52 jobs found for

Legal Counsel Securities Jobs in Littleton

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  • Corporate - Contract Law Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 25, 2024

    SUMMARY: Job Title: Lead Legal Counsel - Healthcare Contracts Experience: At least 5 years of experience in drafting, negotiating, and managing contracts Location: Boston, MA; Chicago, IL; Coral Gables, FL; Denver, CO; New York, NY; Windsor, CT - Hybrid Department: Legal SS&C, a global provider of inve...

  • Corporate - Technology Transactions Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 18, 2024

    SUMMARY: from this site. Legal Counsel - Join a Growing Commercial and Go-to-Market Legal Team in Denver, Colorado About the Company: Databricks is a leading data and AI company that serves over 10,000 organizations worldwide, including major companies like Comcast and Condé Nast. With a focu...

  • Litigation - Securities Litigation - Defense Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Bullet points: -Position: Associate General Counsel, Regulatory -Job type: Full time -Posted: Yesterday -Job requisition ID: R-008412 -Responsible for managing and directing the adoption of new regulatory requirements -Provides expert knowledge and advice to the Board of Governors and senior m...

  • Litigation - Securities Litigation - Defense Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Director, Enforcement - Woodbridge, NJ/Jersey City, NJ/Jericho, NY/Denver, CO/Dallas, TX Full Time - R-008297 - Posted Today The Organization is currently seeking a highly qualified Director, Enforcement to join our team in multiple locations. This is a full-time position with competitive comp...

  • Litigation - Securities Litigation - Defense Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: H1: "Join FINRA as a Director of Enforcement - Apply Now!" H2: "Manage a Team of Attorneys and Drive Successful Enforcement Outcomes" Director, Enforcement Full-time position with FINRA Job ID: R-008299 Location: Various locations across the US We are seeking a highly skilled and experienced Direc...

  • Litigation - Securities Litigation - Defense Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...

  • Litigation - Securities Litigation - Defense Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: In this role, the Principal Counsel, Enforcement, will be responsible for providing legal expertise and guidance in matters related to enforcement for the organization. They will work closely with investigative staff, conduct research, and develop legal strategies to assess and prosecute cases. The ...

  • Litigation - Securities Litigation - Defense Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...

  • Litigation - Securities Litigation - Defense Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: Job Title: Assistant General Counsel, Regulatory (Remote/Hybrid) Organization: FINRA (Financial Industry Regulatory Authority) Experience: Minimum 6-8 years of directly related legal experience Salary Range: - California: $146,200 - $296,100 - Colorado/Hawaii/Minnesota/Vermont: $127,300 - $246,...

  • Corporate - M&A Attorney / Corporate - Venture Capital/Emerging Companies Attorney in Broomfield, CO

    Broomfield, CO

    Type: Full Time | Posted Date: Sep 15, 2024

    SUMMARY: Venture/Corporate Senior Counsel or Senior Assoc. Job ID: 1623 Position: Attorney Location: Multiple Offices Practice Area: Venture Best Open Date: Monday, January 30, 2023 Job Function: Legal Job Description: The Position At Michael Best, we are looking to add a Venture/Corporate Senio...

  • Corporate - Securities and Capital Markets Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...

  • Corporate - Securities and Capital Markets Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 17, 2024

    SUMMARY: Job Title Corporate Securities Associate Ref No. CLE3739 (US) Job Location Various US Offices Work Type Salaried - Full Time Description Squire Patton Boggs is hiring a Corporate Securities Associate with at least three to five years of significant transactional experience to be a part of its...

  • Corporate - M&A Attorney / Corporate - Venture Capital/Emerging Companies Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 15, 2024

    SUMMARY: Venture/Corporate Senior Counsel or Senior Assoc. Job ID: 1623 Position: Attorney Location: Multiple Offices Practice Area: Venture Best Open Date: Monday, January 30, 2023 Job Function: Legal Job Description: The Position At Michael Best, we are looking to add a Venture/Corporate Senio...

  • Corporate - General Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Corporate Counsel & Assistant Corporate Secretary - Exciting Opportunity with Competitive Salary! Are you a legal professional looking for a new challenge? Do you have experience in corporate governance and regulatory compliance? If so, we have an exciting opportunity for you to join our team as ...

  • Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 25, 2024

    SUMMARY: We will contact all applicants selected for interview. - Senior Attorney/Counsel position available at Ovintiv, a leading energy company with operations in the U.S. and Canada. - Highly competitive compensation and benefits package, including market-leading vacation/time-off program. - Inclus...

  • Corporate - General Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: H1: Coan, Payton and Payne, LLC Seeking Corporate Transactions Attorney in Denver Office H2: Join Our Team and Advance Your Legal Career Law Firm: Coan, Payton and Payne, LLC Job Title: Corporate Transactions Attorney Experience: Partner level with portable business of not less than $250K S...

  • Corporate - Securities and Capital Markets Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 17, 2024

    SUMMARY: Law Firm is looking for a Corporate Securities Associate Law Firm is seeking an experienced Corporate Securities Associate to join its sophisticated and highly collaborative corporate practice. This position is based in either Atlanta, Cincinnati, Cleveland, Columbus, Denver, Los Angeles, New Yor...

  • Corporate - Securities and Capital Markets Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 17, 2024

    SUMMARY: Law Firm is seeking a Corporate Securities Associate with at least three to five years of significant transactional experience to join its team. This position is based in any of the following locations: Atlanta, Cincinnati, Cleveland, Columbus, Denver, Los Angeles, New York, Phoenix or Washington DC...

  • Corporate - Contract Law Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 12, 2024

    SUMMARY: SEO Friendly Job Title: Assistant General Counsel - Contract Review and Compliance Specialist H1 Heading: Join Arnold & Porter as an Assistant General Counsel H2 Heading: Lead the Contract Review Process and Ensure Compliance for a Top Law Firm Responsibilities: - Develop an efficient work...

  • Corporate - M&A Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Your job title should be SEO friendly and H1 and H2 friendly. Corporate Counsel at Gusto, Inc. - Legal and Compliance Role - Denver, San Francisco, and New York Locations Experience: 7 years of combined legal experience (law firm & in-house) As a Corporate Counsel at Gusto, Inc., you wil...