Investment Management Funds Lawyer Jobs in Wilmington
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Legal Staff Paralegal in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Nov 05, 2024
SUMMARY: 1 Law Firm Seeking Investment Management Paralegal in Philadelphia, Pennsylvania Salary Information: - Entry level position, salary to be determined based on experience and qualifications - Competitive benefits package offered Job Title: Investment Management Paralegal Experience/Quali...
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Tax - General Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: H1: Senior Consultant, Tax Controversey H2: Tax Business Tax Services Senior Consultant, Tax Controversey Position Summary: - Advocate with experience in resolving federal tax controversies - Assist in resolving federal tax controversies for a variety of taxpayers - Conduct legal research and pr...
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Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
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Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: SEO Friendly Job Title: Senior Principal Analyst, Risk Monitoring H1 Heading: Join FINRA as a Senior Principal Analyst, Risk Monitoring H2 Heading: Conduct Risk Monitoring and Assessments for FINRA's Highest Impact Firms Organization: FINRA Department: Risk Monitoring Location: All FI...
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Corporate - Securities and Capital Markets Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Tax - General Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 26, 2024
SUMMARY: Senior Tax Associate, Asset Management: - Location: Harrisburg, PA; Philadelphia, PA; Pittsburgh, PA - Salary range: Based on relevant factors such as skills, job responsibilities, prior experience, and market considerations - Job type: Full-time - Experience level: Experienced - Company: KPM...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Organization: FINRA Department: Market Regulation and Transparency Services Job Title: Principal Analyst, Regulatory Services Management Experience: Minimum of 8 years Salary Range: $92,500 - $200,200 (varies by location) Job Type: Full Time H1: Principal Analyst, Regulatory Services Managem...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Job Title: Principal Analyst, Risk Monitoring Organization: FINRA (Financial Industry Regulatory Authority) Experience: Senior-level Salary: Dependent on location and qualifications, ranging from $92,500 to $200,200 Location: Any FINRA location (CA, WA, DC, CO, HI, MN, VT, NY, WA, MD) H1: Joi...
Tax - General Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Our client, a leading renewable energy company, is seeking an experienced Tax Senior Manager to join their Asset & Wealth Management team. In this role, you will work as part of a team of problem solvers, providing tax advice and solutions to clients in the financial services industry. You will have...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: H1: Vice President, Corporate Financing - Lead Regulatory Policy and Compliance for FINRA's Corporate Financing Rules H2: Join the Leadership Team at FINRA as the Vice President of Corporate Financing Department Bold Headline: Lead the Corporate Financing Department at FINRA and Protect Investors ...