Junior Compliance Officer Jobs in Stamford
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Sponsored Job
Chief Compliance Officer
FactSet Research Systems Inc. | Norwalk, CT
Type: Full-Time | Posted Date: Oct 19, 2020
SUMMARY: Chief Compliance Officer The candidate will develop and implement tools, communications, and methodologies to identify, classify, remediate and track enterprise risk. evaluate and counsel on change management associated with remediation. Will write, review, revise and institutionalize policies to e...
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Sponsored Job
Chief Ethics and Compliance Officer
OHL North America | College Point, NY
Type: Full-Time | Posted Date: Apr 12, 2022
SUMMARY: Chief Ethics and Compliance Officer Responsibilities: Report to the General Counsel. Lead the compliance team. Develop strategies and lead efforts to encourage a Speak Up Culture for employees to raise concerns or questions. Learn the regulatory framework that affects our company and our public-sec...
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Sponsored Job
Vp Compliance Officer
Ultimus Fund Solutions, LLC | Hauppauge, NY
Type: Full-Time | Posted Date: Oct 24, 2022
SUMMARY: VP Compliance Officer The candidate will be maintaining compliance policies and procedures for assigned trusts or advisers, performing annual reviews thereon, conducting risk assessments and periodic compliance testing, maintaining oversight of other services providers (distributors, transfer agent...
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Corporate - Compliance Attorney in Melville, NY
Melville, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: SEO friendly job title: Financial Services - Regulatory Compliance Manager H1: Join EY's Financial Services Office as a Regulatory Compliance Manager H2: Make a Difference in the Financial Services Industry Bold Headlines: - Build a Career as Unique as You Are with EY - Join a Global Te...
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Attorney in Melville, NY
Melville, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Financial Services - Regulatory Compliance - Manager The candidate will consistently deliver quality client services. Drive high-quality work products within expected timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected ou...
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Tax - General Attorney in Stamford, CT
Stamford, CT
Type: Full Time | Posted Date: Sep 12, 2024
SUMMARY: The Tax Services Manager position at EY is a highly competitive role within the Financial Services Organization (FSO). With a focus on high-ethical standards and integrity, EY expects all candidates to demonstrate these qualities. This role offers a unique opportunity for individuals to build a care...
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Tax - General Attorney in Melville, NY
Melville, NY
Type: Full Time | Posted Date: Sep 12, 2024
SUMMARY: Tax Services Manager - Financial Services - Global Compliance and Reporting - Real Estate - EY Salary Information: - Salary range for most geographic locations in the US: $89,400 to $163,800 - Salary range for New York City Metro Area, Washington State, and California (excluding Sacramento): $1...
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Finance - Banking Attorney in Melville, NY
Melville, NY
Type: Full Time | Posted Date: Jul 25, 2024
SUMMARY: After that period, the hiring team may decide to close the position or continue to accept applications at their discretion. The Compliance Manager - Lending & Finance is a key role in Capital One’s Corporate Compliance organization. This position will support the Commercial lending businesses i...