Mid Level Finance Associate Jobs in Ocean
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Attorney in Toms River, NJ
Toms River, NJ
Type: Full Time | Posted Date: Sep 07, 2024
SUMMARY: Litigation Attorney The candidate must have previous experience with Real Estate transactions — Commercial & Residential, Wills, Probate, Guardianship, Estate Planning, and Trusts. The ability to build rapport with clients, seek new business or provide a book of business. Representing clients in ...
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Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer The Assistant General Counsel, Regulatory will be responsible for providing senior-level legal advice and support in connection with the adoption of new regulatory initiatives. This position will also serve as a subject matter expert i...
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Corporate - General Attorney in Ocean, NJ
Ocean, NJ
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Law Firm is looking to hire a Corporate Attorney to join its Ocean, New Jersey office. The ideal candidate should have at least 5-7 years of experience as a corporate attorney, with a strong understanding of corporate governance, venture capital and bank financing, executive compensation, stock or c...
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Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
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Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: SEO Friendly Job Title: Associate General Counsel, Regulatory - Expert in Complex Regulatory Initiatives and Rule Changes H1: Join FINRA as an Associate General Counsel, Regulatory - Expert in Complex Regulatory Initiatives and Rule Changes H2: Lead Regulatory Policy and Provide Expert Legal C...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: FINRA abides by the requirements of 29 CFR 513. This regulation prohibits discrimination against qualified individuals on the basis of age, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals on the basis of age. ...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Aug 07, 2024
SUMMARY: H1: Director, Enforcement - Full Time Position at FINRA H2: Essential Job Functions and Requirements SEO Job Title: Director, Enforcement - Full Time Position at FINRA Director, Enforcement - Full Time Position at FINRA: Essential Job Functions and Requirements Director, Enforcement - Fu...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Aug 08, 2024
SUMMARY: Overview: The Vice President, Regulatory Liaison will play a critical role in strengthening the Office of Regulatory Liaison (ORL) within FINRA's Member Supervision department. This individual will serve as the primary liaison and representative for Member Supervision executive leadership in deve...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Aug 20, 2024
SUMMARY: All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA. Summary: Organization: FINRA Job Title: Associate Principal An...
Corporate - General Attorney in Holmdel, NJ
Holmdel, NJ
Type: Full Time | Posted Date: Jul 19, 2024
SUMMARY: per year Job Title: Associate Attorney Experience: 1-3 years of post-bar experience in the music industry Duties and Responsibilities: - Negotiate, draft, and review various legal agreements such as recording, licensing, distribution, publishing, and artist agreements. - Utilize Hubspot...
Tax - General Attorney in East Brunswick, NJ
East Brunswick, NJ
Type: Full Time | Posted Date: Jul 19, 2024
SUMMARY: H1: Financial Services Tax Manager at WithumSmith Brown - Competitive Salary and Growth Opportunities H2: Join Our Team and Be in a Position of StrengthSM Introduction: - WithumSmith Brown is a forward-thinking, technology-driven advisory and accounting firm - We prioritize a work-life balance and ...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Jun 25, 2024
SUMMARY: The Senior Analyst, Public Offerings at FINRA is responsible for analyzing complex and high-profile public offering transactions. This is a remote, full-time position with a competitive salary and benefits package. The Senior Analyst will review and investigate proposed public offering underwriting ...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Jun 13, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application acco...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Jun 10, 2024
SUMMARY: The Director of Risk Monitoring is a senior level position within the Risk Monitoring department at FINRA. This role is responsible for overseeing a team of Risk Monitoring Analysts and ensuring the successful implementation and completion of the Risk Monitoring Program for a specific Firm Grouping ...