18 jobs found for

Regulatory Associate General Counsel Jobs in Boca Raton

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  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Key Points: Job Title: Associate General Counsel, Regulatory Full-time position R-008412 job requisition ID Responsible for managing adoption of new regulatory requirements Provides expert knowledge to Board of Governors and senior management Advises on high-impact, complex and sensiti...

  • Corporate - General Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: Title: Corporate Lawyer Associate at H&CO, LLP H1: Join Our Team as a Corporate Lawyer Associate at H&CO, LLP H2: Legal Support and Compliance at a Global Professional Services Firm The Role of a Corporate Lawyer Associate: - Provide legal consultation on corporate governance and regulat...

  • Corporate - General Attorney in Lake Worth, FL

    Lake Worth, FL

    Type: Full Time | Posted Date: Oct 29, 2024

    SUMMARY: Transactional Attorney (Transactional Experience Required) We are currently seeking an experienced Transactional Attorney with a Portable Book of Business to join our growing law firm in Orlando, Fort Lauderdale, Lake Worth, or Tampa. This is a great opportunity for someone looking to join a larg...

  • Insurance Defense - General Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Oct 07, 2024

    SUMMARY: The PwC Professional is our global leadership development framework. It gives us a single set of expectations across our lines, geographies and career paths, and provides transparency on the skills we need as individuals to be successful and progress in our careers, now and in the future. As a Di...

  • Corporate - Contract Law Attorney / Corporate - General Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Sep 12, 2024

    SUMMARY: DFWP Salary Information: Competitive salary based on experience and qualifications Excellent benefits package including health, dental, vision, 401k, and more Job Title: Corporate Attorney Experience Required: Minimum of 5 years of experience as a Corporate Attorney or in a similar r...

  • Corporate - General Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 25, 2024

    SUMMARY: H1: Senior Counsel at TransUnion - Chicago, Alpharetta, New York, Reston or Boca Raton H2: Join Our Team as a Senior Counsel in the US Insurance Department Summary: We are currently seeking a Senior Counsel to join our team at TransUnion. In this role, you will be responsible for managing a l...

  • Corporate - Compliance Attorney / Corporate - General Attorney / Franchise Law Attorney / Litigation - General (consumer) Attorney in Boynton Beach, FL

    Boynton Beach, FL

    Type: Full Time | Posted Date: Oct 28, 2024

    SUMMARY: H1: Vice President (VP) of Legal: Job Description and Requirements H2: Responsibilities of a VP of Legal at Company Bullet Points: - Full-time position as VP of Legal at Company - Responsible for overseeing legal affairs of the organization - Provide legal advice to senior leadership and busi...

  • Health Care - General Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Oct 25, 2024

    SUMMARY: Law Firm Seeking Member Level Attorney for Healthcare Practice Group - Join a national team of healthcare attorneys at McDonald Hopkins - Remote work or office placement available in Baltimore, Chicago, Cleveland, Detroit, or West Palm Beach - Minimum 8 years of experience required with a focus...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of Strategic Engagement (OSE) in providing...

  • Corporate - Securities and Capital Markets Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...

  • Employment Law - General Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Oct 04, 2024

    SUMMARY: H1: Corporate Counsel - Employment Law (Hybrid) at Paychex in West Palm Beach, FL and Rochester, NY H2: Legal Counsel Opportunity at Leading HR Outsourcing Company, Paychex Are you a talented and experienced attorney looking for a new opportunity in the field of employment law? Paychex, a lead...

  • Corporate - Securities and Capital Markets Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. The role of Enforcement Director is a highly specialized and senior level position within the organization. As such, it requires a high level of experience and expertise in secu...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: The Vice President, Regulatory Liaison is a high-level position within FINRA, responsible for leading and strengthening the Office of Regulatory Liaison (ORL) within Member Supervision. This role requires an experienced regulatory professional with significant knowledge of securities, compliance, an...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: Vice President, Corporate Financing - Lead the Corporate Financing Department within the Offices of the Chief Legal Officer (OCLO) at FINRA. Locations: Rockville, MD Jersey City, NJ Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Washington, DC Philadelphia, PA New York, NY Full-time ...

  • Tax - General Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Jul 30, 2024

    SUMMARY: SEO Friendly Job Title: Tax Senior Manager - Private Equity (East Region City Locations) H1: Join Our Team as a Senior Tax Manager for Private Equity Clients! H2: Exciting Opportunity for Experienced Tax Professionals in 26 Locations! Position Summary: - Seeking a Senior Tax Manager with exper...

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