Legal Counsel Securities Jobs in Westminster
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Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 18, 2024
SUMMARY: Offered salary will be based on your skills, experience and education. Massachusetts: Salary range for this position: 140,000 USD to 190,000 USD. Offered salary will be based on your skills, experience and education. SS&C is a global provider of investment and financial services and software f...
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Corporate - Contract Law Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Job Title: Lead Legal Counsel - Healthcare Contracts Experience: At least 5 years of experience in drafting, negotiating, and managing contracts Location: Boston, MA; Chicago, IL; Coral Gables, FL; Denver, CO; New York, NY; Windsor, CT - Hybrid Department: Legal SS&C, a global provider of inve...
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Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: Experience working with public companies and international subsidiaries. Experience with data privacy and security regulations. Experience with building and scaling processes within a legal function. Experience working with a technology company. Salary information: The salary for this po...
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Data Privacy - Transactional Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 28, 2024
SUMMARY: Databricks is seeking a Senior Legal Counsel with a focus on privacy to join our rapidly growing team. This role will provide legal counsel and support for Databricks' privacy compliance program and work closely with cross-functional teams to ensure compliance with global privacy laws and regulation...
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Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Bullet points: -Position: Associate General Counsel, Regulatory -Job type: Full time -Posted: Yesterday -Job requisition ID: R-008412 -Responsible for managing and directing the adoption of new regulatory requirements -Provides expert knowledge and advice to the Board of Governors and senior m...
Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Director, Enforcement - Woodbridge, NJ/Jersey City, NJ/Jericho, NY/Denver, CO/Dallas, TX Full Time - R-008297 - Posted Today The Organization is currently seeking a highly qualified Director, Enforcement to join our team in multiple locations. This is a full-time position with competitive comp...
Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: H1: "Join FINRA as a Director of Enforcement - Apply Now!" H2: "Manage a Team of Attorneys and Drive Successful Enforcement Outcomes" Director, Enforcement Full-time position with FINRA Job ID: R-008299 Location: Various locations across the US We are seeking a highly skilled and experienced Direc...
Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: In this role, the Principal Counsel, Enforcement, will be responsible for providing legal expertise and guidance in matters related to enforcement for the organization. They will work closely with investigative staff, conduct research, and develop legal strategies to assess and prosecute cases. The ...
Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: Senior Litigation Counsel, Enforcement: - Represent FINRA in complex disciplinary proceedings nationwide. - Provide guidance and advice on statutory disqualification and waiver/exemption requests. - Draft and review legal documents, including complaints and motions. - Oversee pre-hearing tasks...
Corporate - Asset/Investment Management Attorney in Broomfield, CO
Broomfield, CO
Type: Full Time | Posted Date: Dec 22, 2024
SUMMARY: Investment Fund Attorney Job ID: 1654 Position: Contract Partner Location: Multiple Offices Practice Area: Venture Best, Venture Capital & Priv. Equity Open Date: Monday, December 16, 2024 Job Function: Legal Job Description: The Position At Michael Best, we are looking to add a Senior ...
Corporate - Asset/Investment Management Attorney in Boulder, CO
Boulder, CO
Type: Full Time | Posted Date: Dec 07, 2024
SUMMARY: Corporate Associate; Funds/Investment Management (3 years): Boulder, Denver, or Reno H1: Join Holland & Hart's Corporate Group as a Funds/Investment Management Associate H2: Work with Alternative Investment Funds and Institutional Investors Holland & Hart, a well-known and respected law fi...
Corporate - Securities and Capital Markets Attorney / Finance - General Attorney in Broomfield, CO
Broomfield, CO
Type: Full Time | Posted Date: Dec 06, 2024
SUMMARY: Keywords: Vice President of Legal, Legal, Corporate Governance, Contracts, Compliance, Real estate, Intellectual Property, Employment Law, Litigation, Securities, SEC Filings, Franchise Compliance, Contracts, Legal Risk Management, Legal Department Management, Intellectual Property, Marketing, FDA, ...
Corporate - Asset/Investment Management Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 22, 2024
SUMMARY: Investment Fund Attorney Job ID: 1654 Position: Contract Partner Location: Multiple Offices Practice Area: Venture Best, Venture Capital & Priv. Equity Open Date: Monday, December 16, 2024 Job Function: Legal Job Description: The Position At Michael Best, we are looking to add a Senior ...
Legal Staff Paralegal in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 18, 2024
SUMMARY: HELU Paralegal: Supporting Low-Income Individuals and Seniors in Obtaining Vital Benefits in Denver, Colorado CLS, a statewide nonprofit legal aid program, is seeking a part-time paralegal for their Health & Elder Unit (HELU) in Denver. This position offers an exciting opportunity to use legal and ...
Corporate - Securities and Capital Markets Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 07, 2024
SUMMARY: Corporate Attorney (3-5 years): Capital Markets and Securities Law Firm in Colorado, Utah, Idaho, or Nevada H1: Join Our Dynamic Corporate Group: 3-5 Years Experience in Capital Markets and Securities Required H2: Grow Your Career with a Leading Law Firm in the Mountain States - Seeking a mid...
Corporate - Securities and Capital Markets Attorney in Boulder, CO
Boulder, CO
Type: Full Time | Posted Date: Dec 07, 2024
SUMMARY: Corporate Attorney; Capital Markets and Securities (3-5 years): Colorado, Utah, Idaho, or Nevada offices H1: Join Our Team as a Corporate Attorney in the Capital Markets and Securities Practice in Colorado, Utah, Idaho, or Nevada Offices H2: Experienced Corporate Attorney with 3-5 Years of Exp...
Corporate - Contract Law Attorney in Broomfield, CO
Broomfield, CO
Type: Full Time | Posted Date: Nov 29, 2024
SUMMARY: Contracting Counsel Senior Manager The candidate will lead, structure, draft and negotiate complex client transactions in a fast-paced corporate environment including master services agreements, outsourcing agreements, statements of work, service level agreements, licensing agreements, SaaS agreeme...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 19, 2024
SUMMARY: Organization: Colorado Department of Law (DOL) Position: Cybersecurity Fellow – Consumer Protection Experience: Recent law school graduates or those graduating law school by Spring 2025 Salary: $65,000 for 2025 law school graduates, $68,000 for Fellows in their second year or with at least one ...
Corporate - M&A Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: Overtime Status Exempt Schedule Full-time Shift Day Job Telecommuter Position No Bullet Points: - UnitedHealth Group is a health care and well-being company dedicated to improving health outcomes for millions around the world - Comprised of two complementary businesses, Unite...