Junior Compliance Officer Jobs in Charlotte
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Sponsored Job
Regulatory Risk & Consumer Compliance Manager (financial Services)
PricewaterhouseCoopers LLP. | Charlotte, NC
Type: Full-Time | Posted Date: Oct 20, 2020
SUMMARY: Regulatory Risk & Consumer Compliance Manager (Financial Services) Duties: Develop new skills outside of comfort zone. Act to resolve issues which prevent the team working effectively. Coach others, recognise their strengths, and encourage them to take ownership of their personal development. Analy...
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Sponsored Job
Compliance Officer - Securities Industry
US Bank. | Charlotte, NC
Type: Full-Time | Posted Date: Nov 26, 2022
SUMMARY: Compliance Officer - Securities Industry The candidate will serve as support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series trusts containing mutual funds and exchange-traded funds (Trusts). Will assist in the compliance oversight of service providers to the Trusts, including...
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Sponsored Job
Sr. Compliance Officer
Truist Financial Corporation | Charlotte, NC
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Senior Compliance Officer The candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on Accessibility programs that support physical and digital elements of the Americans with Disabilities Act and/or Limited English Proficiency. Lead and exec...
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Corporate - Compliance Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Financial Services - Regulatory Compliance Manager Location: New York, other locations available Salary: Competitive Date: May 30, 2024 Overview: EY is a global leader in professional services, with a dedicated Financial Services Office (FSO) that serves the financial services industry. We ar...
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Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Financial Services - Regulatory Compliance - Manager The candidate will consistently deliver quality client services. Drive high-quality work products within expected timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected ou...