Investment Management Funds Lawyer Jobs in Boulder
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Corporate - Asset/Investment Management Attorney in Boulder, CO
Boulder, CO
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: Corporate Associate; Funds/Investment Management (3 years): Boulder, Denver, or Reno H1: Join Holland & Hart's Corporate Group as a Funds/Investment Management Associate H2: Work with Alternative Investment Funds and Institutional Investors Holland & Hart, a well-known and respected law fi...
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Corporate - Asset/Investment Management Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: H1: Corporate Associate - Funds/Investment Management (3 years) - Join Our Team at Holland & Hart H2: Seeking Experienced Funds/Investment Management Associate at Top Corporate Law Firm H2: Opportunity to Work at Award-Winning Law Firm in Multiple Locations H2: Competitive Salary and Benefits Pa...
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Corporate - Asset/Investment Management Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Min Hiring Rate $125,000.00 Max Hiring Rate $150,000.00 Job Start Date Thursday, September 19, 2024 Travel Required Yes Travel Type National Travel Percentage 10% Job Title: AVP, Legal Counsel Location: Virtual, with occasional travel to client meetings and Ultimus off...
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Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 18, 2024
SUMMARY: Offered salary will be based on your skills, experience and education. Massachusetts: Salary range for this position: 140,000 USD to 190,000 USD. Offered salary will be based on your skills, experience and education. SS&C is a global provider of investment and financial services and software f...
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Corporate - Asset/Investment Management Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Associate Attorney (Private Funds) - San Francisco or Denver - Cole-Frieman & Mallon LLP About the Law Firm: - Prestigious boutique law firm with a national practice - Specializes in representing private funds and their managers - Advises on over 300 fund launches annually - Highly regarded p...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 15, 2024
SUMMARY: Tax Manager, Investment Management, Private Wealth (Central Region Office Locations) Salary Information: - Wage range: $84,980 to $169,650 - Additional eligibility for discretionary annual incentive program Job Title: - Tax Manager, Private Wealth Tax Practice Experience Information: - ...
Corporate - Securities and Capital Markets Attorney / Fintech & Blockchain Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Corporate and Securities Associate Position at Prestigious Law Firm in San Francisco, New York, or Denver H1: Join Our Team as a Corporate and Securities Associate at a Top Law Firm in San Francisco, New York, or Denver H2: Exciting Opportunity for Experienced Corporate and Securities Associat...
Finance - Banking Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 15, 2024
SUMMARY: Company Overview Company is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, Company serves millions of U.S. consumers and many of the w...
Finance - Banking Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 15, 2024
SUMMARY: ## Job Summary Company is looking for an experienced Private Banker to join its U.S. Private Bank team in Denver, CO. The Private Banker will be responsible for advising clients on building, preserving and managing their wealth. This position requires six plus years of work experience in Private ...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 17, 2024
SUMMARY: Principal Intelligence Specialist, FIU - All FINRA Locations Salary Information: - The salary range for this position varies depending on location and other factors such as skill set, level of experience, and education. - The minimum salary for California is $106,400 and the maximum salary is $...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Tax - General Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 09, 2024
SUMMARY: Bonus eligibility is subject to terms and conditions applicable to the bonus program, including but not limited to eligibility requirements, terms and conditions and the timing and payment of bonuses. In addition, employees are eligible for a comprehensive benefits package including but not limited ...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
Partner in Corporate - Asset/Investment Management in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 15, 2024
SUMMARY: Temporary Investment Fund Partner The candidate should have excellent academic credentials with a J.D. from an ABA-accredited law school. Must be a senior investment funds attorney with 7 years of corporate or transactional experience, specifically in investment funds. Should have strong experienc...
Corporate - Securities and Capital Markets Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Regulatory Services Management Experience: 10 years Salary: $127,300 - $296,100 (varies by location) Hiring Organization: FINRA Time Type: Full-time Job Requisition ID: R-008259 Introduction: FINRA is seeking a highly experienced and skilled Director, Regulatory Servi...