Legal Counsel Securities Jobs in Palm Beach
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Key Points: Job Title: Associate General Counsel, Regulatory Full-time position R-008412 job requisition ID Responsible for managing adoption of new regulatory requirements Provides expert knowledge to Board of Governors and senior management Advises on high-impact, complex and sensiti...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: The Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete and accurate factual find...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: SEO Friendly Job Title: Enforcement Counsel at FINRA H1: Join FINRA as an Enforcement Counsel and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Quality Work for Large Complex Matters Organization: FINRA Department: En...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: Total compensation may include bonuses, restricted stock units, and benefits. Senior Litigation Counsel, Enforcement - Full Time FINRA, a leading financial regulatory organization, is seeking a highly experienced Senior Litigation Counsel to join their Enforcement team. This position offers th...
Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: Job Title: Corporate Attorney Department: Corporate Law Law Firm: Confidential Location: Delaware, Florida, Maryland, New Jersey, New York, Texas Experience: 3 years Bar Admission: Required Salary Range: $240,000 to $315,000 Are you an experienced corporate attorney looking for a new opportu...
Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney in Palm Beach, FL
Palm Beach, FL
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: Law Firm Seeking Corporate Attorneys for Multiple Locations in the US Are you a highly skilled corporate attorney with experience in mergers and acquisitions, fund formation, finance, and/or securities? Do you have a strong academic background and excellent communication skills? If so, we want to h...
Computer Science Attorney / Electrical Engineering Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 08, 2024
SUMMARY: Salary Information: The salary for this position will be competitive and commensurate with experience. Job Title: Assistant General Counsel, Intellectual Property Experience Information: 5-10 years of experience as a practicing intellectual property attorney Educational Requirement...
Legal Staff Paralegal in Juno Beach, FL
Juno Beach, FL
Type: Full Time | Posted Date: Oct 14, 2024
SUMMARY: Senior Paralegal - eDiscovery Specialist at NextEra Energy - Juno Beach, FL Salary: Not specified, based on experience Job Title: Senior Paralegal - eDiscovery Specialist Experience: Minimum 5 years in litigation support/legal industry Position Specific Description: - Responsible for exec...
Litigation - General (consumer) Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Dec 20, 2024
SUMMARY: ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...
Law Student - Government in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Nov 15, 2024
SUMMARY: Application Deadline 01/12/2025 SEO Friendly Job Title: Law Student Volunteer (Law Clerk Intern) - Summer Program at U.S. Attorney's Office H1 Heading: Join Us for a Rewarding Experience at the U.S. Attorney's Office H2 Heading: Law Student Volunteer (Law Clerk Intern) - Summer Program Bold H...
Corporate - Securities and Capital Markets Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Attorneys The candidate Should have 3 years’ experience in the field of corporate and securities law. Must be proficient with drafting ’34 Act reports such as 10-K’s; 10-Q’s and 8-K’s, 14C information statements and 14A proxies; ’33 and ’34 Act registration statements including Form 1...
Legal Staff Paralegal in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Nov 15, 2024
SUMMARY: Litigation Assistant Job in West Palm Beach, Florida at Law Firm Overview Job Title: Litigation Assistant Location: West Palm Beach, Florida, United States Company: Morgan & Morgan Department: Legal Job Description Morgan & Morgan, a leading personal injury law firm, is seeking a ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: Principal Investigator, Vulnerable Adults and Seniors Team (VAST) - All FINRA Locations - Conduct complex risk-based investigations of FINRA member firms and registered representatives involving potential Elder Financial Exploitation (EFE) - Provide consultation services to FINRA staff and colla...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Job Title: Senior Analyst, Public Offerings Organization: FINRA (Financial Industry Regulatory Authority) Experience Level: Intermediate Salary Range: $68,500 - $146,900 (varies by location and individual qualifications) H1: Join FINRA as a Senior Analyst, Public Offerings and Help Regulate th...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of Strategic Engagement (OSE) in providing...
Personal Injury Plaintiffs Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Oct 17, 2024
SUMMARY: Must have a solid understanding of the Florida Rules of Civil Procedure. Must have Federal experience with trials and the Federal Rules of Civil Procedure. Must have experience with the Florida Rules of Civil Procedure. Must have experience with the Federal Rules of Civil Procedure. Must hav...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Vice President, Corporate Financing - Lead the Corporate Financing Department within the Offices of the Chief Legal Officer (OCLO) at FINRA. Locations: Rockville, MD Jersey City, NJ Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Washington, DC Philadelphia, PA New York, NY Full-time ...