Legal Counsel Securities Jobs in West Covina
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Sponsored Job
Corporate & Securities Associate
Thompson Coburn LLP. | Los Angeles, CA
Type: Full-Time | Posted Date: May 05, 2022
SUMMARY: Corporate & Securities Associate The candidate' must have 3-5 years of general corporate, securities and transactional experience. Candidates must have experience in M&A, entity formation and governance, private placements of securities including venture capital transactions, and negotiation of em...
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Sponsored Job
Corporate & Securities Associate (m&a And General Corporate Transactions)
Snell & Wilmer LLP | Los Angeles, CA
Type: Full-Time | Posted Date: Jul 14, 2022
SUMMARY: Corporate & Securities Associate (M&A and General Corporate Transactions) The candidate' must have three to seven years of experience for its Corporate and Securities group. Valuable experience in mergers and acquisitions and general corporate transactions is essential. Excellent prior training a...
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Sponsored Job
Securities Litigation Managing Associate
Orrick Herrington & Sutcliffe LLP | Los Angeles, CA
Type: Full-Time | Posted Date: Sep 09, 2022
SUMMARY: Securities Litigation Managing Associate The candidate must of 4 years of major law firm experience or may have worked at the SEC, DOJ or US Attorney’s Office. Strong work ethic, teamwork, solid interpersonal skills and a motivated, entrepreneurial outlook are essential. Must also possess excell...
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Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: [WEBTOON] Counsel- Securities and Corporate Governance - Los Angeles, California WEBTOON is seeking a highly accomplished SEC counsel to join our Legal team. We are looking for someone with a deep understanding of corporate governance, SEC reporting, and securities law compliance. The successful ...
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Legal Staff Paralegal in Santa Ana, CA
Santa Ana, CA
Type: Full Time | Posted Date: Sep 17, 2024
SUMMARY: CNA is an Equal Opportunity Employer committed to a diverse work culture. M/F/D/V. The Litigation Paralegal position at CNA is a full-time role that requires a bachelor's degree and at least three years of prior experience in paralegal work, preferably in insurance defense. This hybrid role, avai...
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Shareholder Litigation Associate
Los Angeles, CA
Type: Full Time | Posted Date: Sep 30, 2024
SUMMARY: We are a plaintiffs-side law firm seeking a litigation associate with 4 to 8 years of experience. We focus primarily in shareholder derivative litigation and shareholder class actions, with a particular emphasis on breach of fiduciary duty claims, including in connection with excessive executive ...
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Corporate - Contract Law Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Vice President, Contracts Attorney - Wedbush Securities Salary: $185,000 - $215,000 (with potential for additional incentive compensation) Job Type: Full-Time/Regular Location: Los Angeles, CA (hybrid work available) Years of Experience: 4 years transaction experience Education: Bachelor's D...
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Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Associate General Counsel, Regulatory - Full Time Posted Yesterday Job Requisition ID: R-008412 The organization is looking for an Associate General Counsel, Regulatory to manage the complete life cycle of adopting new regulatory requirements. This includes providing expert knowledge and ad...
Legal Secretary / Paralegal
Los Angeles, CA
Type: Full Time | Posted Date: Sep 30, 2024
SUMMARY: Thriving civil litigation law practice seeking organized, experienced legal assistant or paralegal for full-time, permanent position. Job duties: Assist in drafting pleadings and discovery and ability to file Prepare and send correspondence Review legal documents, summarize relevant info...
Litigation - Construction - General Attorney / Litigation - Commercial Attorney / Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 30, 2024
SUMMARY: Qualifications - Minimum 1-7 years of complex commercial litigation experience - Admitted to the California Bar or awaiting bar results - Experience in federal and state litigation matters, including financial fraud, securities, breach of contract, breach of fiduciary duties, partnership disput...
Litigation - Construction - General Attorney / Litigation - Commercial Attorney / Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 30, 2024
SUMMARY: Responsibilities Responsibilities include, but are not limited to: • Representing clients in complex commercial litigation matters, including financial fraud, securities, breach of contract, breach of fiduciary duties, partnership disputes, shareholder disputes, loan disputes, construction l...
Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Title: Senior Litigation Counsel, Enforcement Organization: FINRA Location: Multiple Locations (See Job Posting) Employment Type: Full Time Salary Range: $127,300 - $296,100 (Based on Location and Experience) Job Requisition ID: R-008466 Posted: Today FINRA, the Financial Indust...
Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement - Job Posting The Enforcement Director will manage a team of 5-8 Enforcement attorneys, overseeing the development and resolution of Enforcement cases from beginning to end. This role requires a strong leader with excellent communication skills and the ability to prioritize ...
Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement: - Responsible for managing a team of 5-8 attorneys in the Enforcement department, overseeing all stages of Enforcement cases from inception to completion. - Ensures that all factual findings are supported by accurate and well-supported evidence and are in line with FINRA's...
Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA abides by the requirements of 29 CFR Part 471, Appendix A. This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, national origin, age and disability. FINRA abides by the requirements of 29 CFR 2550.404a-3(j)(3). This regulation pr...
Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Summary: Organization: FINRA Job Title: Counsel, Enforcement Job Type: Full Time Experience: Minimum of 4 years in a regulatory or legal environment Salary: - California: $106,400 - $200,200 - Washington, DC/Maryland: $106,400 - $191,800 - Colorado/Hawaii/Minnesota/Vermont: $92,5...
Litigation - Financial Services - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Summary: The Vice President, Litigation Attorney is responsible for providing legal advice and representation to Wedbush Securities in securities, capital markets, and other company matters. They will manage legal proceedings, collaborate with internal departments, and provide guidance on dispute...
Litigation - General (consumer) Attorney in Pasadena, CA
Pasadena, CA
Type: Full Time | Posted Date: Sep 24, 2024
SUMMARY: SEO Friendly Job Title: Experienced Litigation Associate at Inter-Con Security Systems, Inc. H1 Heading: Join Our Team as a Litigation Associate at Inter-Con Security Systems, Inc. H2 Heading: Seeking an Experienced Litigation Associate in Pasadena, CA Inter-Con Security Systems, Inc. is se...
Corporate - Technology Transactions Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 26, 2024
SUMMARY: H1: Transactional Associate Attorney Job Opening at Established Law Firm in Towson, MD H2: Join Our Team as a Transactional Associate Attorney with Technology Experience The Opportunity: - Join an established law firm as a Transactional Associate Attorney - Work with a variety of technology co...
Corporate - Securities and Capital Markets Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Corporate - Securities and Capital Markets Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 17, 2024
SUMMARY: Job Title Corporate Securities Associate Ref No. CLE3739 (US) Job Location Various US Offices Work Type Salaried - Full Time Description Squire Patton Boggs is hiring a Corporate Securities Associate with at least three to five years of significant transactional experience to be a part of its...
Corporate - General Attorney in Tustin, CA
Tustin, CA
Type: Full Time | Posted Date: Sep 27, 2024
SUMMARY: Summary: - Job Title: Corporate Counsel - Location: Tustin, California - Category: Corporate Functions - Job Type: Full-Time - Salary: $115,295.00–$175,824.00 annually, based on experience and location - Job ID: 1621 - Visibility: External Responsibilities: - Draft, review, and nego...