28 jobs found for

Public Disclosure Attorney Jobs in Boca Raton

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  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Oct 01, 2024

    SUMMARY: Senior Litigation Counsel, Enforcement The organization is seeking a Senior Litigation Counsel to join their team. This position is responsible for handling complex disciplinary and non-disciplinary proceedings and representing the organization in appeals before the National Adjudicatory Council....

  • Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Nov 13, 2024

    SUMMARY: Law Firm Seeking Corporate Securities Associate with 2 Years Experience in Capital Markets H1: Join Our Premier Global Capital Markets Practice H2: Immediate Need for Corporate and Capital Markets Associates Overview: - Greenberg Traurig, a leading law firm, is seeking Corporate and Capital M...

  • Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Oct 25, 2024

    SUMMARY: MEMBER - SECURITIES The candidate must possess 5 - 10 years of significant experience focused in a variety of securities matters, including securities offerings (public and private), the Securities Act of 1934 (Registered Investment Advisors), the Securities Act of 1940 (Registered Investment Compa...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Nov 21, 2024

    SUMMARY: Principal Investigator, Vulnerable Adults and Seniors Team (VAST) - All FINRA Locations - Conduct complex risk-based investigations of FINRA member firms and registered representatives involving potential Elder Financial Exploitation (EFE) - Provide consultation services to FINRA staff and colla...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Nov 17, 2024

    SUMMARY: SEO Friendly Job Title: Principal Intelligence Specialist, Financial Intelligence Unit (FIU), All FINRA Locations H1 Heading: Join FINRA's FIU as a Principal Intelligence Specialist H2 Heading: Lead Strategic and Tactical Intelligence Projects Organization: FINRA Department: National Cau...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 25, 2024

    SUMMARY: Job Title: Senior Principal Analyst, Risk Monitoring – Large Diversified – All FINRA Locations Organization: FINRA Department: Risk Monitoring Experience: Prior experience in FINRA's Exam and/or Risk Monitoring program preferred Education: Bachelor's Degree in Finance, Accounting, Business o...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Oct 07, 2024

    SUMMARY: Principal Investigator, VAST - FINRA Locations Summary: FINRA, a financial regulatory organization, is seeking a Principal Investigator for their Vulnerable Adults and Seniors Team (VAST) in various locations across the United States. This individual will be responsible for investigating finan...

  • Attorney in Plantation, FL

    Plantation, FL

    Type: Full Time | Posted Date: Oct 12, 2024

    SUMMARY: HR Specialist (Classification) Department of the Treasury Internal Revenue Service Summary Click on "Learn more about this agency" button below to view Eligibilities being considered and other IMPORTANT information. WHERE CAN I FIND OUT MORE ABOUT OTHER IRS CAREERS? Visit us on the web at w...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Nov 07, 2024

    SUMMARY: Job Title: Senior Analyst, Public Offerings Organization: FINRA (Financial Industry Regulatory Authority) Experience Level: Intermediate Salary Range: $68,500 - $146,900 (varies by location and individual qualifications) H1: Join FINRA as a Senior Analyst, Public Offerings and Help Regulate th...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of Strategic Engagement (OSE) in providing...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...

  • Attorney in Plantation, FL

    Plantation, FL

    Type: Full Time | Posted Date: Sep 19, 2024

    SUMMARY: Criminal Investigator (Special Agent) Direct Hire Department of the Treasury Internal Revenue Service Summary Positions under this announcement are being filled using a Direct Hire Authority (DHA). Click on "Learn more about this agency" button below to view Eligibilities being considered a...

  • Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Sep 19, 2024

    SUMMARY: Criminal Investigator (Special Agent) Direct Hire Department of the Treasury Internal Revenue Service Summary Positions under this announcement are being filled using a Direct Hire Authority (DHA). Click on "Learn more about this agency" button below to view Eligibilities being considered a...

  • Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Oct 11, 2024

    SUMMARY: HR Specialist (Classification) Department of the Treasury Internal Revenue Service Summary Click on "Learn more about this agency" button below to view Eligibilities being considered and other IMPORTANT information. WHERE CAN I FIND OUT MORE ABOUT OTHER IRS CAREERS? Visit us on the web at w...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: The Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete and accurate factual find...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: SEO Friendly Job Title: Enforcement Counsel at FINRA H1: Join FINRA as an Enforcement Counsel and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Quality Work for Large Complex Matters Organization: FINRA Department: En...

  • Tax - General Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: McLean, VA, United States Position Type Experienced Employment Type Regular BDO is currently seeking a Tax Manager for our Nonprofit practice in McLean, VA. In this role, you will be responsible for advising clients on the tax implications of their business objectives, evaluating and sele...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: ## Summary: - Job title: Principal Analyst, Regulatory Services Management - Organization: FINRA's Department of Market Regulation and Transparency Services - Location: Various locations (see below for salary information) - Education and experience requirements: Bachelor's degree and 8 years o...