Regulatory Broker Dealer Securities Attorney Jobs in District Of Columbia
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Corporate - Securities and Capital Markets Attorney / Fintech & Blockchain Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Firm-paid volunteer opportunities and charitable contributions SEO Friendly Job Title: Fintech & Financial Services Associate – Securities Law H1: Join a Growing and Creative Financial Services Practice at a Leading Law Firm in Washington, DC! H2: Exciting Opportunity for a Fintech & Fina...
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Corporate - Asset/Investment Management Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 08, 2024
SUMMARY: H1: Investment Management Associates in Washington, DC - Join Our Growing Team! H2: Seeking Junior and Midlevel Associates with Regulatory Experience Are you a driven and experienced attorney looking to take the next step in your career? Morgan Lewis, a leading law firm in Washington, DC, is see...
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Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
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Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Vice President, Corporate Financing Department - Salary Information, Job Title and Experience Information - Job Title: Vice President, Corporate Financing Department - Salary: Ranges from $175,600 to $345,700 (depending on location and experience) - Experience: Minimum of 10 years in the securi...
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Legal Staff Paralegal in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 02, 2024
SUMMARY: Please note that for certain Lawyer/Summer Associate positions, we are not able to provide reasonable accommodations. # Paralegal - Investment Management Law Firm is searching for an experienced Paralegal to join its Investment Management and Broker-Dealer practice areas. The successful applic...
Corporate - Asset/Investment Management Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Aug 15, 2024
SUMMARY: Law Firm Seeks Investment Management Regulatory Mid-Level Associate with Strong Understanding of Federal Securities Laws H1: Join Our Leading Global Law Firm as an Investment Management Regulatory Mid-Level Associate H2: Are You an Experienced Associate with Asset Management Regulatory Experti...
Legal Staff Paralegal in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Jul 29, 2024
SUMMARY: FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. H1: Senior Paralegal, Oversight Liaison and Counsel - Full Time Position with FINRA H2: Join Our Team and Make a Difference in the Financial Industry Organization: FINRA (Financial Industry Regulatory Authority) D...
Litigation - Securities Litigation - Defense Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Aug 06, 2024
SUMMARY: Director, Enforcement - Woodbridge, NJ/Jersey City, NJ/Jericho, NY/Denver, CO/Dallas, TX/Chicago, IL/Boston, MA/Boca Raton, FL/Washington, DC/San Francisco, CA/Rockville, MD/Philadelphia, PA/New York, NY/Los Angeles, CA Overview: - The Enforcement Director manages a team of 5-8 attorneys respo...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Aug 20, 2024
SUMMARY: All interested candidates should submit their resume through the FINRA career site at www.finra.org/careers – search for R-008330. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizensh...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA's accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application accomm...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Jul 23, 2024
SUMMARY: H1: Director, Regulatory Services Management - Full Time H2: Job Requisition ID: R-008259 Position Overview: The Director, Regulatory Services Management (RSM) is a key role within Market Regulation and Transparency Services (MRTS). This position is responsible for managing important operatio...
Corporate - Securities and Capital Markets Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Jun 27, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...