Legal Counsel Securities Jobs in Pompano Beach
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Sponsored Job
Corporate/securities Associate
Dickinson Wright PLLC. | Fort Lauderdale, FL
Type: Full-Time | Posted Date: May 20, 2022
SUMMARY: Corporate/Securities Associate The candidate must be a Mid to Senior Level Corporate Associate with 3 years of experience in the corporate group of a law firm and significant experience in complex corporate transactions (including mergers and acquisitions on the buy and sell-side), securities law,...
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Sponsored Job
Securities (finra) Associate
Kaufman Dolowich Voluck, LLP | Fort Lauderdale, FL
Type: Full-Time | Posted Date: Dec 06, 2022
SUMMARY: Securities (FINRA) Associate The candidate should have at least 2 years of experience handling all aspects of FINRA arbitration disputes on behalf of broker-dealers and their registered representatives. Should have strong research, writing, and analytical skills; excellent interpersonal and commun...
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Sponsored Job
Fund/securities Transactional Attorney
Cole Schotz PC | Boca Raton, FL
Type: Full-Time | Posted Date: Dec 06, 2022
SUMMARY: Fund/Securities Transactional Attorney The candidate should have 4 years of experience with fund formation, governance and transactions and/or securities matters. Bar admission is required. Strong academic credentials and excellent oral and written communication skills are required....
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Legal Staff Paralegal in Plantation, FL
Plantation, FL
Type: Full Time | Posted Date: Sep 17, 2024
SUMMARY: Salary Information: The salary for this position will vary depending on experience and location, but typically ranges from $50,000 to $70,000 per year. Other benefits may include health insurance, retirement plans, and paid time off. Job Title: Litigation Paralegal Experience: Minimum of th...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Key Points: Job Title: Associate General Counsel, Regulatory Full-time position R-008412 job requisition ID Responsible for managing adoption of new regulatory requirements Provides expert knowledge to Board of Governors and senior management Advises on high-impact, complex and sensiti...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete and accurate factual find...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. The role of Enforcement Director is a highly specialized and senior level position within the organization. As such, it requires a high level of experience and expertise in secu...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO Friendly Job Title: Enforcement Counsel at FINRA H1: Join FINRA as an Enforcement Counsel and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Quality Work for Large Complex Matters Organization: FINRA Department: En...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...
Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...
Social Security Law Attorney in Plantation, FL
Plantation, FL
Type: Full Time | Posted Date: Sep 17, 2024
SUMMARY: Job Title: Staff Attorney – Veterans Unit at Legal Aid Service of Broward County Organization: Legal Aid Service of Broward County Department: MISSION UNITED Veterans Pro Bono Project Salary Range: $60,000-$68,000 (higher salary based on experience) Job Type: Full-time, exempt Locat...
Corporate - M&A Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 17, 2024
SUMMARY: Experience with drafting and negotiation of definitive and ancillary documents Managing deal process and client relationships Supervising junior associates Strong interpersonal and communication skills High degree of maturity and business sense Ability to manage internal and exte...
Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 09, 2024
SUMMARY: Law Firm Seeking Corporate Securities Associate with 2 Years Experience in Capital Markets H1: Join Our Premier Global Capital Markets Practice H2: Immediate Need for Corporate and Capital Markets Associates Overview: - Greenberg Traurig, a leading law firm, is seeking Corporate and Capital M...
Legal Staff Paralegal in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Corporate Paralegal - Corporate & Transactional: A Dynamic Role at a Leading Law Firm Polsinelli, a top-rated law firm, is seeking a Corporate Paralegal to join their Corporate & Transactional practice group. With offices located throughout the United States, this role offers the opportunity to w...
Legal Staff Paralegal in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Paralegal - Full Time - Experienced - Insurance Defense Division - Fort Lauderdale East (Downtown) Office - Cole, Scott & Kissane Law Firm Salary: Competitive and based on experience Experience: - Minimum 1-3 years of experience in researching and scheduling - Minimum 1-3 years of experien...
Legal Staff Paralegal in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: Legal Assistant/Secretary - Fort Lauderdale - Competitive Salary - Full Time - Perm - Hybrid Role Introduction Kennedys, an international law firm with offices throughout the United States, is seeking a full-time Legal Assistant/Secretary to join its busy Ft. Lauderdale office. Our ideal candi...
Electric Power - Transactional Attorney in Pompano Beach, FL
Pompano Beach, FL
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Salary Information: This position offers a competitive salary based on experience. Relocation assistance is available for qualified candidates. Additional benefits include health, dental, vision, and life insurance, as well as a 401(k) retirement plan. The company also offers professional ...
Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Nearest Secondary Market: Florida Keys Organization: DBPR Position: Senior Attorney Experience: Minimum of 1 year of professional experience in the practice of law Salary: $75,564.84 Location: Various locations throughout Florida The Florida Department of Business and Professiona...
Finance - Banking Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 24, 2024
SUMMARY: Law Firm in Charlotte or Raleigh, NC is seeking a mid-level associate with 4 years of experience in debt finance to join their Financial Services Transaction team. This position is open in all offices, with a preference for Charlotte or Raleigh, NC. Salary Information: - Competitive salary base...
Attorney in Plantation, FL
Plantation, FL
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Criminal Investigator (Special Agent) Direct Hire Department of the Treasury Internal Revenue Service Summary Positions under this announcement are being filled using a Direct Hire Authority (DHA). Click on "Learn more about this agency" button below to view Eligibilities being considered a...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Vice President, Corporate Financing - Lead the Corporate Financing Department within the Offices of the Chief Legal Officer (OCLO) at FINRA. Locations: Rockville, MD Jersey City, NJ Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Washington, DC Philadelphia, PA New York, NY Full-time ...