Public Law And Regulatory Jobs in Philadelphia
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Law Student - Public Interest in Philadelphia, PA
Philadelphia, PA
Type: Part Time | Posted Date: Sep 03, 2024
SUMMARY: H1: Spring 2025 Legal Intern at PCAOB: Make a Difference in Global Investor Protection H2: Compensation, Hybrid Work Option, and Role Summary - Spring 2025 Legal Intern position at PCAOB - Part-time role, posted 5 days ago - Job requisition ID: R1051 - Nonprofit organization established by Co...
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Corporate - Securities and Capital Markets Attorney in Bala Cynwyd, PA
Bala Cynwyd, PA
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Corporate Attorneys — Capital Markets and Securities — Pennsylvania and New Jersey Stevens & Lee represents publicly traded and private companies in the complete range of corporate and securities matters, including public offerings, follow-on-equity offerings, private placements and private i...
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Corporate - Securities and Capital Markets Attorney in King of Prussia, PA
King of Prussia, PA
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Corporate Attorneys — Capital Markets and Securities — Pennsylvania and New Jersey Stevens & Lee represents publicly traded and private companies in the complete range of corporate and securities matters, including public offerings, follow-on-equity offerings, private placements and private i...
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Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
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Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Associate General Counsel, Regulatory - Job Summary: - The Associate General Counsel, Regulatory is responsible for managing the adoption of new regulatory requirements and providing expert legal advice to the Board of Governors and senior management. - This position requires a law degree, admissio...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA protects investors by making sure the securities industry operates fairly and honestly. FINRA oversees about 3,600 brokerage firms, about 160,000 branch offices and approximately 630,000 registered ...
Energy - Renewables - Transactional Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: Job Title: Utility and Energy Attorney at Cozen O'Connor Salary: Competitive and based on experience Experience: Minimum 5 years practicing before or with a State Public Utility Commission, experience with renewable energy preferred Location: New York or Philadelphia office Department: Utility a...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: H1: Vice President, Corporate Financing - Lead Regulatory Policy and Compliance for FINRA's Corporate Financing Rules H2: Join the Leadership Team at FINRA as the Vice President of Corporate Financing Department Bold Headline: Lead the Corporate Financing Department at FINRA and Protect Investors ...
Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: SEO friendly job title: Assistant General Counsel, Regulatory H1 heading: Join FINRA as an Assistant General Counsel in Regulatory H2 heading: Senior-Level Legal Advisor in Regulatory Initiatives Bold headline: FINRA is seeking an experienced Assistant General Counsel to provide senior-leve...
Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA is dedicated to investor protection and market integrity through effective and efficient regulation of broker-dealers. All individuals who are licensed to conduct securities transactions for FINR...
Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, gender, national origin, age, disability, or any other factor. FINR...
Environmental Law - Transactions & Compliance Attorney in Red Bank, NJ
Red Bank, NJ
Type: Full Time | Posted Date: Aug 20, 2024
SUMMARY: Environmental Partner (Attorney) SH is seeking environmental partner in a leading and supervisory role in one or more of the areas of the firm’s environmental practice. About Scarinci Hollenbeck: Scarinci Hollenbeck is a growing practice of over 50 experienced attorneys. We serve the niche pr...
Corporate - Securities and Capital Markets Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Aug 16, 2024
SUMMARY: Law Firm Seeks Midlevel Associate for Corporate and Business Transactions Law Firm is seeking to hire a qualified midlevel associate with large law firm experience and excellent academic credentials to join the Corporate - Capital Markets and Public Companies practice in their New York, San Franc...
Corporate - Securities and Capital Markets Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: Vice President & Associate General Counsel, Capital Markets Policy - $175,600 to $345,700 (Remove contact information, replace company name with organization, replace firm name with organization, replace department name with department) H1: Vice President & Associate General Counsel, Capital Market...
Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement Salary Information: - Minimum salary: $127,300 - Maximum salary: $296,100 Job Title: Director, Enforcement Experience Information: - Minimum of 7 yea...
Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Aug 07, 2024
SUMMARY: Director, Enforcement - Full Time Job Requisition ID: R-008299 Organization: FINRA Location: Flexible (various office locations) The Enforcement Director at FINRA is responsible for managing a team of 5-8 attorneys and overseeing the development and resolution of Enforcement cases. This ...
Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Aug 06, 2024
SUMMARY: Director, Enforcement - Oversee a team of 5-8 Enforcement attorneys in developing and resolving cases Salary information: Ranges from $127,300-$296,100 depending on location and experience Job title: Director, Enforcement Experience: Minimum of 7 years in securities-related regulatory and/or comp...
Corporate - Securities and Capital Markets Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Jul 23, 2024
SUMMARY: Director, Regulatory Services Management - Full Time The Director of Regulatory Services Management (RSM) is responsible for managing key operations and reporting functions for RSM, including acting as a centralized resource for Regulatory Operations (RegOps) concerning Cross Market Regulatory Wo...
Tax - State & Local Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Jul 26, 2024
SUMMARY: 515 S. Flower Street, Suite 100, Los Angeles, CA 90071, United States of America Company BDO USA, LLP Employment Type Experienced Job Level Associate SEO Friendly Job Title: SALT Senior Associate - Unclaimed Property H1: Join Our Team as a SALT Senior Associate, Specializing in Unclaim...