Investment Management Funds Lawyer Jobs in Hollywood
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Corporate - Asset/Investment Management Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 26, 2024
SUMMARY: Senior Attorney – US Investment Management (Mutual Funds, ETFs and Digital Assets) Franklin Templeton is a leading global investment management firm that offers a variety of opportunities for growth and advancement. We are currently seeking a Senior Attorney to join our legal team in various lo...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Job Title: Experienced Securities Attorney at Law Firm Salary Information: Competitive salary based on experience and qualifications. Experience: Minimum of 8 years' experience in private securities offerings, fund work, and joint ventures. Law Firm is seeking an experienced Securities Attorney t...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Law Firm Seeking Experienced Associate in Investment Services H1: Join Our Team as an Associate in Investment Services at a Leading Law Firm H2: Grow Your Career with Vedder Price Are you a highly motivated and experienced attorney looking to take the next step in your career? Are you passionate a...
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Corporate - Private Equity Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Job Title: Private Funds Associate (Mid-Level) - Miami/Chicago Salary: Competitive and commensurate with experience Experience: Minimum of 4 and maximum of 6 years in a large law firm setting H1: Private Funds Associate (Mid-Level) - Miami/Chicago H2: Job Description and Requirements - Seeking a m...
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Corporate - M&A Attorney / Corporate - Venture Capital/Emerging Companies Attorney in Hollywood, FL
Hollywood, FL
Type: Full Time | Posted Date: Oct 14, 2024
SUMMARY: The Corporate Counsel position at A&D Mortgage is a great opportunity for a highly qualified and experienced legal professional to join our team. With over 20 years of success in providing residential and commercial loans, our Florida-based Nationwide Mortgage Lender is looking for a skilled Corpora...
Tax - General Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: -2025 Job Title: Tax LLM Associate - Summer 2025 Salary: Competitive, based on experience and location Department: Tax Services Experience: 0 years (entry-level) Introduction: PwC is a global professional services firm that offers a wide range of tax specialties to help clients manage their ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of Strategic Engagement (OSE) in providing...
Tax - General Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Oct 09, 2024
SUMMARY: As a part of RSM’s global team, you will be rewarded for your skills and contributions and have a variety of competitive compensation and benefit programs to choose from. H1: Tax Manager - Ultra High Net Worth - Investment Fund Executives H2: Full Time, Competitive Salary, Benefits Package, ...
Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete and accurate factual find...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Vice President, Corporate Financing - Lead the Corporate Financing Department within the Offices of the Chief Legal Officer (OCLO) at FINRA. Locations: Rockville, MD Jersey City, NJ Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Washington, DC Philadelphia, PA New York, NY Full-time ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: ## Summary: - Job title: Principal Analyst, Regulatory Services Management - Organization: FINRA's Department of Market Regulation and Transparency Services - Location: Various locations (see below for salary information) - Education and experience requirements: Bachelor's degree and 8 years o...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO Friendly Job Title: Senior Principal Analyst, Regulatory Services Management H1 Heading: Join FINRA's Regulatory Services Management Team as a Senior Principal Analyst H2 Heading: Work with Market Regulation and Transparency Services to Ensure Regulatory Compliance Summary: The Senio...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO-Friendly Job Title: Director, Regulatory Services Management at FINRA H1: Join FINRA as Director, Regulatory Services Management H2: Lead Key Operations and Reporting Functions for RSM Bold Headlines: - Manage Operations and Reporting for Regulatory Services Management at FINRA - Ac...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA. Associate Principal Analyst, Risk Monitoring - Any FINRA Location ...