Legal Counsel Investment Management Jobs in Fort Lauderdale
-
Corporate - Asset/Investment Management Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Jan 05, 2025
SUMMARY: Senior Attorney – US Investment Management (Mutual Funds, ETFs and Digital Assets) Franklin Templeton is a leading global investment management firm that offers a variety of opportunities for growth and advancement. We are currently seeking a Senior Attorney to join our legal team in various lo...
-
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Dec 27, 2024
SUMMARY: Job Title: Experienced Securities Attorney at Law Firm Salary Information: Competitive salary based on experience and qualifications. Experience: Minimum of 8 years' experience in private securities offerings, fund work, and joint ventures. Law Firm is seeking an experienced Securities Attorney t...
-
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: The Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete and accurate factual find...
-
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...
-
Corporate - Private Equity Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Job Title: Private Funds Associate (Mid-Level) - Miami/Chicago Salary: Competitive and commensurate with experience Experience: Minimum of 4 and maximum of 6 years in a large law firm setting H1: Private Funds Associate (Mid-Level) - Miami/Chicago H2: Job Description and Requirements - Seeking a m...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of Strategic Engagement (OSE) in providing...
Corporate - M&A Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Oct 04, 2024
SUMMARY: Summary: The Global Head of Legal, Mergers & Acquisitions will be responsible for managing the legal work related to mergers and acquisitions, divestitures and strategic investments for Olympus Corporation and its subsidiaries worldwide. This position will involve collaborating with key internal ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Vice President, Corporate Financing - Lead the Corporate Financing Department within the Offices of the Chief Legal Officer (OCLO) at FINRA. Locations: Rockville, MD Jersey City, NJ Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Washington, DC Philadelphia, PA New York, NY Full-time ...