Regulatory Broker Dealer Securities Attorney Jobs in Boston
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Litigation - Securities Litigation - Defense Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: SEO-Friendly Job Title: Associate General Counsel, Regulatory - Full Time H1 Heading: Join FINRA as an Associate General Counsel, Regulatory H2 Heading: Expert Legal Counsel Opportunity in the Securities Industry Organization: FINRA Department: Office of General Counsel Job Requisitio...
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Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
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Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
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Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: Senior Director, Enforcement Central Intake Group - Full Time FINRA, the Financial Industry Regulatory Authority, is currently seeking a highly skilled and experienced Senior Director to lead our Enforcement Central Intake Group (CIG). This position is responsible for overseeing the intake, asses...
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Corporate - Asset/Investment Management Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Aug 15, 2024
SUMMARY: Law Firm Seeking Investment Management Regulatory Mid-Level Associate The law firm is seeking a highly skilled and experienced Investment Management Regulatory Mid-Level Associate to join our Global Asset Management Regulation team. The ideal candidate will have 4-6 years of asset management regu...
Litigation - Securities Litigation - Defense Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Aug 06, 2024
SUMMARY: Director, Enforcement - Job Description H1: Director, Enforcement - Lead a Team of Attorneys in Resolving Enforcement Cases H2: Join the Team at FINRA and Make a Difference in the Securities Industry SEO Job Title: Director, Enforcement - FINRA The Organization: - FINRA (Financial Ind...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Aug 20, 2024
SUMMARY: All resumes will be reviewed by FINRA's Talent Acquisition team and only those resumes that meet the criteria will be forwarded to the hiring manager for consideration. Job Title: Associate Principal Analyst, Risk Monitoring - Any FINRA Location Organization: FINRA Location: Any FINRA Loc...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA's accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application accomm...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Jul 23, 2024
SUMMARY: SEO Friendly Job Title: Director, Regulatory Services Management H1 Heading: Join FINRA as the Director of Regulatory Services Management H2 Heading: Manage Key Operations and Reporting for RSM in Market Regulation and Transparency Services The Director of Regulatory Services Management (RS...
Corporate - Securities and Capital Markets Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Jun 27, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Jul 16, 2024
SUMMARY: Principal Analyst, Risk Monitoring - Any FINRA Location Full Time Posted Today R-008249 FINRA is looking for a Principal Analyst, Risk Monitoring to join our team. This senior-level position will be responsible for conducting risk monitoring activities and ongoing risk assessments of FIN...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Jun 13, 2024
SUMMARY: FINRA is an Employer of Choice FINRA has been named a Best Place to Work by several outlets, including the Washington Post, Financial Times and InvestmentNews. We are proud to offer a culture of inclusiveness and collaboration that is both diverse and engaging. This job summary is intended to ...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Jun 13, 2024
SUMMARY: The FINRA organization is looking for an experienced Investigative Director to join their team in various locations. This full-time position will oversee the examinations and investigations of broker-dealers' compliance with applicable rules and regulations, as well as financial crimes. The Director...