindset can be found on our website. Barclays is an equal opportunity employer and are opposed to discrimination on any grounds. For more detailed information, please visit our dedicated Diversity and Inclusion site here . Risk and Control Obje...

  • Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 24, 2024

    SUMMARY: SEO friendly job title: Wealth Management Capital Markets Attorney VP/ED H1 heading: Join Morgan Stanley as a Wealth Management Capital Markets Attorney VP/ED H2 heading: Exciting Opportunity for Experienced Attorney in Wealth Management Capital Markets at Morgan Stanley Overview: - Morgan Sta...

  • Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 22, 2024

    SUMMARY: Law Firm Seeking Mid-Level to Senior Associate for Financial Services Compliance & Regulatory Role Overview: - Davis Wright Tremaine LLP, a leading law firm, is seeking an associate attorney with a minimum of four years’ experience in compliance and regulatory matters to join their Financial S...

  • Corporate - Asset/Investment Management Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 22, 2024

    SUMMARY: Law Firm Seeks Investment Management Regulatory Mid-Level Associate with 4-6 Years of Experience H1: Join Our Team as an Investment Management Regulatory Mid-Level Associate H2: Asset Management Regulatory Experience Required - $310,000 Salary Offered Summary: Law firm is looking for ...

  • Finance - Structured Finance Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Senior Counsel Derivatives OTC Clearing - Vice President The Senior Counsel Derivatives OTC Clearing - Vice President position at Deutsche Bank is a full-time role based in New York, NY. The successful candidate will have a Juris Doctor Degree and moderate years of U.S. legal experience gained at...

  • Finance - Financial Services Regulation Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: H1: Legal Counsel – Investment Bank - Vice President H2: Overview Job Title: Legal Counsel – Investment Bank Corporate Title: Vice President Location: New York, NY Overview: Deutsche Bank is seeking a skilled lawyer to join their investment bank as a Legal Counsel. In this role, you ...

  • Finance - Structured Finance Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Job Title: Equity Derivatives Counsel - Director Experience: Extensive relevant experience at a law firm and/or broker-dealer Salary Range: $170,000 - $320,000 Location: New York, NY Overview: - Advise on a broad range of equity derivatives products, fixed income structured products, ...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 01, 2024

    SUMMARY: Senior Litigation Counsel, Enforcement - Full Time *Locations: Washington, DC Jersey City, NJ Jericho, NY Denver, CO Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Woodbridge, NJ San Francisco, CA Rockville, MD Philadelphia, PA New York, NY Los Angeles, CA *Salary Range: Varies ...

  • Trusts and Estates - General Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 07, 2024

    SUMMARY: If you are asked for personal information that does not appear to be related to your qualifications, please report it to [company]. c. Third party staffing agencies are not permitted to submit resumes/CVs through this Web site, job postings, recruiting programs, or directly to [company]. d. [c...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 08, 2024

    SUMMARY: - Job Title: Assistant Chief Counsel - Location: Washington D.C. - Time Type: Full Time - Job Requisition ID: R1090 - Organization: Public Company Accounting Oversight Board (PCAOB) - Mission-driven organization focused on global investor protection - Nonprofit organization established by Cong...

  • Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...

  • Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Oct 07, 2024

    SUMMARY: Principal Investigator, VAST - All FINRA Locations - Full Time Job Requisition ID: R-008480 The Principal Investigator position is a full-time role with the Vulnerable Adults and Seniors Team (VAST) at FINRA. VAST is a specialized unit within FINRA's National Cause and Financial Crimes Program...

  • Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 07, 2024

    SUMMARY: Principal Investigator, VAST - All FINRA Locations Full Time Job Requisition ID: R-008480 Job Summary: The Principal Investigator position is a full-time role within the Vulnerable Adults and Seniors Team (VAST) at FINRA's National Cause and Financial Crimes Program (NCFC). This specialize...

  • Litigation - Securities Litigation - Defense Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Director, Enforcement - Job Description Title: Director, Enforcement Location: Woodbridge, NJ; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Washington, DC; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York, NY; Los Angeles, CA E...