Legal Counsel Securities Jobs in Clifton
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Sponsored Job
Securities Attorney
Harris Beach PLLC | White Plains, NY
Type: Full-Time | Posted Date: Oct 18, 2022
SUMMARY: Securities Attorney The candidate will advise clients on legal issues related to private capital-raising activities. Draft and review our clients’ ’33 Act and ’34 Act filings. Advise on SEC rules and regulations, stock exchange rules, Sarbanes-Oxley/Dodd-Frank/JOBS Act compliance, and related...
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Sponsored Job
Fund/securities Transactional Attorney
Cole Schotz PC | Hackensack, NJ
Type: Full-Time | Posted Date: Dec 05, 2022
SUMMARY: Fund/Securities Transactional Attorney The candidate should have 4 years of experience with fund formation, governance and transactions and/or securities matters. Bar admission is required. Strong academic credentials, and excellent oral and written communication skills are required. ...
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Sponsored Job
Fund/securities Transactional Attorney
Cole Schotz PC | New York City, NY
Type: Full-Time | Posted Date: Dec 05, 2022
SUMMARY: Fund/Securities Transactional Attorney The candidate should have 4 years of experience with fund formation, governance and transactions and/or securities matters. Bar admission is required. Strong academic credentials, and excellent oral and written communication skills are required. ...
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Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 27, 2024
SUMMARY: The New York Times Company is an Equal Opportunity Employer and does not discriminate on the basis of an individual's sex, age, race, color, creed, national origin, alienage, religion, marital status, pregnancy, sexual orientation or affectional preference, gender identity and expression, disability...
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Corporate - Contract Law Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: SS&C Technologies, Inc. is an American multinational financial technology company headquartered in Windsor, Connecticut. It provides investment and financial services and software for the financial services and healthcare industries. They are currently seeking a Lead Legal Counsel to join their team...
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Corporate - Contract Law Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: The Senior Legal Counsel will provide legal expertise and guidance in US Federal, State, Local Government and Education (SLED) contracting to support OpenText's in-house legal team. This position offers the opportunity to work on a variety of commercial technology agreements and partner agreements, ...
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Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: BlackRock is seeking a highly motivated and experienced Vice President, Transactions Legal Counsel to join our Legal and Compliance team. This role will primarily focus on private equity, M&A, and capital markets transactions, and will work closely with portfolio managers and other internal stakehol...
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Corporate - Contract Law Attorney / Data Privacy - Transactional Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Introducing Adobe: - Leading company in digital experiences - Empowers people to create digital content - Believes in equal opportunity and diversity in the workplace - Encourages new ideas from all employees Position: Senior Legal Counsel - Digital Video & Audio - Provides legal counsel to ...
Corporate - M&A Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: ...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: SEO Friendly Job Title: Associate General Counsel, Regulatory - Expert in Complex Regulatory Initiatives and Rule Changes H1: Join FINRA as an Associate General Counsel, Regulatory - Expert in Complex Regulatory Initiatives and Rule Changes H2: Lead Regulatory Policy and Provide Expert Legal C...
Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Job Title: Associate General Counsel, Regulatory Salary Information: - Minimum Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider growth ...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Bullet points: - Full-time position as an Associate General Counsel, Regulatory at FINRA (Financial Industry Regulatory Authority) - Responsible for managing the adoption of new regulatory requirements - Provides expert knowledge to the Board of Governors and senior management - Advises on h...
Litigation - Securities Litigation - Defense Attorney in Florham Park, NJ
Florham Park, NJ
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: Law Firm Seeking Securities Litigation Associate Attorney in NJ Job Title: Securities Litigation Associate Attorney Salary: Competitive, based on experience Location: Florham Park, NJ Experience: 4-6 years in securities litigation and regulatory practice Law Firm: Bressler, Amery & Ro...
Antitrust and Competition - Litigation and Investigations Attorney / Litigation - Commercial Attorney / Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: • Minimum of seven years of experience in complex commercial litigation and counseling • Admitted to the New York Bar • Strong academic background • Excellent oral and written communication skills • Experience in securities law and antitrust law is preferred Responsibilities: •...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer The Assistant General Counsel, Regulatory will be responsible for providing senior-level legal advice and support in connection with the adoption of new regulatory initiatives. This position will also serve as a subject matter expert i...
Trusts and Estates Attorney / Real Estate Attorney / Litigation - Securities Litigation Attorney / Litigation - Insurance Attorney / Finance - General Attorney / Litigation - Trusts & Estates - Defense Attorney / Litigation - Trusts & Estates - Plaintiffs
Manhattan, NY
Type: Full Time | Posted Date: Sep 02, 2024
SUMMARY: Lawyer The candidate should preferably have LL.B or above (unified enrollment; first-tier universities); overseas background and a J.D. degree; Have lawyer practicing qualification; qualification in other regions or countries would be an asset; At least 3 years of working experience as a full-time ...
Bankruptcy-Creditors Rights Attorney / Litigation - Commercial Attorney / Litigation - Real Estate - Defense Attorney / Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Litigation Associate Position at a Top NYC Law Firm Are you an experienced litigation attorney with a passion for complex commercial cases? Do you thrive in a fast-paced environment and have a strong track record of success? If so, then we have an exciting opportunity for you! Moritt Hock & Hamro...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Bullet points: - Director, Regulatory Advisor role at FINRA - Senior-level position with expert knowledge of financial industry - Responsible for tracking regulatory developments and rule changes - Liaises with various departments within FINRA and gathers input for policy and rulemaking - Law...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement - Job Posting The role of Director, Enforcement is responsible for managing and overseeing a team of Enforcement attorneys in resolving cases from start to finish. This includes ensuring that all cases are supported by thorough and accurate factual findings, applied to a cle...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement - Job Opportunity with FINRA Responsibilities: - Manage a team of 5-8 Enforcement attorneys, overseeing all stages of Enforcement cases from inception to completion. - Ensure that all outcomes in Enforcement matters are supported by thorough and accurate factual findings...
Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: In today's competitive job market, it can be challenging to stand out as a top candidate for a Director, Enforcement position. This role requires strong leadership skills, legal expertise, and the ability to manage a team effectively. In order to summarize this job listing and make it SEO friendly, ...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: H1: Director, Enforcement - Full Time Position at FINRA H2: Essential Job Functions and Requirements SEO Job Title: Director, Enforcement - Full Time Position at FINRA Director, Enforcement - Full Time Position at FINRA: Essential Job Functions and Requirements Director, Enforcement - Fu...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement The Director of Enforcement is responsible for managing a team of 5-8 attorneys and overseeing the resolution of Enforcement cases from start to finish. This includes ensuring that all factual findings are well-supported and that legal frameworks are applied accurately. The ...