Policy Counsel Jobs in Jericho
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Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: Summary: Organization: FINRA Job Title: Associate General Counsel, Regulatory Experience: 10 years of relevant legal experience Salary: Minimum salary ranges from $149,600 to $171,900, maximum salary ranges from $292,600 to $351,200, depending on location and factors such as skill set, experi...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Senior Analyst, Public Offerings - Analyzing complex and high-profile public offering transactions - Intermediate-level professional role with limited supervision - Ensuring compliance with FINRA and SEC rules and other securities laws - Drafting comment and inquiry letters, communicating FINRA rule...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Principal Investigator, VAST - All FINRA Locations - Full Time Job Requisition ID: R-008480 The Principal Investigator position is a full-time role with the Vulnerable Adults and Seniors Team (VAST) at FINRA. VAST is a specialized unit within FINRA's National Cause and Financial Crimes Program...
Corporate - Securities and Capital Markets Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Corporate - Securities and Capital Markets Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...
Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement - Job Description Title: Director, Enforcement Location: Woodbridge, NJ; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Washington, DC; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York, NY; Los Angeles, CA E...
Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO Friendly Job Title: Director, Enforcement H1: Director, Enforcement - Job Description and Salary Information H2: Overview of Director, Enforcement Position Bold Headlines: Director, Enforcement: Leading and Managing a Team of Attorneys Job Title: Director, Enforcement Salary Information: Sal...
Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement at FINRA - Job Description and Salary Information Organization: FINRA Job Title: Director, Enforcement Experience: Minimum 7 years in securities-rel...
Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Organization: FINRA Department: Enforcement Job Title: Principal Counsel Experience: Minimum of seven years relevant legal experience in the financial regulatory space or related areas Education: Juris Doctor (J.D.) degree from an accredited law school Salary Range: - California: M...
Tax - General Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Summary: Position: Private Equity Tax Operations Manager - Portfolio Companies - Financial Services Location: New York (other locations available in region) Salary: Competitive Date: Aug 20, 2024 Company: EY EY, a global leader in financial services, is seeking a Private Equity Tax Operati...
Corporate - Compliance Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Please note: For your safety and protection, we will only collect your personal information for the purposes of this inquiry. We will not use your personal information for any other purposes. H1: Join EY as a Financial Services - Regulatory Compliance Manager H2: Build a Better Working World w...
Tax - General Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 12, 2024
SUMMARY: As a Tax Services Manager at EY, you will have the opportunity to build a unique and rewarding career with a global company that values high ethical standards and integrity among its employees. EY is dedicated to providing a supportive and inclusive culture, cutting-edge technology, and a global sca...
Tax - General Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 12, 2024
SUMMARY: We understand the importance of accurate and timely tax reporting in the financial services industry. As the Tax Senior Manager in our Customer Tax Operations and Reporting team, you will have the opportunity to work with a diverse range of clients and projects, providing critical advice and support...
Tax - General Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: If you are located in the US and would like to be considered for employment opportunities with EY, please visit EY Careers USA at https://www.ey.com/en_us/careers. H1: Tax Manager - Financial Services - Customer Tax Operations and Reporting H2: Join EY's Dynamic Tax Services Team EY, a global...
Tax - General Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Federal Tax Manager - Financial Services - Insurance Location: New York, NY (also open to other locations in the region) Salary: $102,600-$188,000 (salary range varies by location) Date: August 23, 2024 Requisition ID: 1533777 At EY, we value diversity and individuality, and we're loo...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Principal Investigator, NCP, is responsible for conducting investigations of potential fraud or misconduct, gathering regulatory intelligence, requesting and analyzing records, and providing subject matter expertise and advanced data analysis. This position also involves training and mentoring j...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Investigations Director, Specialist Team, is a senior-level professional position within the organization, responsible for managing examinations and investigations of broker-dealers’ compliance with applicable rules and regulations, and financial crimes. This role involves developing and super...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Principal Analyst, Risk Monitoring - Full Time Location: Any FINRA Office Job Requisition ID: R-008120 Overview: This is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager in identifying existing and emerging risks, and interactions with...