21 jobs found for

Regulatory Associate General Counsel Jobs in Pine Brook

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  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: SEO Friendly Job Title: Associate General Counsel, Regulatory - Expert in Complex Regulatory Initiatives and Rule Changes H1: Join FINRA as an Associate General Counsel, Regulatory - Expert in Complex Regulatory Initiatives and Rule Changes H2: Lead Regulatory Policy and Provide Expert Legal C...

  • Insurance - Regulatory & Compliance Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: Company-paid Long-Term and Short-Term Disability Insurance. 401K with employer matching contributions. # General Counsel (Fully Remote, NJ Based) ## Job Description The Vice President and General Counsel is responsible for all corporate legal affairs and compliance for a growing nationa...

  • Insurance Defense - General Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: Job Title: Claims Counsel - Medical Professional Liability Department: Claims Management Experience Level: 2 years Salary Information: Competitive compensation based on experience Position Description: NIP Group is a rapidly growing insurance service provider, offering specialty programs...

  • Corporate - Contract Law Attorney / Corporate - General Attorney / Health Care - General Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Nov 22, 2024

    SUMMARY: H1: Corporate Attorney with Experience in Corporate Transactional and Healthcare Regulatory Practice H2: Join Our Dynamic Team in Woodbridge, NJ Law Firm Seeking Experienced Corporate Attorney - 2 to 4 years of experience required - Located in Woodbridge, NJ - Corporate Transactional and Healthcare...

  • General Practice - Transactional & Litigation Attorney in Hamilton, NJ

    Hamilton, NJ

    Type: Full Time | Posted Date: Oct 29, 2024

    SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...

  • General Practice - Transactional & Litigation Attorney in Lakewood, NJ

    Lakewood, NJ

    Type: Full Time | Posted Date: Oct 29, 2024

    SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...

  • General Practice - Transactional & Litigation Attorney in Pine Brook, NJ

    Pine Brook, NJ

    Type: Full Time | Posted Date: Oct 29, 2024

    SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: The Director, Member Supervision Strategic Engagements & Publications is a senior level position with significant responsibility and influence within the Office of Strategic Engagement (OSE) and Member Supervision (MS) at FINRA. This role is responsible for providing strategic leadership and guidanc...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Oct 07, 2024

    SUMMARY: Principal Investigator, VAST - All FINRA Locations Full time Job Requisition ID: R-008480 The Vulnerable Adults and Seniors Team (VAST) is a specialized unit within FINRA's National Cause and Financial Crimes Program (NCFC). VAST is charged with investigating financial exploitation and abu...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Nov 22, 2024

    SUMMARY: Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Jersey City, NJ (Job Posting) Woodbridge, NJ (Job P...

  • Family Law Attorney / Adoption Law Attorney / Divorce Law Attorney / Family Law - General Attorney in Staten Island, NY

    Staten Island, NY

    Type: Full Time | Posted Date: Sep 30, 2024

    SUMMARY: Organization: The Legal Aid Society Location: New York, NY Job Title: Juvenile Rights Practice Staff Attorney – Entry Level Fall 2025 Experience: 1-3 years legal advocacy and/or litigation experience Salary Range: $81,425-$82,573 Benefits: Health insurance, paid vacation, disability and life ...

  • Corporate - Securities and Capital Markets Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer The Assistant General Counsel, Regulatory will be responsible for providing senior-level legal advice and support in connection with the adoption of new regulatory initiatives. This position will also serve as a subject matter expert i...

  • Health Care - General Attorney in Pine Brook, NJ

    Pine Brook, NJ

    Type: Full Time | Posted Date: Sep 16, 2024

    SUMMARY: Summary: Frier Levitt, a national boutique law firm, is seeking an experienced Attorney with 4 years of Life Sciences, Pharmaceutical law, or related experience for their New Jersey or New York City office. The salary range for this position is $150,000-$200,000 per year, with the possibility fo...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Title: Principal Analyst, Regulatory Services Management Organization: FINRA Job Type: Full-time Date Posted: Posted Today Job Requisition ID: R-008101 Location: Multiple locations (see below for salary information) Overview: The Principal Analyst in the Regulatory Services Mana...

  • Corporate - Securities and Capital Markets Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: FINRA abides by the requirements of 29 CFR 513. This regulation prohibits discrimination against qualified individuals on the basis of age, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals on the basis of age. ...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. We protect investors by making sure the United States securities industry operates fairly and honestly. We oversee about 4,000 brokerage firms, about 162,000 branch offices and approximately 630,000 regis...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: H1: Principal Analyst, Risk Monitoring - Any FINRA Location H2: Senior-Level Position with the Opportunity for Advancement Organization: FINRA Job Title: Principal Analyst, Risk Monitoring Job Requisition ID: R-008120 Time Type: Full Time Posted On: Posted Today Summary: - Conducts ris...