Regulatory Broker Dealer Securities Attorney Jobs in District Of Columbia
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Corporate - Securities and Capital Markets Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 26, 2024
SUMMARY: Salary information: The salary range for this role in Washington, DC (Headquarters) is $192,900 - $302,400 per year. This is based on data-driven market analysis and while it is not typical for an individual to be hired at or near the top of the range, a reasonable estimate of the salary range fo...
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Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 22, 2024
SUMMARY: Principal Investigator, VAST - All FINRA Locations - Full time position - Located in various FINRA locations across the United States - Responsible for conducting complex risk-based investigations of FINRA member firms and registered representatives - Focus on investigating financial exploitat...
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Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 17, 2024
SUMMARY: H1: FINRA is Hiring a Principal Intelligence Specialist for All FINRA Locations H2: Join the Financial Intelligence Unit and Make a Difference in Investor Protection Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Principal Intelligence Specialist Experience Level: Adv...
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Corporate - Securities and Capital Markets Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
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Legal Staff Paralegal in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. H1: Senior Paralegal, Oversight Liaison and Counsel - Full Time Position with FINRA H2: Join Our Team and Make a Difference in the Financial Industry Organization: FINRA (Financial Industry Regulatory Authority) D...
Litigation - Securities Litigation - Defense Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement - Woodbridge, NJ/Jersey City, NJ/Jericho, NY/Denver, CO/Dallas, TX/Chicago, IL/Boston, MA/Boca Raton, FL/Washington, DC/San Francisco, CA/Rockville, MD/Philadelphia, PA/New York, NY/Los Angeles, CA Overview: - The Enforcement Director manages a team of 5-8 attorneys respo...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Principal Investigator, NCP - All FINRA Locations Full Time Posted Today R-008443 Organization: FINRA Job Requisition ID: R-008443 Overview: FINRA's National Cause Program (NCP) is seeking a Principal Investigator to join their team. The NCP is responsible for investigating potential ...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: H1: Director, Regulatory Services Management - Full Time H2: Job Requisition ID: R-008259 Position Overview: The Director, Regulatory Services Management (RSM) is a key role within Market Regulation and Transparency Services (MRTS). This position is responsible for managing important operatio...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA's accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application accomm...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: All interested candidates should submit their resume through the FINRA career site at www.finra.org/careers – search for R-008330. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizensh...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Vice President, Corporate Financing Department - Salary Information, Job Title and Experience Information - Job Title: Vice President, Corporate Financing Department - Salary: Ranges from $175,600 to $345,700 (depending on location and experience) - Experience: Minimum of 10 years in the securi...