Regulatory Broker Dealer Securities Attorney Jobs
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Corporate - Asset/Investment Management Attorney in Tampa, FL
Tampa, FL
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: The Lead Counsel I - Investment Management (Hybrid) position at Citi is a full-time, remote role based in Tampa, Florida. The successful candidate will have 2-5 years of relevant industry experience, preferably in financial services, and a Juris Doctorate or equivalent law degree. This role will rep...
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Corporate - Securities and Capital Markets Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: Oct 23, 2024
SUMMARY: Regulatory and Securities Attorney Jacko Law Group, P.C., a corporate, regulatory and securities law firm, is seeking an experienced (5 years) Regulatory and Securities Attorney to advise clients on SEC regulatory and securities issues and to provide counsel on unique and complex legal issue...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Austin, TX
Austin, TX
Type: Full Time | Posted Date: Nov 10, 2024
SUMMARY: - Job title: ERS - Securities/Investment Counsel (00046344) - Organization: Employees Retirement System - Location: Austin, Texas - Department: Legal - Employment status: Regular, full-time - Salary: $10,834.00 - $19,166.66 per month - Experience: 3-5 years in law practice, depending on classi...
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Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President: - Job Title: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Corporate Title: Vice President - Location: New York, NY - Job ID: R0354979 - Full/Part-Time: Full-time - Reg...
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Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President: - Job Title: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President - Location: New York, NY - Job Type: Full Time - Posted: 13 Days Ago - Job Requisition ID: R034...
Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Investment Banking Counsel - Vice President (M&A and Capital Markets) Overview Deutsche Bank is seeking an experienced Mergers & Acquisitions (M&A) and capital markets attorney to join their Legal Department as a Vice President in New York City. This role will provide legal support and risk ma...
Corporate - Securities and Capital Markets Attorney in Purchase, NY
Purchase, NY
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Other roles may be eligible for additional compensation as part of their total compensation package. Summary: - Job title: Wealth Management Capital Markets Attorney VP/ED - Job number: 3260921 - Posting date: Oct 25, 2024 - Primary location: New York-Purchase - Education level: Doctorat...
Corporate - Contract Law Attorney / Corporate - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 27, 2024
SUMMARY: Further details about our values and the Barclays Mindset can be found on our website. Barclays is an equal opportunity employer and are opposed to discrimination on any grounds. For more detailed information, please visit our dedicated Diversity and Inclusion site here . Risk and Control Obje...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: SEO friendly job title: Wealth Management Capital Markets Attorney VP/ED H1 heading: Join Morgan Stanley as a Wealth Management Capital Markets Attorney VP/ED H2 heading: Exciting Opportunity for Experienced Attorney in Wealth Management Capital Markets at Morgan Stanley Overview: - Morgan Sta...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Seattle, WA
Seattle, WA
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: H1: Join the Financial Services Compliance & Regulatory Team at Davis Wright Tremaine LLP H2: Exciting Opportunity for Mid-level to Senior Associates in All Offices Bold Headline: Seeking Experienced Compliance & Regulatory Associate for Financial Services Practice Group Law Firm: Davis Wright Tre...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Culver City, CA
Culver City, CA
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm is seeking a mid-level to senior associate with at least four years of experience in financial services compliance and regulatory matters. This is a fantastic opportunity to join our highly regarded Financial Services Practice Group at Davis Wright Tremaine LLP. We are looking for a motivat...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Bellevue, WA
Bellevue, WA
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeking Mid-level to Senior Associate with Financial Services Compliance & Regulatory Experience Davis Wright Tremaine LLP, a leading law firm with a strong reputation in the financial services industry, is seeking a mid-level to senior associate with a minimum of four years' experience ...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeking Mid-Level to Senior Associate for Financial Services Compliance and Regulatory Role Position Overview: Davis Wright Tremaine LLP, a top-tier law firm, is seeking a mid-level to senior associate attorney with a minimum of four years of experience in compliance and regulatory ma...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Glen Allen, VA
Glen Allen, VA
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeking Financial Services Compliance & Regulatory Associate Mid-Level to Senior Associate Positions Available in All Offices Salary Range: $260,000 - $330,000 per year (annualized) Bonus, health insurance, and other benefits offered Job Description: - Seeking an associate attorney w...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeking Financial Services Compliance & Regulatory Associate Davis Wright Tremaine LLP, a leading law firm with offices across the United States, is currently seeking a Financial Services Compliance & Regulatory Associate to join their dynamic team. This is a mid-level to senior associat...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeks Financial Services Compliance & Regulatory Associate H1: Join Our Market-Leading Financial Services Practice Group H2: Exciting Opportunity for Mid-level to Senior Associate Are you a highly skilled attorney with at least four years of experience in compliance and regulatory ...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Portland, OR
Portland, OR
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeks Financial Services Compliance & Regulatory Associate with 4 Years of Experience in All Offices Salary Range: $260,000 - $330,000 per year, based on experience and other job-related factors permitted by law. Job Title: Financial Services Compliance & Regulatory Associate Expe...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeking Mid-Level to Senior Associate for Financial Services Compliance & Regulatory Role Overview: - Davis Wright Tremaine LLP, a leading law firm, is seeking an associate attorney with a minimum of four years’ experience in compliance and regulatory matters to join their Financial S...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Anchorage, AK
Anchorage, AK
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Financial Services Compliance & Regulatory Associate - Mid-level - Senior Associate - All Offices The Financial Services Practice Group at Davis Wright Tremaine LLP, a leading law firm, is seeking a highly skilled and experienced associate attorney to join our team. This is a great opportunity fo...
Corporate - Asset/Investment Management Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeking Investment Management Regulatory Mid-Level Associate The law firm is seeking a highly skilled and experienced Investment Management Regulatory Mid-Level Associate to join our Global Asset Management Regulation team. The ideal candidate will have 4-6 years of asset management regu...