103 jobs found for

Legal Counsel Securities Jobs in Northridge

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  • Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: [WEBTOON] Counsel- Securities and Corporate Governance - Los Angeles, California WEBTOON is seeking a highly accomplished SEC counsel to join our Legal team. We are looking for someone with a deep understanding of corporate governance, SEC reporting, and securities law compliance. The successful ...

  • Corporate - Contract Law Attorney in Northridge, CA

    Northridge, CA

    Type: Full Time | Posted Date: Sep 05, 2024

    SUMMARY: SEO Friendly Job Title: Principal Legal Counsel - Direct Procurement H1: Join Medtronic as a Principal Legal Counsel for Direct Procurement H2: Advise on Global Operations & Supply Chain Legal Matters Medtronic is seeking an experienced and highly skilled Principal Legal Counsel to join the...

  • Shareholder Litigation Associate

    Los Angeles, CA

    Type: Full Time | Posted Date: Aug 29, 2024

    SUMMARY: We are a plaintiffs-side law firm seeking a litigation associate with 4 to 8 years of experience.  We focus primarily in shareholder derivative litigation and shareholder class actions, with a particular emphasis on breach of fiduciary duty claims, including in connection with excessive executive ...

  • Corporate - Contract Law Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Vice President, Contracts Attorney - Wedbush Securities Salary: $185,000 - $215,000 (with potential for additional incentive compensation) Job Type: Full-Time/Regular Location: Los Angeles, CA (hybrid work available) Years of Experience: 4 years transaction experience Education: Bachelor's D...

  • Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Associate General Counsel, Regulatory - Full Time Posted Yesterday Job Requisition ID: R-008412 The organization is looking for an Associate General Counsel, Regulatory to manage the complete life cycle of adopting new regulatory requirements. This includes providing expert knowledge and ad...

  • Legal Secretary / Paralegal

    Los Angeles, CA

    Type: Full Time | Posted Date: Aug 29, 2024

    SUMMARY: Thriving civil litigation law practice seeking organized, experienced legal assistant or paralegal for full-time, permanent position. Job duties: Assist in drafting pleadings and discovery and ability to file Prepare and send correspondence Review legal documents, summarize relevant info...

  • Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Director, Enforcement - Job Posting The Enforcement Director will manage a team of 5-8 Enforcement attorneys, overseeing the development and resolution of Enforcement cases from beginning to end. This role requires a strong leader with excellent communication skills and the ability to prioritize ...

  • Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Director, Enforcement: - Responsible for managing a team of 5-8 attorneys in the Enforcement department, overseeing all stages of Enforcement cases from inception to completion. - Ensures that all factual findings are supported by accurate and well-supported evidence and are in line with FINRA's...

  • Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: FINRA abides by the requirements of 29 CFR Part 471, Appendix A. This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, national origin, age and disability. FINRA abides by the requirements of 29 CFR 2550.404a-3(j)(3). This regulation pr...

  • Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...

  • Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Summary: Organization: FINRA Job Title: Counsel, Enforcement Job Type: Full Time Experience: Minimum of 4 years in a regulatory or legal environment Salary: - California: $106,400 - $200,200 - Washington, DC/Maryland: $106,400 - $191,800 - Colorado/Hawaii/Minnesota/Vermont: $92,5...

  • Litigation - Construction - General Attorney / Litigation - Commercial Attorney / Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 20, 2024

    SUMMARY: Requisition Post Information* : Posted Date 3 weeks ago (2/25/2021 5:07 PM) Responsibilities • Represent clients in complex commercial litigation matters, including financial fraud, securities, breach of contract, breach of fiduciary duties, partnership disputes, shareholder disputes, loan ...

  • Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: The organization is seeking an experienced Assistant General Counsel, Regulatory to join their team. The ideal candidate will have a law degree from an accredited law school, admission to a bar, and a minimum of 6-8 years of directly related legal experience. They should also have advanced knowledge...

  • Litigation - Financial Services - Defense Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Summary: The Vice President, Litigation Attorney is responsible for providing legal advice and representation to Wedbush Securities in securities, capital markets, and other company matters. They will manage legal proceedings, collaborate with internal departments, and provide guidance on dispute...

  • Litigation - General (consumer) Attorney in Pasadena, CA

    Pasadena, CA

    Type: Full Time | Posted Date: Sep 24, 2024

    SUMMARY: SEO Friendly Job Title: Experienced Litigation Associate at Inter-Con Security Systems, Inc. H1 Heading: Join Our Team as a Litigation Associate at Inter-Con Security Systems, Inc. H2 Heading: Seeking an Experienced Litigation Associate in Pasadena, CA Inter-Con Security Systems, Inc. is se...

  • Litigation - General (consumer) Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 17, 2024

    SUMMARY: ...

  • Corporate - Technology Transactions Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 26, 2024

    SUMMARY: H1: Transactional Associate Attorney Job Opening at Established Law Firm in Towson, MD H2: Join Our Team as a Transactional Associate Attorney with Technology Experience The Opportunity: - Join an established law firm as a Transactional Associate Attorney - Work with a variety of technology co...

  • Corporate - Securities and Capital Markets Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...

  • Corporate - Securities and Capital Markets Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 17, 2024

    SUMMARY: Job Title Corporate Securities Associate Ref No. CLE3739 (US) Job Location Various US Offices Work Type Salaried - Full Time Description Squire Patton Boggs is hiring a Corporate Securities Associate with at least three to five years of significant transactional experience to be a part of its...

  • Associate Attorney

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 12, 2024

    SUMMARY: Dressler Peters, LLC, a national law firm, is seeking an Associate Attorney with 0-7 years’ experience in business law with a concentration in corporate finance for its Springfield office. An associate will work with partners, associates, and clients in a busy litigation practice and will be activ...