Regulatory Broker Dealer Securities Attorney Jobs in District Of Columbia
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: LPL Financial is currently seeking a VP, Associate Counsel to join their Regulatory Enforcement group within the Legal department. This position is available in Fort Mill, SC, Washington, DC, Boston, MA, or San Diego, CA and offers a competitive salary range of $163,700.00 - $272,900.00. The ideal c...
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Advertising & Marketing Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Dec 31, 2024
SUMMARY: Director, Associate General Counsel (Marketing & Communications Experience) This job is available in 4 locations *You'll be able to select your preferred location/s during the apply process New York, New York, United States of America Frisco, Texas, United States of America Charlotte, North ...
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Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Jan 08, 2025
SUMMARY: Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Woodbridge, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Post...
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Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...
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Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Director State Relations Government Affairs Apply Logo remote type Remote locations Washington, DC (Job Posting) Kansas City, MO (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Director, Government Affairs Apply Logo locations Washington, DC (Job Posting) time type Full time posted on Posted 7 Days Ago job requisition id R-008664 To support the Vice President, Federal Affairs, Office of Government Affairs, and the Office of Government Affairs team ...
Legal Staff Paralegal in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. H1: Senior Paralegal, Oversight Liaison and Counsel - Full Time Position with FINRA H2: Join Our Team and Make a Difference in the Financial Industry Organization: FINRA (Financial Industry Regulatory Authority) D...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA's accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application accomm...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: Senior Director, Investigations - All FINRA Locations The organization FINRA is currently seeking a Senior Director, Investigations to lead and implement the strategic direction of the Cause Investigations program across all FINRA locations. This is a full-time position and the successful candida...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: H1 Friendly Headings: H1: Principal Investigator, VAST - All FINRA Locations H2: Overview of the Role H2: Essential Job Functions H2: Education and Experience Requirements H2: Salary Information H2: Important Information Bold Headlines: Principal Investigator, VAST - All FINR...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 22, 2024
SUMMARY: Principal Investigator, VAST - All FINRA Locations - Full time position - Located in various FINRA locations across the United States - Responsible for conducting complex risk-based investigations of FINRA member firms and registered representatives - Focus on investigating financial exploitat...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 17, 2024
SUMMARY: H1: FINRA is Hiring a Principal Intelligence Specialist for All FINRA Locations H2: Join the Financial Intelligence Unit and Make a Difference in Investor Protection Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Principal Intelligence Specialist Experience Level: Adv...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Vice President, Corporate Financing Department - Salary Information, Job Title and Experience Information - Job Title: Vice President, Corporate Financing Department - Salary: Ranges from $175,600 to $345,700 (depending on location and experience) - Experience: Minimum of 10 years in the securi...