Investment Management Counsel Jobs in Jericho
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Corporate - Securities and Capital Markets Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
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Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO Friendly Job Title: Director, Enforcement H1: Director, Enforcement - Job Description and Salary Information H2: Overview of Director, Enforcement Position Bold Headlines: Director, Enforcement: Leading and Managing a Team of Attorneys Job Title: Director, Enforcement Salary Information: Sal...
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Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement at FINRA - Job Description and Salary Information Organization: FINRA Job Title: Director, Enforcement Experience: Minimum 7 years in securities-rel...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: H1: Senior Principal Analyst, Risk Monitoring – Large Diversified – All FINRA Locations H2: Full Time Position, R-008444 - Conduct risk monitoring activities and ongoing risk assessments for FINRA members, reporting to a Risk Monitoring Director - Responsible for lead role in monitoring FIN...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Principal Investigator, NCP, is responsible for conducting investigations of potential fraud or misconduct, gathering regulatory intelligence, requesting and analyzing records, and providing subject matter expertise and advanced data analysis. This position also involves training and mentoring j...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Principal Analyst, Risk Monitoring - Full Time Location: Any FINRA Office Job Requisition ID: R-008120 Overview: This is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager in identifying existing and emerging risks, and interactions with...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Title: Principal Analyst, Risk Monitoring - FINRA Location Salary Information: - California: Minimum Salary $106,400, Maximum Salary $200,200 - Washington, DC/Maryland: Minimum Salary $106,400, Maximum Salary $191,800 - Colorado/Hawaii/Minnesota/Vermont: Minimum Salary $92,500, Maximum Salary $1...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Vice President, Regulatory Liaison will serve as the primary liaison and representative for Member Supervision executive leadership in developing and maintaining strong working relationships with external regulators including the SEC and other Federal and State Regulators. They will also serve a...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Tax - General Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Tax Senior - Investment Management - Private Equity (East Coast City Locations) Position Summary: We are seeking a Tax Senior to join our team and be a part of the largest growth area in the tax industry. This role will involve serving clients in partnership taxation and providing tax complian...
Tax - General Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Tax Senior - Investment Management Reporting Solutions (National Locations) - PSG Experience in investment management tax compliance or tax compliance for investments with corporate ownership Strong understanding of federal partnership tax compliance Ability to work in a hybrid work model, co-loc...
Tax - General Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Jul 29, 2024
SUMMARY: - Job title: Tax Manager - Financial Services, Hedge Fund Tax (East Region City Locations) - Salary range: $84,980 to $193,440 (plus potential for additional discretionary annual incentive) - Experience required: 5 years in tax planning or preparing/reviewing tax returns - Location: Various locatio...
Tax - General Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Job Title: Tax Senior - Real Estate Tax (East Region Office Locations) Experience: Minimum of 3 years experience providing tax planning services or preparing client work papers and income tax returns Salary Range: $63,420 to $144,300 (not adjusted for geographic differential) Locations: 22 locati...
Tax - General Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Job Title: Tax Senior Manager - Financial Services - Mutual Fund Experience: 8 years Salary Range: $119,490 to $272,090 Locations: 22 locations in the East Region Position Summary: - Seeking a leader with a passion for financial products and a strong understanding of regulated investment c...