Junior Finance Lawyer Jobs in Jericho
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: H1: Senior Principal Analyst, Risk Monitoring – Large Diversified – All FINRA Locations H2: Full Time Position, R-008444 - Conduct risk monitoring activities and ongoing risk assessments for FINRA members, reporting to a Risk Monitoring Director - Responsible for lead role in monitoring FIN...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Principal Investigator, NCP, is responsible for conducting investigations of potential fraud or misconduct, gathering regulatory intelligence, requesting and analyzing records, and providing subject matter expertise and advanced data analysis. This position also involves training and mentoring j...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Principal Analyst, Risk Monitoring - Full Time Location: Any FINRA Office Job Requisition ID: R-008120 Overview: This is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager in identifying existing and emerging risks, and interactions with...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Title: Principal Analyst, Risk Monitoring - FINRA Location Salary Information: - California: Minimum Salary $106,400, Maximum Salary $200,200 - Washington, DC/Maryland: Minimum Salary $106,400, Maximum Salary $191,800 - Colorado/Hawaii/Minnesota/Vermont: Minimum Salary $92,500, Maximum Salary $1...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Corporate - Compliance Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Please note: For your safety and protection, we will only collect your personal information for the purposes of this inquiry. We will not use your personal information for any other purposes. H1: Join EY as a Financial Services - Regulatory Compliance Manager H2: Build a Better Working World w...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Financial Services - Regulatory Compliance - Manager The candidate will consistently deliver quality client services. Drive high-quality work products within expected timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected ou...